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[Form 4] Hagerty, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Robert I. Kauffman, a director of Hagerty, Inc. (HGTY), reported multiple sales of Class A common stock under a Rule 10b5-1 trading plan. The filings show sales on 08/29/2025 (62,500 shares at a weighted average price of $11.23), 09/02/2025 (22,295 shares at $11.19 weighted average) and 09/03/2025 (41,699 shares at $11.31 weighted average). Following the 08/29 sale the filing reports 1,352,523 shares beneficially owned by Aldel LLC; subsequent sales reduce that indirect holding to 1,330,228 and then to 1,288,529 shares respectively. The reporting person is the manager of Aldel LLC and disclaims beneficial ownership except for his pecuniary interest. The form was signed by a power of attorney on 09/03/2025.

Robert I. Kauffman, amministratore di Hagerty, Inc. (HGTY), ha segnalato pi霉 cessioni di azioni ordinarie di Classe A effettuate nell'ambito di un piano di trading Rule 10b5-1. Le comunicazioni indicano vendite il 29/08/2025 (62.500 azioni a un prezzo medio ponderato di $11,23), il 02/09/2025 (22.295 azioni a $11,19 prezzo medio ponderato) e il 03/09/2025 (41.699 azioni a $11,31 prezzo medio ponderato). Dopo la vendita del 29/08 il documento riporta che Aldel LLC deteneva beneficiariamente 1.352.523 azioni; le vendite successive riducono tale partecipazione indiretta a 1.330.228 e poi a 1.288.529 azioni. La persona che segnala 猫 il gestore di Aldel LLC e rinuncia alla titolarit脿 beneficiaria, fatta eccezione per il suo interesse pecuniario. Il modulo 猫 stato firmato tramite procura il 03/09/2025.

Robert I. Kauffman, director de Hagerty, Inc. (HGTY), inform贸 varias ventas de acciones ordinarias Clase A realizadas bajo un plan de negociaci贸n Rule 10b5-1. Los documentos muestran ventas el 29/08/2025 (62.500 acciones a un precio medio ponderado de $11,23), el 02/09/2025 (22.295 acciones a $11,19 precio medio ponderado) y el 03/09/2025 (41.699 acciones a $11,31 precio medio ponderado). Tras la venta del 29/08, la presentaci贸n indica que Aldel LLC pose铆a beneficiosamente 1.352.523 acciones; las ventas posteriores reducen esa tenencia indirecta a 1.330.228 y luego a 1.288.529 acciones. La persona que reporta es el administrador de Aldel LLC y renuncia a la titularidad beneficiaria salvo por su inter茅s pecuniario. El formulario fue firmado por poder el 03/09/2025.

項り卑韹�(Hagerty, Inc., HGTY)鞚� 鞚挫偓 搿滊矂韸� I. 旃挫毎頂勲鞚� Rule 10b5-1 瓯半灅 瓿勴殟鞐� 霐半澕 韥措灅鞀� A 氤错喌欤� 鞐煬 瓯挫潣 毵る弰毳� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖 靹滊鞐� 霐半ゴ氅� 2025-08-29(臧�欷戫弶攴犼皜 $11.23鞐� 62,500欤�), 2025-09-02(臧�欷戫弶攴犼皜 $11.19鞐� 22,295欤�), 2025-09-03(臧�欷戫弶攴犼皜 $11.31鞐� 41,699欤�)鞐� 毵る弰臧� 鞛堨棃鞀惦媹雼�. 08/29 毵る弰 鞚错泟 靹滊電� Aldel LLC臧� 鞁れ鞝侅溂搿� 1,352,523欤茧ゼ 氤挫湢頃橁碃 鞛堨潓鞚� 氤搓碃頃橂┌, 鞚错泟 毵る弰搿� 頃措嫻 臧勳爲 氤挫湢霟夓澊 臧侁皝 1,330,228欤检檧 1,288,529欤茧 臧愳唽頄堨姷雼堧嫟. 氤搓碃鞚胳潃 Aldel LLC鞚� 甏�毽瀽鞚措┌ 氤胳澑鞚� 旮堨爠鞝� 鞚挫澋鞚� 鞝滌櫢頃橁碃電� 鞁れ鞝� 靻岇湢甓岇潉 攵�鞚疙暕雼堧嫟. 靹滊電� 2025-09-03鞐� 鞙勳瀯鞛レ潉 韱淀暣 靹滊獏霅橃棃鞀惦媹雼�.

