AG˹ٷ

STOCK TITAN

[Form 4] indie Semiconductor, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Ichiro Aoki, President and Director of indie Semiconductor, Inc. (INDI), reported equity changes tied to vested restricted stock units and an open-market sale. On 09/05/2025 Mr. Aoki was credited with 24,316 restricted stock units (RSUs) that vested and were recorded as acquired at $0, which temporarily increased his beneficial ownership of Class A common stock to 91,511 shares. On 09/08/2025 he sold 8,877 shares of Class A common stock in the open market at $4.22 per share, reducing his Class A holdings to 82,634 shares. He continues to hold 4,939,362 shares of Class V common stock. The RSUs were granted in lieu of cash under the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year and the reported sale was to satisfy withholding tax obligations.

Ichiro Aoki, Presidente e Direttore di indie Semiconductor, Inc. (INDI), ha comunicato variazioni patrimoniali legate a unità azionarie vincolate maturate e a una vendita su mercato aperto. Il 05/09/2025 al sig. Aoki sono state accreditate 24.316 restricted stock units (RSU) maturate e registrate come acquisite a $0, aumentando temporaneamente la sua proprietà effettiva di azioni ordinarie Classe A a 91.511 azioni. L'08/09/2025 ha venduto sul mercato aperto 8.877 azioni di Classe A a $4,22 per azione, riducendo le sue detenzioni di Classe A a 82.634 azioni. Mantiene inoltre 4.939.362 azioni di Classe V. Le RSU sono state concesse in sostituzione del compenso in contanti ai sensi del Piano di Bonus Incentivo a Breve Termine 2025 dell'Emittente per i primi sei mesi dell'anno e la vendita dichiarata è stata effettuata per far fronte alle obbligazioni fiscali di ritenuta.

Ichiro Aoki, Presidente y Director de indie Semiconductor, Inc. (INDI), informó cambios patrimoniales relacionados con unidades de acciones restringidas que vencieron y una venta en el mercado abierto. El 05/09/2025 al Sr. Aoki se le acreditaron 24.316 unidades de acciones restringidas (RSU) que vencieron y fueron registradas como adquiridas a $0, lo que aumentó temporalmente su propiedad beneficiosa de acciones comunes Clase A a 91.511 acciones. El 08/09/2025 vendió 8.877 acciones Clase A en el mercado abierto a $4,22 por acción, reduciendo sus tenencias de Clase A a 82.634 acciones. Continúa poseyendo 4.939.362 acciones de Clase V. Las RSU se otorgaron en lugar de efectivo bajo el Plan de Bonos de Incentivo a Corto Plazo 2025 del Emisor por los primeros seis meses del año y la venta declarada se realizó para cubrir obligaciones fiscales por retenciones.

indie Semiconductor, Inc. (INDI)� 회장 � 이사 Ichiro Aoki� 베스팅된 제한부 주식단위 � 장외 매도와 관련한 지� 변동을 보고했습니다. 2025� 9� 5� Aoki 씨에� 24,316개의 제한부 주식단위(RSU)가 베스트되� 취득가 $0� 계상되었�, 이로 인해 그의 클래� A 보통� 실소유는 일시적으� 91,511주로 증가했습니다. 2025� 9� 8� 그는 클래� A 보통� 8,877주를 주당 $4.22� 장외 매도하여 클래� A 보유량이 82,634주로 감소했습니다. 그는 여전� 클래� V 보통� 4,939,362주를 보유하고 있습니다. 해당 RSU� 발행회사� 2025 단기 인센티브 보너� 플랜� 따라 상반� 보수 대� 지급된 것이�, 보고� 매도� 원천징수 세금 납부� 위한 것이었습니다.

