[D] Intelligent Bio Solutions Inc. SEC Filing
Intelligent Bio Solutions, Inc. (INBS) filed a Form D reporting a Regulation D, Rule 506(b) offering in which the issuer raised $3,839,356. The filing shows the total amount offered equaled the amount sold, with 0 remaining to be sold. Proceeds include cash from warrant exercises and pre-payments tied to Series J warrants issued in the private placement; up to $7,688,266 could arise from future J warrant exercises if exercised after stockholder approval. The placement agent was Ladenburg Thalmann & Co. Inc., with estimated cash commissions of $345,542 and agent warrants for 101,160 common shares at an exercise price of $2.375. The offering involved 7 investors and the issuer reported a minimum investment accepted of $0.
Intelligent Bio Solutions, Inc. (INBS) ha depositato un Form D riferendo un'offerta ai sensi della Regulation D, Rule 506(b), con cui l'emittente ha raccolto $3,839,356. Il documento indica che l'importo totale offerto 猫 pari a quello venduto, con $0 rimanente da vendere. I proventi comprendono contanti derivanti dall'esercizio di warrant e anticipi collegati ai warrant Serie J emessi nella collocazione privata; fino a $7,688,266 potrebbero derivare da futuri esercizi dei warrant J se effettuati dopo l'approvazione degli azionisti. L'agente di collocamento 猫 stato Ladenburg Thalmann & Co. Inc., con commissioni in contanti stimate in $345,542 e warrant per l'agente su 101,160 azioni ordinarie a un prezzo di esercizio di $2.375. L'offerta ha coinvolto 7 investitori e l'emittente ha riportato un investimento minimo accettato di $0.
Intelligent Bio Solutions, Inc. (INBS) present贸 un Formulario D informando una oferta conforme a la Regulation D, Rule 506(b), en la que el emisor recaud贸 $3,839,356. La presentaci贸n muestra que el importe total ofertado equivale al vendido, con $0 pendiente de venta. Los ingresos incluyen efectivo por el ejercicio de warrants y pagos anticipados vinculados a los warrants Serie J emitidos en la colocaci贸n privada; hasta $7,688,266 podr铆an provenir de futuros ejercicios de los warrants J si se ejercen despu茅s de la aprobaci贸n de los accionistas. El agente colocador fue Ladenburg Thalmann & Co. Inc., con comisiones en efectivo estimadas en $345,542 y warrants del agente por 101,160 acciones ordinarias a un precio de ejercicio de $2.375. La oferta involucr贸 a 7 inversores y el emisor declar贸 una inversi贸n m铆nima aceptada de $0.
Intelligent Bio Solutions, Inc. (INBS)電� Regulation D, Rule 506(b)鞐� 霐半ジ 瓿奠嫓鞚� Form D毳� 鞝滌稖頄堨溂氅�, 頃措嫻 瓿惦鞐愳劀 氚滍枆靷姅 $3,839,356毳� 臁半嫭頄堨姷雼堧嫟. 鞝滌稖靹滊鞐� 霐半ゴ氅� 齑� 氇 旮堨暋鞚 韺愲Г霅� 旮堨暋瓿� 臧欖溂氅�, 韺愲Г 鞛旍暋鞚 $0鞛呺媹雼�. 靾橃瀰鞐愲姅 鞗岆煱韸� 頄夓偓搿� 鞚疙暅 順勱笀瓿� 靷觳暯鞐愳劀 氚滍枆霅� Series J 鞗岆煱韸胳檧 鞐瓣硠霅� 靹犽秷旮堨澊 韽暔霅橃柎 鞛堨溂氅�, 欤检< 鞀轨澑 鞚错泟 頄夓偓霅� 瓴届毎 頄ロ泟 J 鞗岆煱韸� 頄夓偓搿� 斓滊寑 $7,688,266臧 氚滌儩頃� 靾� 鞛堨姷雼堧嫟. 氚办箻 鞐愳澊鞝勴姼電� Ladenburg Thalmann & Co. Inc.鞚措┌ 於旍爼 順勱笀 靾橃垬耄岆姅 $345,542, 鞐愳澊鞝勴姼 鞗岆煱韸鸽姅 頄夓偓臧 $2.375鞚� 氤错喌欤� 101,160欤检瀰雼堧嫟. 鞚措矆 鞓ろ嵓毵侅棎電� 7氇呾潣 韴瀽鞛愱皜 彀胳棳頄堨溂氅� 氚滍枆靷姅 斓滌唽 項堨毄 韴瀽鞎§潉 $0搿� 氤搓碃頄堨姷雼堧嫟.
