[Form 3] Goosehead Insurance, Inc. Initial Statement of Beneficial Ownership
Brendan Scot Jones Trust filed an initial Form 3 disclosing direct ownership of 9,787 shares of Class B common stock and 9,787 LLC units in Goosehead Financial, LLC, each LLC unit paired with a share of Class B common stock and convertible into one share of Class A common stock. The filing notes the reporter disclaims beneficial ownership except for pecuniary interest and states the reporting person may be part of a voting group that collectively owns more than 10% of Class A common stock.
Brendan Scot Jones Trust ha presentato un modulo iniziale Form 3, dichiarando la propriet脿 diretta di 9.787 azioni di categoria B e di 9.787 quote LLC in Goosehead Financial, LLC. Ogni quota LLC 猫 abbinata a un'azione di categoria B ed 猫 convertibile in un'azione di categoria A. La comunicazione precisa che il dichiarante nega la titolarit脿 beneficiaria eccetto per interessi pecuniari e indica che la persona segnalante potrebbe far parte di un gruppo di voto che collettivamente detiene oltre il 10% delle azioni di categoria A.
Brendan Scot Jones Trust present贸 un Formulario 3 inicial, revelando la propiedad directa de 9.787 acciones de la Clase B y 9.787 unidades LLC en Goosehead Financial, LLC. Cada unidad LLC va emparejada con una acci贸n de Clase B y es convertible en una acci贸n de Clase A. La presentaci贸n aclara que el declarante niega la propiedad beneficiaria excepto por un inter茅s pecuniario y se帽ala que la persona informante podr铆a formar parte de un grupo de voto que en conjunto posee m谩s del 10% de las acciones de Clase A.
Brendan Scot Jones Trust電� 齑堦赴 Form 3毳� 鞝滌稖頃橃棳 韥措灅鞀� B 氤错喌欤� 9,787欤�鞕赌 Goosehead Financial, LLC鞚� LLC 歆�攵� 9,787雼渼毳� 歆侅爲 氤挫湢頃橁碃 鞛堨潓鞚� 瓿店皽頄堨姷雼堧嫟. 臧� LLC 雼渼電� 韥措灅鞀� B 欤检嫕 頃� 欤检櫠� 歆濎潉 鞚措（氅� 韥措灅鞀� A 氤错喌欤� 1欤茧 鞝勴櫂霅� 靾� 鞛堨姷雼堧嫟. 鞁犼碃靹滌棎電� 氤搓碃鞛愱皜 旮堨爠鞝� 鞚挫澋鞚� 鞝滌櫢頃� 鞁れ鞝� 靻岇湢毳� 攵�鞚疙暅雼り碃 氇呾嫓霅橃柎 鞛堨溂氅�, 氤搓碃鞛愱皜 歆戨嫧鞝侅溂搿� 韥措灅鞀� A 氤错喌欤检潣 10%毳� 齑堦臣 氤挫湢頃� 韴憸 攴鸽９鞚� 鞚检洂鞚� 靾� 鞛堧嫟瓿� 鞝侅嫓霅橃柎 鞛堨姷雼堧嫟.
Brendan Scot Jones Trust a d茅pos茅 un formulaire initial Form 3 d茅clarant la propri茅t茅 directe de 9 787 actions ordinaires de cat茅gorie B et de 9 787 unit茅s LLC de Goosehead Financial, LLC. Chaque unit茅 LLC est associ茅e 脿 une action de cat茅gorie B et est convertible en une action de cat茅gorie A. Le d茅p么t pr茅cise que le d茅clarant d茅cline toute propri茅t茅 b茅n茅ficiaire sauf pour un int茅r锚t p茅cuniaire et indique que la personne d茅clarante pourrait faire partie d'un groupe de vote qui d茅tient collectivement plus de 10 % des actions de cat茅gorie A.
Brendan Scot Jones Trust reichte ein urspr眉ngliches Formular 3 ein und gab den direkten Besitz von 9.787 Stammaktien Klasse B sowie 9.787 LLC-Einheiten an Goosehead Financial, LLC an. Jede LLC-Einheit ist mit einer Klasse-B-Aktie gekoppelt und in eine Klasse-A-Stammaktie wandelbar. Die Meldung weist darauf hin, dass der Meldende eine wirtschaftliche Eigent眉merschaft au脽er einem pecuni盲ren Interesse verneint und erkl盲rt, die berichtende Person k枚nnte Teil einer Stimmrechtsgruppe sein, die zusammen mehr als 10% der Klasse-A-Aktien h盲lt.
- Initial Form 3 filed publicly disclosing ownership positions
- Clear mapping of 9,787 Class B shares and 9,787 LLC units convertible into Class A shares
- Conversion mechanics disclosed: each LLC unit and a Class B share may be converted into one Class A share
- Potential group affiliation under the Voting Agreement may aggregate to ownership of more than 10% of Class A common stock
- Reporting person disclaims beneficial ownership except for pecuniary interest, which could complicate interpretation of voting/control intent
Insights
TL;DR: Initial ownership disclosure shows direct holdings of Class B shares and convertible LLC units; group affiliation may exceed 10% of Class A.