Robert I. Kauffman, administrateur de Hagerty, Inc. (HGTY), a d茅clar茅 plusieurs ventes d'actions ordinaires de classe A r茅alis茅es dans le cadre d'un plan de n茅gociation Rule 10b5-1. Les d茅p么ts indiquent des ventes le 29/08/2025 (62 500 actions au prix moyen pond茅r茅 de 11,23 $), le 02/09/2025 (22 295 actions 脿 11,19 $ prix moyen pond茅r茅) et le 03/09/2025 (41 699 actions 脿 11,31 $ prix moyen pond茅r茅). Apr猫s la vente du 29/08, le dossier rapporte qu'Aldel LLC d茅tenait b茅n茅ficiairement 1 352 523 actions ; les ventes suivantes r茅duisent cette participation indirecte 脿 1 330 228 puis 脿 1 288 529 actions. La personne d茅clarant est le g茅rant d'Aldel LLC et d茅cline la propri茅t茅 b茅n茅ficiaire, sauf pour son int茅r锚t p茅cuniaire. Le formulaire a 茅t茅 sign茅 par procuration le 03/09/2025.

Robert I. Kauffman, Direktor von Hagerty, Inc. (HGTY), meldete mehrere Verk盲ufe von Stammaktien der Klasse A im Rahmen eines Rule 10b5-1-Handelsplans. Die Unterlagen weisen Verk盲ufe am 29.08.2025 (62.500 Aktien zum gewichteten Durchschnittspreis von $11,23), am 02.09.2025 (22.295 Aktien zu $11,19 gewichteter Durchschnitt) und am 03.09.2025 (41.699 Aktien zu $11,31 gewichteter Durchschnitt) aus. Nach dem Verkauf vom 29.08. meldet die Einreichung, dass Aldel LLC wirtschaftlich 1.352.523 Aktien hielt; die nachfolgenden Verk盲ufe verringern diese indirekte Beteiligung auf 1.330.228 bzw. 1.288.529 Aktien. Die meldende Person ist Manager von Aldel LLC und lehnt wirtschaftliches Eigentum ab, abgesehen von seinem pecuni盲ren Interesse. Das Formular wurde am 03.09.2025 durch eine Vollmacht unterzeichnet.

Positive
  • Transactions executed under a Rule 10b5-1 plan, indicating pre-established trading instructions
  • Detailed price ranges and weighted-average prices disclosed in the explanatory section
  • Ownership clarity provided: shares held of record by Aldel LLC with manager disclosure
Negative
  • Insider sales totaling 67,302 Class A shares reported across 08/29/2025, 09/02/2025 and 09/03/2025
  • Indirect beneficial ownership decreased from 1,352,523 to 1,288,529 shares following reported sales

Insights

TL;DR: Director executed pre-established 10b5-1 sales totaling 67,302 Class A shares across three dates; holdings remain substantial.

The reported transactions were executed under a Rule 10b5-1 trading plan adopted August 9, 2024, indicating pre-planned dispositions rather than opportunistic trading. The filing discloses weighted-average sale prices for each trade series and shows that the shares are held of record by Aldel LLC, managed by the reporting person. For investors, this documents insider liquidity actions while clarifying the shares are held indirectly and the reporting person disclaims beneficial ownership beyond pecuniary interest.

TL;DR: Sales were made pursuant to an established 10b5-1 plan, and the filer confirms managerial control of the holding entity.

