[Form 4] Global Water Resources, Inc. Insider Trading Activity
Form 4 filing 鈥� Global Water Resources, Inc. (GWRS)
Senior Vice President of Water Resources, John Carroll Lenderking, reported three small dispositions of the company鈥檚 common stock that had previously gone unreported:
- 06/28/2024: 322 shares disposed at $12.09
- 09/30/2024: 320 shares disposed at $12.59
- 12/30/2024: 318 shares disposed at $11.50
The aggregate 960 shares were surrendered to the issuer in connection with cash-settlement of vested restricted share units (RSUs). After the final transaction, the executive reports 7,379 shares held directly.
The filing notes that the dispositions were inadvertently omitted from prior Form 4 reports; no derivative securities were involved and the transactions were executed under normal settlement procedures. No other material information鈥攕uch as additional share purchases, option exercises, or compensation changes鈥攊s disclosed.
Deposito Modulo 4 鈥� Global Water Resources, Inc. (GWRS)
Il Vice Presidente Senior delle Risorse Idriche, John Carroll Lenderking, ha segnalato tre piccole cessioni di azioni ordinarie della societ脿 che non erano state precedentemente riportate:
- 28/06/2024: 322 azioni cedute a $12,09
- 30/09/2024: 320 azioni cedute a $12,59
- 30/12/2024: 318 azioni cedute a $11,50
In totale, 960 azioni sono state restituite 补濒濒鈥檈尘颈迟迟别苍迟别 in relazione al regolamento in contanti di unit脿 azionarie vincolate maturate (RSU). Dopo l鈥檜ltima transazione, il dirigente dichiara di detenere direttamente 7.379 azioni.
Il deposito specifica che le cessioni erano state involontariamente omesse dai precedenti Moduli 4; non sono stati coinvolti titoli derivati e le operazioni sono state eseguite secondo le procedure di regolamento ordinarie. Non vengono divulgate altre informazioni rilevanti, come acquisti aggiuntivi di azioni, esercizi di opzioni o variazioni retributive.
Presentaci贸n del Formulario 4 鈥� Global Water Resources, Inc. (GWRS)
El Vicepresidente Senior de Recursos H铆dricos, John Carroll Lenderking, report贸 tres peque帽as disposiciones de acciones ordinarias de la empresa que no hab铆an sido informadas previamente:
- 28/06/2024: 322 acciones vendidas a $12.09
- 30/09/2024: 320 acciones vendidas a $12.59
- 30/12/2024: 318 acciones vendidas a $11.50
En total, 960 acciones fueron entregadas al emisor como parte del pago en efectivo por unidades restringidas de acciones (RSU) que ya estaban consolidadas. Despu茅s de la 煤ltima transacci贸n, el ejecutivo reporta tener en propiedad directa 7,379 acciones.
El informe indica que estas disposiciones fueron omitidas por error en reportes anteriores del Formulario 4; no se involucraron valores derivados y las operaciones se realizaron bajo procedimientos normales de liquidaci贸n. No se divulga ninguna otra informaci贸n material, como compras adicionales de acciones, ejercicio de opciones o cambios en la compensaci贸n.
Form 4 鞝滌稖 鈥� Global Water Resources, Inc. (GWRS)
靾橃瀽鞗� 雼措嫻 靹犾瀯 攵�靷灔 John Carroll Lenderking臧� 鞚挫爠鞐� 氤搓碃霅橃 鞎婌晿雿� 須岇偓 氤错喌欤� 靻岅窚氇� 觳橂秳 3瓯挫潉 氤搓碃頄堨姷雼堧嫟:
- 2024雲� 6鞗� 28鞚�: 322欤茧ゼ 欤茧嫻 $12.09鞐� 觳橂秳
- 2024雲� 9鞗� 30鞚�: 320欤茧ゼ 欤茧嫻 $12.59鞐� 觳橂秳
- 2024雲� 12鞗� 30鞚�: 318欤茧ゼ 欤茧嫻 $11.50鞐� 觳橂秳
齑� 960欤茧姅 順勱笀 鞝曥偘霅� 甓岆Μ 頇曥爼 鞝滍暅 欤检嫕 雼渼(RSU)鞕� 甏�霠晿鞐� 氚滍枆靷棎 氚橅櫂霅橃棃鞀惦媹雼�. 毵堨毵� 瓯半灅 頉� 鞛勳洂鞚� 歆侅爲 氤挫湢頃� 欤检嫕鞚� 7,379欤�鞛勳潉 氤搓碃頄堨姷雼堧嫟.