Ichiro Aoki, président et administrateur d'indie Semiconductor, Inc. (INDI), a déclaré des variations de son patrimoine liées à des unités d'actions restreintes acquises et à une vente sur le marché ouvert. Le 05/09/2025, M. Aoki a reçu 24 316 restricted stock units (RSU) qui ont acquis le droit et ont été enregistrées comme acquises à $0, ce qui a temporairement porté sa participation bénéficiaire en actions ordinaires de classe A à 91 511 actions. Le 08/09/2025, il a vendu 8 877 actions de classe A sur le marché ouvert au prix de $4,22 par action, réduisant ses avoirs de classe A à 82 634 actions. Il détient par ailleurs 4 939 362 actions de classe V. Les RSU ont été accordées en lieu et place d'un paiement en espèces dans le cadre du Plan de prime d'incitation à court terme 2025 de l'Emetteur pour les six premiers mois de l'année, et la vente déclarée visait à couvrir les obligations fiscales de retenue.

Ichiro Aoki, Präsident und Direktor von indie Semiconductor, Inc. (INDI), meldete Anteilsschwankungen im Zusammenhang mit vesteten Restricted Stock Units und einem Verkauf am offenen Markt. Am 05.09.2025 wurden Herrn Aoki 24.316 Restricted Stock Units (RSUs) gutgeschrieben, die vesteten und mit $0 als erworben verbucht wurden, wodurch sein wirtschaftlicher Anteil an Stammaktien Klasse A vorübergehend auf 91.511 Aktien anstieg. Am 08.09.2025 verkaufte er 8.877 Klasse-A-Aktien im offenen Markt zu je $4,22 und verringerte damit seinen Klasse-A-Bestand auf 82.634 Aktien. Zusätzlich hält er 4.939.362 Aktien der Klasse V. Die RSUs wurden anstelle einer Barauszahlung gemäß dem Short Term Incentive Bonus Plan 2025 des Emittenten für die ersten sechs Monate des Jahres gewährt, und der gemeldete Verkauf diente der Begleichung von Quellensteuerverpflichtungen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider received vested compensation and executed a small open-market sale to cover tax withholding; transactions appear routine.

The filing shows a standard compensation settlement and subsequent market sale to cover tax withholding rather than a large disposition for liquidity or control change. The receipt of 24,316 RSUs at $0 reflects compensation delivered as equity under the 2025 Short Term Incentive Bonus Plan. The later sale of 8,877 shares at $4.22 is explicitly described as sold to pay withholding taxes. Holdings after the reported transactions are 82,634 Class A shares and 4,939,362 Class V shares, indicating continued substantial insider stake, particularly in Class V shares.

TL;DR: The change is informational with limited direct market impact; materiality is low given sizes and stated purpose.

The transactions are compensation-related and tax-driven. The market sale of 8,877 Class A shares at $4.22 is modest relative to total reported beneficial ownership and is documented as a withholding-related disposition. No derivative exercises with cash proceeds are reported beyond the vesting treatment. For investors, the filing documents insider compensation mechanics and a routine sale rather than signaling strategic reallocation or liquidity stress.

Ichiro Aoki, Presidente e Direttore di indie Semiconductor, Inc. (INDI), ha comunicato variazioni patrimoniali legate a unità azionarie vincolate maturate e a una vendita su mercato aperto. Il 05/09/2025 al sig. Aoki sono state accreditate 24.316 restricted stock units (RSU) maturate e registrate come acquisite a $0, aumentando temporaneamente la sua proprietà effettiva di azioni ordinarie Classe A a 91.511 azioni. L'08/09/2025 ha venduto sul mercato aperto 8.877 azioni di Classe A a $4,22 per azione, riducendo le sue detenzioni di Classe A a 82.634 azioni. Mantiene inoltre 4.939.362 azioni di Classe V. Le RSU sono state concesse in sostituzione del compenso in contanti ai sensi del Piano di Bonus Incentivo a Breve Termine 2025 dell'Emittente per i primi sei mesi dell'anno e la vendita dichiarata è stata effettuata per far fronte alle obbligazioni fiscali di ritenuta.