Intelligent Bio Solutions, Inc. (INBS) a d茅pos茅 un Form D d茅clarant une offre en vertu de la Regulation D, Rule 506(b), au titre de laquelle l'茅metteur a lev茅 $3,839,356. Le d茅p么t indique que le montant total offert correspond au montant vendu, avec $0 restant 脿 vendre. Les produits comprennent des liquidit茅s provenant de l'exercice de warrants et des pr茅paiements li茅s aux warrants de la s茅rie J 茅mis lors du placement priv茅 ; jusqu'脿 $7,688,266 pourraient provenir d'exercices futurs des warrants J si ceux-ci sont exerc茅s apr猫s l'approbation des actionnaires. Le teneur de l'offre 茅tait Ladenburg Thalmann & Co. Inc., avec des commissions en esp猫ces estim茅es 脿 $345,542 et des warrants d'agent portant sur 101,160 actions ordinaires au prix d'exercice de $2.375. L'offre a impliqu茅 7 investisseurs et l'茅metteur a d茅clar茅 un investissement minimum accept茅 de $0.
Intelligent Bio Solutions, Inc. (INBS) hat ein Formular D eingereicht und ein Angebot gem盲脽 Regulation D, Rule 506(b) gemeldet, bei dem der Emittent $3,839,356 eingeworben hat. Die Einreichung zeigt, dass der insgesamt angebotene Betrag dem verkauften Betrag entspricht und $0 noch zum Verkauf steht. Die Erl枚se umfassen Bargeld aus der Aus眉bung von Warrants und Vorauszahlungen im Zusammenhang mit in der Privatplatzierung ausgegebenen Series J-Warrants; bis zu $7,688,266 k枚nnten aus k眉nftigen Aus眉bungen der J-Warrants entstehen, sofern diese nach der Zustimmung der Aktion盲re ausge眉bt werden. Der Platzierungsagent war Ladenburg Thalmann & Co. Inc., mit gesch盲tzten Barkommissionen in H枚he von $345,542 und Agenten-Warrants f眉r 101,160 Stammaktien zu einem Aus眉bungspreis von $2.375. Das Angebot umfasste 7 Investoren, und der Emittent gab ein akzeptiertes Mindestinvestment von $0 an.
- Offering fully subscribed: Total offering amount of $3,839,356 was sold with $0 remaining.
- Potential additional capital: Series J warrants could provide up to $7,688,266 in future proceeds if exercised (subject to shareholder approval).
- Placement agent disclosed: Engagement of Ladenburg Thalmann & Co. Inc. with explicit commission and warrant terms increases transactional transparency.
- Placement costs and dilution: Estimated cash commissions of $345,542 plus placement-agent warrants for 101,160 shares at $2.375 create immediate expense and future dilution.
- Concentrated investor base: Only 7 investors participated, indicating concentration of ownership from this round.
- Limited issuer disclosure: Issuer selected "Decline to Disclose" for revenue/asset ranges, reducing financial transparency.
Insights
TL;DR: INBS completed a Rule 506(b) financing that raised $3.84M, includes negotiable warrants and material placement-agent compensation.
The filing shows a completed private placement raising $3,839,356, fully subscribed. The instrument mix emphasizes options/warrants, including Series J warrants that could generate up to $7,688,266 if exercised subject to shareholder approval. Placement-agent cash commissions of $345,542 plus agent warrants for 101,160 shares at $2.375 create near-term cash costs and future dilution. With only seven investors disclosed, the capital is relatively concentrated. Overall this is a routine financing with dilutive features and contingent future proceeds, warranting monitoring of potential dilution and timing of any exercises.
TL;DR: The financing uses standard Reg D mechanics but includes contingent warrant proceeds tied to shareholder approval, affecting future capital structure.
The Form D indicates management authorized a private placement under Rule 506(b) and issued Series J warrants in connection with the inducement agreements. Future cash inflows from those warrants depend on stockholder approval before exercisability, which links governance actions to capital outcomes. The issuer also declined to disclose revenue/net-asset ranges, reducing transparency for external stakeholders. The disclosure of placement-agent compensation and agent warrants is explicit and allows stakeholders to quantify near-term dilution and agent incentives.
Intelligent Bio Solutions, Inc. (INBS) ha depositato un Form D riferendo un'offerta ai sensi della Regulation D, Rule 506(b), con cui l'emittente ha raccolto $3,839,356. Il documento indica che l'importo totale offerto 猫 pari a quello venduto, con $0 rimanente da vendere. I proventi comprendono contanti derivanti dall'esercizio di warrant e anticipi collegati ai warrant Serie J emessi nella collocazione privata; fino a $7,688,266 potrebbero derivare da futuri esercizi dei warrant J se effettuati dopo l'approvazione degli azionisti. L'agente di collocamento 猫 stato Ladenburg Thalmann & Co. Inc., con commissioni in contanti stimate in $345,542 e warrant per l'agente su 101,160 azioni ordinarie a un prezzo di esercizio di $2.375. L'offerta ha coinvolto 7 investitori e l'emittente ha riportato un investimento minimo accettato di $0.
