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[8-K] Helios Technologies, Inc. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

On 1 Aug 2025 F5, Inc. (FFIV) EVP Global Services & Strategy Thomas D. Fountain reported the vesting of 3,001 Restricted Stock Units (RSUs) under previously granted service-based awards (Nov-22, Nov-23 and Nov-24 grants). The RSUs converted to common stock at $0 exercise price (Code M).

To cover statutory tax withholdings, 1,615 shares were automatically surrendered at $313.42 per share (Code F), leaving a net increase of 1,386 shares in Fountain’s direct holdings. His direct ownership now totals 22,046 common shares.

The filing also shows Fountain retains 8,555 unvested RSUs that continue to vest quarterly through 2027, assuming ongoing employment. No open-market sales or purchases occurred beyond the tax-related share surrender, making this a routine executive vesting event with limited market impact.

Il 1 agosto 2025 Thomas D. Fountain, EVP Global Services & Strategy di F5, Inc. (FFIV), ha comunicato il consolidamento di 3.001 Restricted Stock Units (RSU) relative a premi basati sul servizio precedentemente assegnati (concessioni di nov-22, nov-23 e nov-24). Le RSU sono state convertite in azioni ordinarie a un prezzo di esercizio pari a 0$ (Codice M).

Per coprire le ritenute fiscali obbligatorie, sono state automaticamente cedute 1.615 azioni al prezzo di 313,42$ per azione (Codice F), lasciando un aumento netto di 1.386 azioni nella detenzione diretta di Fountain. La sua partecipazione diretta ammonta ora a 22.046 azioni ordinarie.

La documentazione mostra inoltre che Fountain mantiene 8.555 RSU non ancora consolidate che continueranno a consolidarsi trimestralmente fino al 2027, a condizione che l'impiego prosegua. Non sono state effettuate vendite o acquisti sul mercato aperto oltre alla cessione delle azioni per motivi fiscali, rendendo questo un evento di consolidamento esecutivo di routine con un impatto di mercato limitato.

El 1 de agosto de 2025, Thomas D. Fountain, EVP Global Services & Strategy de F5, Inc. (FFIV), informó la consolidación de 3,001 Unidades de Acciones Restringidas (RSU) correspondientes a premios basados en servicio previamente otorgados (concesiones de nov-22, nov-23 y nov-24). Las RSU se convirtieron en acciones ordinarias a un precio de ejercicio de 0$ (Código M).

Para cubrir las retenciones fiscales obligatorias, se entregaron automáticamente 1,615 acciones a 313.42$ por acción (Código F), dejando un aumento neto de 1,386 acciones en la tenencia directa de Fountain. Su propiedad directa ahora totaliza 22,046 acciones ordinarias.

El informe también muestra que Fountain mantiene 8,555 RSU no consolidadas que continuarán consolidándose trimestralmente hasta 2027, suponiendo la continuidad del empleo. No se realizaron ventas ni compras en el mercado abierto más allá de la entrega de acciones por impuestos, haciendo de este un evento rutinario de consolidación ejecutiva con un impacto limitado en el mercado.

2025� 8� 1�, F5, Inc.(FFIV)� EVP 글로벌 서비� � 전략 담당자인 토마� D. 파운�� 이전� 부여된 근속 기반 보상(2022� 11�, 2023� 11�, 2024� 11� 부�)� 3,001 제한 주식 단위(RSUs)가 확정되었음을 보고했습니다. RSU� 행사가� 0달러� 보통주로 전환되었습니�(코드 M).

법정 세금 원천징수� 충당하기 위해 1,615�가 주당 313.42달러� 자동으로 반납되었으며(코드 F), 파운틴의 직접 보유 주식은 순증가 1,386�� 기록했습니다. 그의 직접 소유 주식은 현재 22,046�입니�.

신고서에� 파운틴이 계속 고용� 경우 2027년까지 분기별로 확정되는 8,555 미확� RSU� 보유하고 있음� 보여줍니�. 세금 관� 주식 반납 외에 공개 시장에서� 매매� 없었으며, 이는 시장 영향� 제한적인 일상적인 임원 보상 확정 이벤트입니다.

Le 1er août 2025, Thomas D. Fountain, EVP Global Services & Strategy chez F5, Inc. (FFIV), a déclaré la levée de 3 001 unités d'actions restreintes (RSU) dans le cadre de récompenses basées sur le service précédemment attribuées (attributions de nov-22, nov-23 et nov-24). Les RSU ont été converties en actions ordinaires à un prix d'exercice de 0$ (Code M).

Pour couvrir les retenues fiscales obligatoires, 1 615 actions ont été automatiquement cédées à 313,42$ par action (Code F), laissant une augmentation nette de 1 386 actions dans les avoirs directs de Fountain. Sa détention directe s'élève désormais à 22 046 actions ordinaires.