鞝滌稖 鞛愲鞐愲姅 鞚挫爠 Form 4 氤搓碃靹滌棎靹� 鞚� 觳橂秳霌れ澊 鞁れ垬搿� 雸勲澖霅橃棃鞙茧┌, 韺岇儩 歃濌秾鞚� 韽暔霅橃 鞎婌晿瓿� 瓯半灅電� 鞝曥儊 瓴办牅 鞝堨皑鞐� 霐半澕 鞚措（鞏挫雼り碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 於旉皜 欤检嫕 毵れ垬, 鞓奠厴 頄夓偓 霕愲姅 氤挫儊 氤�瓴疥臣 臧欖潃 雼るジ 欷戩殧頃� 鞝曤炒電� 瓿店皽霅橃 鞎婌晿鞀惦媹雼�.
D茅p么t du Formulaire 4 鈥� Global Water Resources, Inc. (GWRS)
Le Vice-Pr茅sident Senior des Ressources en Eau, John Carroll Lenderking, a signal茅 trois petites cessions d鈥檃ctions ordinaires de la soci茅t茅 qui n鈥檃vaient pas 茅t茅 d茅clar茅es auparavant :
- 28/06/2024 : 322 actions c茅d茅es 脿 12,09 $
- 30/09/2024 : 320 actions c茅d茅es 脿 12,59 $
- 30/12/2024 : 318 actions c茅d茅es 脿 11,50 $
Au total, 960 actions ont 茅t茅 remises 脿 l鈥櫭﹎etteur dans le cadre du r猫glement en esp猫ces d鈥檜nit茅s d鈥檃ctions restreintes (RSU) acquises. Apr猫s la derni猫re transaction, le dirigeant d茅clare d茅tenir directement 7 379 actions.
Le d茅p么t pr茅cise que ces cessions avaient 茅t茅 omises par inadvertance dans les pr茅c茅dents rapports du Formulaire 4 ; aucun titre d茅riv茅 n鈥櫭﹖ait impliqu茅 et les op茅rations ont 茅t茅 r茅alis茅es selon les proc茅dures normales de r猫glement. Aucune autre information importante 鈥� comme des achats suppl茅mentaires d鈥檃ctions, l鈥檈xercice d鈥檕ptions ou des modifications de r茅mun茅ration 鈥� n鈥檈st divulgu茅e.
Formular 4 Einreichung 鈥� Global Water Resources, Inc. (GWRS)
Der Senior Vice President f眉r Wasserressourcen, John Carroll Lenderking, meldete drei kleine Ver盲u脽erungen von Stammaktien des Unternehmens, die zuvor nicht gemeldet wurden:
- 28.06.2024: 322 Aktien zu $12,09 ver盲u脽ert
- 30.09.2024: 320 Aktien zu $12,59 ver盲u脽ert
- 30.12.2024: 318 Aktien zu $11,50 ver盲u脽ert
Insgesamt wurden 960 Aktien an den Emittenten zur眉ckgegeben im Zusammenhang mit der Barausgleichszahlung von unverfallbaren Restricted Share Units (RSUs). Nach der letzten Transaktion meldet der Gesch盲ftsf眉hrer einen direkten Besitz von 7.379 Aktien.
Die Einreichung weist darauf hin, dass die Ver盲u脽erungen versehentlich in fr眉heren Formular 4 Berichten ausgelassen wurden; es waren keine derivativen Wertpapiere involviert und die Transaktionen wurden nach den 眉blichen Abwicklungsverfahren durchgef眉hrt. Es werden keine weiteren wesentlichen Informationen wie zus盲tzliche Aktienk盲ufe, Optionsaus眉bungen oder Verg眉tungs盲nderungen offengelegt.
- None.
- Insider share disposals: 960 shares surrendered, technically insider selling, although linked to RSU settlement.
- Late reporting: Transactions occurred in 2024 but were not disclosed until June 20, 2025, indicating a compliance timing lapse.