Intelligent Bio Solutions, Inc. (INBS) present贸 un Formulario D informando una oferta conforme a la Regulation D, Rule 506(b), en la que el emisor recaud贸 $3,839,356. La presentaci贸n muestra que el importe total ofertado equivale al vendido, con $0 pendiente de venta. Los ingresos incluyen efectivo por el ejercicio de warrants y pagos anticipados vinculados a los warrants Serie J emitidos en la colocaci贸n privada; hasta $7,688,266 podr铆an provenir de futuros ejercicios de los warrants J si se ejercen despu茅s de la aprobaci贸n de los accionistas. El agente colocador fue Ladenburg Thalmann & Co. Inc., con comisiones en efectivo estimadas en $345,542 y warrants del agente por 101,160 acciones ordinarias a un precio de ejercicio de $2.375. La oferta involucr贸 a 7 inversores y el emisor declar贸 una inversi贸n m铆nima aceptada de $0.
Intelligent Bio Solutions, Inc. (INBS)電� Regulation D, Rule 506(b)鞐� 霐半ジ 瓿奠嫓鞚� Form D毳� 鞝滌稖頄堨溂氅�, 頃措嫻 瓿惦鞐愳劀 氚滍枆靷姅 $3,839,356毳� 臁半嫭頄堨姷雼堧嫟. 鞝滌稖靹滊鞐� 霐半ゴ氅� 齑� 氇 旮堨暋鞚 韺愲Г霅� 旮堨暋瓿� 臧欖溂氅�, 韺愲Г 鞛旍暋鞚 $0鞛呺媹雼�. 靾橃瀰鞐愲姅 鞗岆煱韸� 頄夓偓搿� 鞚疙暅 順勱笀瓿� 靷觳暯鞐愳劀 氚滍枆霅� Series J 鞗岆煱韸胳檧 鞐瓣硠霅� 靹犽秷旮堨澊 韽暔霅橃柎 鞛堨溂氅�, 欤检< 鞀轨澑 鞚错泟 頄夓偓霅� 瓴届毎 頄ロ泟 J 鞗岆煱韸� 頄夓偓搿� 斓滊寑 $7,688,266臧 氚滌儩頃� 靾� 鞛堨姷雼堧嫟. 氚办箻 鞐愳澊鞝勴姼電� Ladenburg Thalmann & Co. Inc.鞚措┌ 於旍爼 順勱笀 靾橃垬耄岆姅 $345,542, 鞐愳澊鞝勴姼 鞗岆煱韸鸽姅 頄夓偓臧 $2.375鞚� 氤错喌欤� 101,160欤检瀰雼堧嫟. 鞚措矆 鞓ろ嵓毵侅棎電� 7氇呾潣 韴瀽鞛愱皜 彀胳棳頄堨溂氅� 氚滍枆靷姅 斓滌唽 項堨毄 韴瀽鞎§潉 $0搿� 氤搓碃頄堨姷雼堧嫟.
Intelligent Bio Solutions, Inc. (INBS) a d茅pos茅 un Form D d茅clarant une offre en vertu de la Regulation D, Rule 506(b), au titre de laquelle l'茅metteur a lev茅 $3,839,356. Le d茅p么t indique que le montant total offert correspond au montant vendu, avec $0 restant 脿 vendre. Les produits comprennent des liquidit茅s provenant de l'exercice de warrants et des pr茅paiements li茅s aux warrants de la s茅rie J 茅mis lors du placement priv茅 ; jusqu'脿 $7,688,266 pourraient provenir d'exercices futurs des warrants J si ceux-ci sont exerc茅s apr猫s l'approbation des actionnaires. Le teneur de l'offre 茅tait Ladenburg Thalmann & Co. Inc., avec des commissions en esp猫ces estim茅es 脿 $345,542 et des warrants d'agent portant sur 101,160 actions ordinaires au prix d'exercice de $2.375. L'offre a impliqu茅 7 investisseurs et l'茅metteur a d茅clar茅 un investissement minimum accept茅 de $0.
Intelligent Bio Solutions, Inc. (INBS) hat ein Formular D eingereicht und ein Angebot gem盲脽 Regulation D, Rule 506(b) gemeldet, bei dem der Emittent $3,839,356 eingeworben hat. Die Einreichung zeigt, dass der insgesamt angebotene Betrag dem verkauften Betrag entspricht und $0 noch zum Verkauf steht. Die Erl枚se umfassen Bargeld aus der Aus眉bung von Warrants und Vorauszahlungen im Zusammenhang mit in der Privatplatzierung ausgegebenen Series J-Warrants; bis zu $7,688,266 k枚nnten aus k眉nftigen Aus眉bungen der J-Warrants entstehen, sofern diese nach der Zustimmung der Aktion盲re ausge眉bt werden. Der Platzierungsagent war Ladenburg Thalmann & Co. Inc., mit gesch盲tzten Barkommissionen in H枚he von $345,542 und Agenten-Warrants f眉r 101,160 Stammaktien zu einem Aus眉bungspreis von $2.375. Das Angebot umfasste 7 Investoren, und der Emittent gab ein akzeptiertes Mindestinvestment von $0 an.