The disclosure appropriately notes the existence of a 10b5-1 plan and provides weighted-average execution price ranges in the explanations. It also clarifies ownership form as indirect through Aldel LLC and includes the standard disclaimer of beneficial ownership beyond pecuniary interest. The filing appears consistent with Section 16 reporting requirements and includes a power-of-attorney signature.

Robert I. Kauffman, amministratore di Hagerty, Inc. (HGTY), ha segnalato pi霉 cessioni di azioni ordinarie di Classe A effettuate nell'ambito di un piano di trading Rule 10b5-1. Le comunicazioni indicano vendite il 29/08/2025 (62.500 azioni a un prezzo medio ponderato di $11,23), il 02/09/2025 (22.295 azioni a $11,19 prezzo medio ponderato) e il 03/09/2025 (41.699 azioni a $11,31 prezzo medio ponderato). Dopo la vendita del 29/08 il documento riporta che Aldel LLC deteneva beneficiariamente 1.352.523 azioni; le vendite successive riducono tale partecipazione indiretta a 1.330.228 e poi a 1.288.529 azioni. La persona che segnala 猫 il gestore di Aldel LLC e rinuncia alla titolarit脿 beneficiaria, fatta eccezione per il suo interesse pecuniario. Il modulo 猫 stato firmato tramite procura il 03/09/2025.

Robert I. Kauffman, director de Hagerty, Inc. (HGTY), inform贸 varias ventas de acciones ordinarias Clase A realizadas bajo un plan de negociaci贸n Rule 10b5-1. Los documentos muestran ventas el 29/08/2025 (62.500 acciones a un precio medio ponderado de $11,23), el 02/09/2025 (22.295 acciones a $11,19 precio medio ponderado) y el 03/09/2025 (41.699 acciones a $11,31 precio medio ponderado). Tras la venta del 29/08, la presentaci贸n indica que Aldel LLC pose铆a beneficiosamente 1.352.523 acciones; las ventas posteriores reducen esa tenencia indirecta a 1.330.228 y luego a 1.288.529 acciones. La persona que reporta es el administrador de Aldel LLC y renuncia a la titularidad beneficiaria salvo por su inter茅s pecuniario. El formulario fue firmado por poder el 03/09/2025.

項り卑韹�(Hagerty, Inc., HGTY)鞚� 鞚挫偓 搿滊矂韸� I. 旃挫毎頂勲鞚� Rule 10b5-1 瓯半灅 瓿勴殟鞐� 霐半澕 韥措灅鞀� A 氤错喌欤� 鞐煬 瓯挫潣 毵る弰毳� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖 靹滊鞐� 霐半ゴ氅� 2025-08-29(臧�欷戫弶攴犼皜 $11.23鞐� 62,500欤�), 2025-09-02(臧�欷戫弶攴犼皜 $11.19鞐� 22,295欤�), 2025-09-03(臧�欷戫弶攴犼皜 $11.31鞐� 41,699欤�)鞐� 毵る弰臧� 鞛堨棃鞀惦媹雼�. 08/29 毵る弰 鞚错泟 靹滊電� Aldel LLC臧� 鞁れ鞝侅溂搿� 1,352,523欤茧ゼ 氤挫湢頃橁碃 鞛堨潓鞚� 氤搓碃頃橂┌, 鞚错泟 毵る弰搿� 頃措嫻 臧勳爲 氤挫湢霟夓澊 臧侁皝 1,330,228欤检檧 1,288,529欤茧 臧愳唽頄堨姷雼堧嫟. 氤搓碃鞚胳潃 Aldel LLC鞚� 甏�毽瀽鞚措┌ 氤胳澑鞚� 旮堨爠鞝� 鞚挫澋鞚� 鞝滌櫢頃橁碃電� 鞁れ鞝� 靻岇湢甓岇潉 攵�鞚疙暕雼堧嫟. 靹滊電� 2025-09-03鞐� 鞙勳瀯鞛レ潉 韱淀暣 靹滊獏霅橃棃鞀惦媹雼�.