Insights
TL;DR: Minor insider share surrender (960 shares) for RSU settlement; negligible impact on GWRS valuation.
The reported transactions represent administrative share withholding rather than open-market selling, so they do not signal a change in the executive鈥檚 economic exposure. Volumes are small and executed directly with the issuer, avoiding secondary-market pressure. Beneficial ownership remains at 7,379 shares. From an equity-valuation perspective, the filing is informational and does not alter earnings, cash flow, or capital-structure metrics. Investor takeaway: neutral.
TL;DR: Late Form 4 corrects prior omission; minor compliance lapse, governance impact minimal.
The executive failed to file timely Form 4s for three RSU-related share dispositions across 2024 and is now remedying that oversight. While Section 16(a) encourages prompt disclosure, the company鈥檚 prompt 2025 correction and the small dollar value lower governance risk. No evidence of intent to conceal exists, and the corrective action maintains transparency going forward. Overall governance impact is neutral to slightly negative but not material.
Deposito Modulo 4 鈥� Global Water Resources, Inc. (GWRS)
Il Vice Presidente Senior delle Risorse Idriche, John Carroll Lenderking, ha segnalato tre piccole cessioni di azioni ordinarie della societ脿 che non erano state precedentemente riportate:
- 28/06/2024: 322 azioni cedute a $12,09
- 30/09/2024: 320 azioni cedute a $12,59
- 30/12/2024: 318 azioni cedute a $11,50
In totale, 960 azioni sono state restituite 补濒濒鈥檈尘颈迟迟别苍迟别 in relazione al regolamento in contanti di unit脿 azionarie vincolate maturate (RSU). Dopo l鈥檜ltima transazione, il dirigente dichiara di detenere direttamente 7.379 azioni.
Il deposito specifica che le cessioni erano state involontariamente omesse dai precedenti Moduli 4; non sono stati coinvolti titoli derivati e le operazioni sono state eseguite secondo le procedure di regolamento ordinarie. Non vengono divulgate altre informazioni rilevanti, come acquisti aggiuntivi di azioni, esercizi di opzioni o variazioni retributive.
Presentaci贸n del Formulario 4 鈥� Global Water Resources, Inc. (GWRS)
El Vicepresidente Senior de Recursos H铆dricos, John Carroll Lenderking, report贸 tres peque帽as disposiciones de acciones ordinarias de la empresa que no hab铆an sido informadas previamente:
- 28/06/2024: 322 acciones vendidas a $12.09
- 30/09/2024: 320 acciones vendidas a $12.59
- 30/12/2024: 318 acciones vendidas a $11.50
En total, 960 acciones fueron entregadas al emisor como parte del pago en efectivo por unidades restringidas de acciones (RSU) que ya estaban consolidadas. Despu茅s de la 煤ltima transacci贸n, el ejecutivo reporta tener en propiedad directa 7,379 acciones.
El informe indica que estas disposiciones fueron omitidas por error en reportes anteriores del Formulario 4; no se involucraron valores derivados y las operaciones se realizaron bajo procedimientos normales de liquidaci贸n. No se divulga ninguna otra informaci贸n material, como compras adicionales de acciones, ejercicio de opciones o cambios en la compensaci贸n.
Form 4 鞝滌稖 鈥� Global Water Resources, Inc. (GWRS)
靾橃瀽鞗� 雼措嫻 靹犾瀯 攵�靷灔 John Carroll Lenderking臧� 鞚挫爠鞐� 氤搓碃霅橃 鞎婌晿雿� 須岇偓 氤错喌欤� 靻岅窚氇� 觳橂秳 3瓯挫潉 氤搓碃頄堨姷雼堧嫟:
- 2024雲� 6鞗� 28鞚�: 322欤茧ゼ 欤茧嫻 $12.09鞐� 觳橂秳
- 2024雲� 9鞗� 30鞚�: 320欤茧ゼ 欤茧嫻 $12.59鞐� 觳橂秳
- 2024雲� 12鞗� 30鞚�: 318欤茧ゼ 欤茧嫻 $11.50鞐� 觳橂秳
齑� 960欤茧姅 順勱笀 鞝曥偘霅� 甓岆Μ 頇曥爼 鞝滍暅 欤检嫕 雼渼(RSU)鞕� 甏�霠晿鞐� 氚滍枆靷棎 氚橅櫂霅橃棃鞀惦媹雼�. 毵堨毵� 瓯半灅 頉� 鞛勳洂鞚� 歆侅爲 氤挫湢頃� 欤检嫕鞚� 7,379欤�鞛勳潉 氤搓碃頄堨姷雼堧嫟.