The Form 3 documents a straightforward initial beneficial ownership by the Brendan Scot Jones Trust consisting of 9,787 Class B shares and 9,787 LLC units that convert one-for-one into Class A shares. The trustee disclaims broader beneficial ownership beyond pecuniary interest. Material from an investor-impact perspective is limited but the Voting Agreement disclosure indicates affiliation with a group that collectively holds over 10% of Class A, which is relevant for ownership concentration and potential voting influence.
TL;DR: Governance disclosure is clear; Voting Agreement may create a Section 13(d) group with >10% aggregate Class A ownership.
The filing clearly identifies the reporting person, the nature of holdings, conversion mechanics of LLC units into Class A shares, and a Voting Agreement dated February 24, 2021. That Voting Agreement could classify the reporting person as part of a group for disclosure purposes. This is a routine but important governance disclosure for assessing shareholder alignment and voting blocs.
Brendan Scot Jones Trust ha presentato un modulo iniziale Form 3, dichiarando la propriet脿 diretta di 9.787 azioni di categoria B e di 9.787 quote LLC in Goosehead Financial, LLC. Ogni quota LLC 猫 abbinata a un'azione di categoria B ed 猫 convertibile in un'azione di categoria A. La comunicazione precisa che il dichiarante nega la titolarit脿 beneficiaria eccetto per interessi pecuniari e indica che la persona segnalante potrebbe far parte di un gruppo di voto che collettivamente detiene oltre il 10% delle azioni di categoria A.
Brendan Scot Jones Trust present贸 un Formulario 3 inicial, revelando la propiedad directa de 9.787 acciones de la Clase B y 9.787 unidades LLC en Goosehead Financial, LLC. Cada unidad LLC va emparejada con una acci贸n de Clase B y es convertible en una acci贸n de Clase A. La presentaci贸n aclara que el declarante niega la propiedad beneficiaria excepto por un inter茅s pecuniario y se帽ala que la persona informante podr铆a formar parte de un grupo de voto que en conjunto posee m谩s del 10% de las acciones de Clase A.
Brendan Scot Jones Trust電� 齑堦赴 Form 3毳� 鞝滌稖頃橃棳 韥措灅鞀� B 氤错喌欤� 9,787欤�鞕赌 Goosehead Financial, LLC鞚� LLC 歆�攵� 9,787雼渼毳� 歆侅爲 氤挫湢頃橁碃 鞛堨潓鞚� 瓿店皽頄堨姷雼堧嫟. 臧� LLC 雼渼電� 韥措灅鞀� B 欤检嫕 頃� 欤检櫠� 歆濎潉 鞚措（氅� 韥措灅鞀� A 氤错喌欤� 1欤茧 鞝勴櫂霅� 靾� 鞛堨姷雼堧嫟. 鞁犼碃靹滌棎電� 氤搓碃鞛愱皜 旮堨爠鞝� 鞚挫澋鞚� 鞝滌櫢頃� 鞁れ鞝� 靻岇湢毳� 攵�鞚疙暅雼り碃 氇呾嫓霅橃柎 鞛堨溂氅�, 氤搓碃鞛愱皜 歆戨嫧鞝侅溂搿� 韥措灅鞀� A 氤错喌欤检潣 10%毳� 齑堦臣 氤挫湢頃� 韴憸 攴鸽９鞚� 鞚检洂鞚� 靾� 鞛堧嫟瓿� 鞝侅嫓霅橃柎 鞛堨姷雼堧嫟.
Brendan Scot Jones Trust a d茅pos茅 un formulaire initial Form 3 d茅clarant la propri茅t茅 directe de 9 787 actions ordinaires de cat茅gorie B et de 9 787 unit茅s LLC de Goosehead Financial, LLC. Chaque unit茅 LLC est associ茅e 脿 une action de cat茅gorie B et est convertible en une action de cat茅gorie A. Le d茅p么t pr茅cise que le d茅clarant d茅cline toute propri茅t茅 b茅n茅ficiaire sauf pour un int茅r锚t p茅cuniaire et indique que la personne d茅clarante pourrait faire partie d'un groupe de vote qui d茅tient collectivement plus de 10 % des actions de cat茅gorie A.
Brendan Scot Jones Trust reichte ein urspr眉ngliches Formular 3 ein und gab den direkten Besitz von 9.787 Stammaktien Klasse B sowie 9.787 LLC-Einheiten an Goosehead Financial, LLC an. Jede LLC-Einheit ist mit einer Klasse-B-Aktie gekoppelt und in eine Klasse-A-Stammaktie wandelbar. Die Meldung weist darauf hin, dass der Meldende eine wirtschaftliche Eigent眉merschaft au脽er einem pecuni盲ren Interesse verneint und erkl盲rt, die berichtende Person k枚nnte Teil einer Stimmrechtsgruppe sein, die zusammen mehr als 10% der Klasse-A-Aktien h盲lt.
FAQ
What did the Brendan Scot Jones Trust report on Form 3 for GSHD?
Do the LLC units convert into Class A common stock?
Does the filing indicate any group ownership?
Who signed the Form 3 on behalf of the reporting person?
Does the reporting person claim full beneficial ownership?