Robert I. Kauffman, administrateur de Hagerty, Inc. (HGTY), a d茅clar茅 plusieurs ventes d'actions ordinaires de classe A r茅alis茅es dans le cadre d'un plan de n茅gociation Rule 10b5-1. Les d茅p么ts indiquent des ventes le 29/08/2025 (62 500 actions au prix moyen pond茅r茅 de 11,23 $), le 02/09/2025 (22 295 actions 脿 11,19 $ prix moyen pond茅r茅) et le 03/09/2025 (41 699 actions 脿 11,31 $ prix moyen pond茅r茅). Apr猫s la vente du 29/08, le dossier rapporte qu'Aldel LLC d茅tenait b茅n茅ficiairement 1 352 523 actions ; les ventes suivantes r茅duisent cette participation indirecte 脿 1 330 228 puis 脿 1 288 529 actions. La personne d茅clarant est le g茅rant d'Aldel LLC et d茅cline la propri茅t茅 b茅n茅ficiaire, sauf pour son int茅r锚t p茅cuniaire. Le formulaire a 茅t茅 sign茅 par procuration le 03/09/2025.

Robert I. Kauffman, Direktor von Hagerty, Inc. (HGTY), meldete mehrere Verk盲ufe von Stammaktien der Klasse A im Rahmen eines Rule 10b5-1-Handelsplans. Die Unterlagen weisen Verk盲ufe am 29.08.2025 (62.500 Aktien zum gewichteten Durchschnittspreis von $11,23), am 02.09.2025 (22.295 Aktien zu $11,19 gewichteter Durchschnitt) und am 03.09.2025 (41.699 Aktien zu $11,31 gewichteter Durchschnitt) aus. Nach dem Verkauf vom 29.08. meldet die Einreichung, dass Aldel LLC wirtschaftlich 1.352.523 Aktien hielt; die nachfolgenden Verk盲ufe verringern diese indirekte Beteiligung auf 1.330.228 bzw. 1.288.529 Aktien. Die meldende Person ist Manager von Aldel LLC und lehnt wirtschaftliches Eigentum ab, abgesehen von seinem pecuni盲ren Interesse. Das Formular wurde am 03.09.2025 durch eine Vollmacht unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KAUFFMAN ROBERT I
(Last) (First) (Middle)
105 S. MAPLE STREET
(Street)
ITASCA IL 60143
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/29/2025 S(1) 62,500 D $11.23(2) 1,352,523 I(3) By Aldel LLC
Class A Common Stock 09/02/2025 S(1) 22,295 D $11.19(4) 1,330,228 I(3) By Aldel LLC
Class A Common Stock 09/03/2025 S(1) 41,699 D $11.31(5) 1,288,529 I(3) By Aldel LLC
Class A Common Stock 67,302 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.
2. This transaction was executed in multiple trades at prices ranging from $11.07 to $11.43. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
4. This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
5. This transaction was executed in multiple trades at prices ranging from $11.11 to $11.48. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks:
/s/ Tracey Derenzy, Power of Attorney 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What did HGTY insider Robert I. Kauffman report on Form 4?

He reported sales of Class A common stock executed under a Rule 10b5-1 plan on 08/29/2025, 09/02/2025 and 09/03/2025 totaling 67,302 shares.

Were the sales executed under a trading plan?

Yes. The filing states the sales were effected pursuant to a Rule 10b5-1 trading plan adopted August 9, 2024.

How many HGTY shares did Aldel LLC hold after the reported transactions?

The filing shows indirect beneficial ownership by Aldel LLC of 1,352,523 shares after the 08/29 sale, then 1,330,228, and finally 1,288,529 after subsequent sales.

What prices were the shares sold at?

The filing reports weighted-average prices and ranges: 08/29 sales averaged $11.23 (range $11.07鈥�$11.43), 09/02 averaged $11.19 (range $11.10鈥�$11.25), and 09/03 averaged $11.31 (range $11.11鈥�$11.48).

Does the reporting person claim direct beneficial ownership?

No. The reporting person is the manager of Aldel LLC and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
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HAGERTY INC

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HGTY Stock Data

1.17B
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