Le dépôt montre également que Fountain conserve 8 555 RSU non acquises qui continueront à s'acquérir trimestriellement jusqu'en 2027, sous réserve de la poursuite de son emploi. Aucune vente ou achat sur le marché ouvert n'a eu lieu en dehors de la cession d'actions liée aux impôts, ce qui fait de cet événement une levée de droits d'exécutif de routine avec un impact limité sur le marché.

Am 1. August 2025 meldete Thomas D. Fountain, EVP Global Services & Strategy von F5, Inc. (FFIV), die Freigabe von 3.001 Restricted Stock Units (RSUs) aus zuvor gewährten dienstbasierten Vergütungen (Zuteilungen im Nov-22, Nov-23 und Nov-24). Die RSUs wurden zu einem Ausübungspreis von 0$ in Stammaktien umgewandelt (Code M).

Zur Deckung der gesetzlichen Steuerabzüge wurden automatisch 1.615 Aktien zum Preis von 313,42$ pro Aktie abgegeben (Code F), was einen netto Zuwachs von 1.386 Aktien in Fountains direktem Besitz ergibt. Sein direkter Aktienbesitz beläuft sich nun auf 22.046 Stammaktien.

Die Meldung zeigt außerdem, dass Fountain 8.555 nicht freigegebene RSUs hält, die weiterhin vierteljährlich bis 2027 freigegeben werden, vorausgesetzt, das Arbeitsverhältnis besteht fort. Abgesehen von der steuerbedingten Aktienabgabe gab es keine weiteren Käufe oder Verkäufe am offenen Markt, was dieses Ereignis zu einer routinemäßigen Freigabe von Führungskräften mit begrenzter Marktauswirkung macht.

Positive
  • Net increase of 1,386 shares indicates continued insider equity exposure.
  • 8,555 unvested RSUs keep executive incentives aligned with shareholder interests.
Negative
  • 1,615 shares surrendered at $313.42 for tax withholding, slightly increasing share float.

Insights

TL;DR: Routine RSU vesting; small net share gain, negligible market impact.

The transaction merely converts previously granted compensation into equity, reflecting standard quarterly vesting. Cashless tax withholding reduced the gross 3,001-share issuance to a 1,386-share net addition, lifting Fountain’s stake to 22,046 shares. The sale portion was automatic and not an open-market disposition, so signaling value is minimal. With 8,555 RSUs still outstanding, incentive alignment remains intact. Overall impact on float, supply–demand dynamics, and insider sentiment is neutral.

TL;DR: Executive equity alignment maintained; no red flags.

Consistent quarter-on-quarter vesting supports long-term incentive structures. The absence of discretionary sales suggests the executive did not actively divest beyond obligatory withholding. Remaining RSU inventory continues to tie compensation to shareholder value creation. Governance best practices are followed, and no compliance issues are evident. Impact is classified as not impactful for investors.

Il 1 agosto 2025 Thomas D. Fountain, EVP Global Services & Strategy di F5, Inc. (FFIV), ha comunicato il consolidamento di 3.001 Restricted Stock Units (RSU) relative a premi basati sul servizio precedentemente assegnati (concessioni di nov-22, nov-23 e nov-24). Le RSU sono state convertite in azioni ordinarie a un prezzo di esercizio pari a 0$ (Codice M).

Per coprire le ritenute fiscali obbligatorie, sono state automaticamente cedute 1.615 azioni al prezzo di 313,42$ per azione (Codice F), lasciando un aumento netto di 1.386 azioni nella detenzione diretta di Fountain. La sua partecipazione diretta ammonta ora a 22.046 azioni ordinarie.

La documentazione mostra inoltre che Fountain mantiene 8.555 RSU non ancora consolidate che continueranno a consolidarsi trimestralmente fino al 2027, a condizione che l'impiego prosegua. Non sono state effettuate vendite o acquisti sul mercato aperto oltre alla cessione delle azioni per motivi fiscali, rendendo questo un evento di consolidamento esecutivo di routine con un impatto di mercato limitato.

El 1 de agosto de 2025, Thomas D. Fountain, EVP Global Services & Strategy de F5, Inc. (FFIV), informó la consolidación de 3,001 Unidades de Acciones Restringidas (RSU) correspondientes a premios basados en servicio previamente otorgados (concesiones de nov-22, nov-23 y nov-24). Las RSU se convirtieron en acciones ordinarias a un precio de ejercicio de 0$ (Código M).

Para cubrir las retenciones fiscales obligatorias, se entregaron automáticamente 1,615 acciones a 313.42$ por acción (Código F), dejando un aumento neto de 1,386 acciones en la tenencia directa de Fountain. Su propiedad directa ahora totaliza 22,046 acciones ordinarias.

El informe también muestra que Fountain mantiene 8,555 RSU no consolidadas que continuarán consolidándose trimestralmente hasta 2027, suponiendo la continuidad del empleo. No se realizaron ventas ni compras en el mercado abierto más allá de la entrega de acciones por impuestos, haciendo de este un evento rutinario de consolidación ejecutiva con un impacto limitado en el mercado.