鞝滌稖 鞛愲鞐愲姅 鞚挫爠 Form 4 氤搓碃靹滌棎靹� 鞚� 觳橂秳霌れ澊 鞁れ垬搿� 雸勲澖霅橃棃鞙茧┌, 韺岇儩 歃濌秾鞚� 韽暔霅橃 鞎婌晿瓿� 瓯半灅電� 鞝曥儊 瓴办牅 鞝堨皑鞐� 霐半澕 鞚措（鞏挫雼り碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 於旉皜 欤检嫕 毵れ垬, 鞓奠厴 頄夓偓 霕愲姅 氤挫儊 氤�瓴疥臣 臧欖潃 雼るジ 欷戩殧頃� 鞝曤炒電� 瓿店皽霅橃 鞎婌晿鞀惦媹雼�.
D茅p么t du Formulaire 4 鈥� Global Water Resources, Inc. (GWRS)
Le Vice-Pr茅sident Senior des Ressources en Eau, John Carroll Lenderking, a signal茅 trois petites cessions d鈥檃ctions ordinaires de la soci茅t茅 qui n鈥檃vaient pas 茅t茅 d茅clar茅es auparavant :
- 28/06/2024 : 322 actions c茅d茅es 脿 12,09 $
- 30/09/2024 : 320 actions c茅d茅es 脿 12,59 $
- 30/12/2024 : 318 actions c茅d茅es 脿 11,50 $
Au total, 960 actions ont 茅t茅 remises 脿 l鈥櫭﹎etteur dans le cadre du r猫glement en esp猫ces d鈥檜nit茅s d鈥檃ctions restreintes (RSU) acquises. Apr猫s la derni猫re transaction, le dirigeant d茅clare d茅tenir directement 7 379 actions.
Le d茅p么t pr茅cise que ces cessions avaient 茅t茅 omises par inadvertance dans les pr茅c茅dents rapports du Formulaire 4 ; aucun titre d茅riv茅 n鈥櫭﹖ait impliqu茅 et les op茅rations ont 茅t茅 r茅alis茅es selon les proc茅dures normales de r猫glement. Aucune autre information importante 鈥� comme des achats suppl茅mentaires d鈥檃ctions, l鈥檈xercice d鈥檕ptions ou des modifications de r茅mun茅ration 鈥� n鈥檈st divulgu茅e.
Formular 4 Einreichung 鈥� Global Water Resources, Inc. (GWRS)
Der Senior Vice President f眉r Wasserressourcen, John Carroll Lenderking, meldete drei kleine Ver盲u脽erungen von Stammaktien des Unternehmens, die zuvor nicht gemeldet wurden:
- 28.06.2024: 322 Aktien zu $12,09 ver盲u脽ert
- 30.09.2024: 320 Aktien zu $12,59 ver盲u脽ert
- 30.12.2024: 318 Aktien zu $11,50 ver盲u脽ert
Insgesamt wurden 960 Aktien an den Emittenten zur眉ckgegeben im Zusammenhang mit der Barausgleichszahlung von unverfallbaren Restricted Share Units (RSUs). Nach der letzten Transaktion meldet der Gesch盲ftsf眉hrer einen direkten Besitz von 7.379 Aktien.
Die Einreichung weist darauf hin, dass die Ver盲u脽erungen versehentlich in fr眉heren Formular 4 Berichten ausgelassen wurden; es waren keine derivativen Wertpapiere involviert und die Transaktionen wurden nach den 眉blichen Abwicklungsverfahren durchgef眉hrt. Es werden keine weiteren wesentlichen Informationen wie zus盲tzliche Aktienk盲ufe, Optionsaus眉bungen oder Verg眉tungs盲nderungen offengelegt.
FAQ
How many GWRS shares did SVP John Lenderking dispose of?
Why were the GWRS shares disposed of?
What is Mr. Lenderking鈥檚 current GWRS share ownership?
Were any derivative securities involved in the filing?
Is the filing a correction of prior reports?