2025� 8� 1�, F5, Inc.(FFIV)� EVP 글로벌 서비� � 전략 담당자인 토마� D. 파운�� 이전� 부여된 근속 기반 보상(2022� 11�, 2023� 11�, 2024� 11� 부�)� 3,001 제한 주식 단위(RSUs)가 확정되었음을 보고했습니다. RSU� 행사가� 0달러� 보통주로 전환되었습니�(코드 M).

법정 세금 원천징수� 충당하기 위해 1,615�가 주당 313.42달러� 자동으로 반납되었으며(코드 F), 파운틴의 직접 보유 주식은 순증가 1,386�� 기록했습니다. 그의 직접 소유 주식은 현재 22,046�입니�.

신고서에� 파운틴이 계속 고용� 경우 2027년까지 분기별로 확정되는 8,555 미확� RSU� 보유하고 있음� 보여줍니�. 세금 관� 주식 반납 외에 공개 시장에서� 매매� 없었으며, 이는 시장 영향� 제한적인 일상적인 임원 보상 확정 이벤트입니다.

Le 1er août 2025, Thomas D. Fountain, EVP Global Services & Strategy chez F5, Inc. (FFIV), a déclaré la levée de 3 001 unités d'actions restreintes (RSU) dans le cadre de récompenses basées sur le service précédemment attribuées (attributions de nov-22, nov-23 et nov-24). Les RSU ont été converties en actions ordinaires à un prix d'exercice de 0$ (Code M).

Pour couvrir les retenues fiscales obligatoires, 1 615 actions ont été automatiquement cédées à 313,42$ par action (Code F), laissant une augmentation nette de 1 386 actions dans les avoirs directs de Fountain. Sa détention directe s'élève désormais à 22 046 actions ordinaires.

Le dépôt montre également que Fountain conserve 8 555 RSU non acquises qui continueront à s'acquérir trimestriellement jusqu'en 2027, sous réserve de la poursuite de son emploi. Aucune vente ou achat sur le marché ouvert n'a eu lieu en dehors de la cession d'actions liée aux impôts, ce qui fait de cet événement une levée de droits d'exécutif de routine avec un impact limité sur le marché.

Am 1. August 2025 meldete Thomas D. Fountain, EVP Global Services & Strategy von F5, Inc. (FFIV), die Freigabe von 3.001 Restricted Stock Units (RSUs) aus zuvor gewährten dienstbasierten Vergütungen (Zuteilungen im Nov-22, Nov-23 und Nov-24). Die RSUs wurden zu einem Ausübungspreis von 0$ in Stammaktien umgewandelt (Code M).

Zur Deckung der gesetzlichen Steuerabzüge wurden automatisch 1.615 Aktien zum Preis von 313,42$ pro Aktie abgegeben (Code F), was einen netto Zuwachs von 1.386 Aktien in Fountains direktem Besitz ergibt. Sein direkter Aktienbesitz beläuft sich nun auf 22.046 Stammaktien.

Die Meldung zeigt außerdem, dass Fountain 8.555 nicht freigegebene RSUs hält, die weiterhin vierteljährlich bis 2027 freigegeben werden, vorausgesetzt, das Arbeitsverhältnis besteht fort. Abgesehen von der steuerbedingten Aktienabgabe gab es keine weiteren Käufe oder Verkäufe am offenen Markt, was dieses Ereignis zu einer routinemäßigen Freigabe von Führungskräften mit begrenzter Marktauswirkung macht.

false000102479500010247952025-08-042025-08-04

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 04, 2025

 

 

HELIOS TECHNOLOGIES, INC.

(Exact name of Registrant as Specified in Its Charter)

 

 

Florida

001-40935

59-2754337

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

7456 16th St E

 

Sarasota, Florida

 

34243

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 941 362-1200

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock $.001 Par Value

 

HLIO

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 2.02 Results of Operations and Financial Condition.

On August 4, 2025, Helios Technologies (the “Company”), issued the press release attached hereto as Exhibit 99.1 announcing its financial results for the second fiscal quarter of 2025.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

99.1

Press release dated August 4, 2025

 

 

104

Cover Page Interactive Data File (embedded within the Inline XBRL document).

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

HELIOS TECHNOLOGIES, INC.

 

 

 

 

Date:

August 4, 2025

By:

/s/ Sean Bagan

 

 

 

Sean Bagan
President, Chief Executive Officer, and Chief Financial Officer (Principal Executive Officer and Principal Financial and Accounting Officer)

 


FAQ

How many FFIV shares did EVP Thomas Fountain acquire on 1 Aug 2025?

He received 3,001 shares upon RSU vesting and retained 1,386 shares after tax withholding.

At what price were FFIV shares disposed of for taxes?

Shares were surrendered at $313.42 per share under transaction code F.

What is Fountain’s current FFIV share ownership?

Following the transaction he directly owns 22,046 common shares.

How many unvested RSUs does Fountain still hold?

He retains 8,555 Restricted Stock Units scheduled to vest quarterly through 2027.

Was there an open-market sale of FFIV stock?

No; the only disposition was an automatic share surrender to cover taxes.
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