Ichiro Aoki, Presidente y Director de indie Semiconductor, Inc. (INDI), informó cambios patrimoniales relacionados con unidades de acciones restringidas que vencieron y una venta en el mercado abierto. El 05/09/2025 al Sr. Aoki se le acreditaron 24.316 unidades de acciones restringidas (RSU) que vencieron y fueron registradas como adquiridas a $0, lo que aumentó temporalmente su propiedad beneficiosa de acciones comunes Clase A a 91.511 acciones. El 08/09/2025 vendió 8.877 acciones Clase A en el mercado abierto a $4,22 por acción, reduciendo sus tenencias de Clase A a 82.634 acciones. Continúa poseyendo 4.939.362 acciones de Clase V. Las RSU se otorgaron en lugar de efectivo bajo el Plan de Bonos de Incentivo a Corto Plazo 2025 del Emisor por los primeros seis meses del año y la venta declarada se realizó para cubrir obligaciones fiscales por retenciones.

indie Semiconductor, Inc. (INDI)� 회장 � 이사 Ichiro Aoki� 베스팅된 제한부 주식단위 � 장외 매도와 관련한 지� 변동을 보고했습니다. 2025� 9� 5� Aoki 씨에� 24,316개의 제한부 주식단위(RSU)가 베스트되� 취득가 $0� 계상되었�, 이로 인해 그의 클래� A 보통� 실소유는 일시적으� 91,511주로 증가했습니다. 2025� 9� 8� 그는 클래� A 보통� 8,877주를 주당 $4.22� 장외 매도하여 클래� A 보유량이 82,634주로 감소했습니다. 그는 여전� 클래� V 보통� 4,939,362주를 보유하고 있습니다. 해당 RSU� 발행회사� 2025 단기 인센티브 보너� 플랜� 따라 상반� 보수 대� 지급된 것이�, 보고� 매도� 원천징수 세금 납부� 위한 것이었습니다.

Ichiro Aoki, président et administrateur d'indie Semiconductor, Inc. (INDI), a déclaré des variations de son patrimoine liées à des unités d'actions restreintes acquises et à une vente sur le marché ouvert. Le 05/09/2025, M. Aoki a reçu 24 316 restricted stock units (RSU) qui ont acquis le droit et ont été enregistrées comme acquises à $0, ce qui a temporairement porté sa participation bénéficiaire en actions ordinaires de classe A à 91 511 actions. Le 08/09/2025, il a vendu 8 877 actions de classe A sur le marché ouvert au prix de $4,22 par action, réduisant ses avoirs de classe A à 82 634 actions. Il détient par ailleurs 4 939 362 actions de classe V. Les RSU ont été accordées en lieu et place d'un paiement en espèces dans le cadre du Plan de prime d'incitation à court terme 2025 de l'Emetteur pour les six premiers mois de l'année, et la vente déclarée visait à couvrir les obligations fiscales de retenue.

Ichiro Aoki, Präsident und Direktor von indie Semiconductor, Inc. (INDI), meldete Anteilsschwankungen im Zusammenhang mit vesteten Restricted Stock Units und einem Verkauf am offenen Markt. Am 05.09.2025 wurden Herrn Aoki 24.316 Restricted Stock Units (RSUs) gutgeschrieben, die vesteten und mit $0 als erworben verbucht wurden, wodurch sein wirtschaftlicher Anteil an Stammaktien Klasse A vorübergehend auf 91.511 Aktien anstieg. Am 08.09.2025 verkaufte er 8.877 Klasse-A-Aktien im offenen Markt zu je $4,22 und verringerte damit seinen Klasse-A-Bestand auf 82.634 Aktien. Zusätzlich hält er 4.939.362 Aktien der Klasse V. Die RSUs wurden anstelle einer Barauszahlung gemäß dem Short Term Incentive Bonus Plan 2025 des Emittenten für die ersten sechs Monate des Jahres gewährt, und der gemeldete Verkauf diente der Begleichung von Quellensteuerverpflichtungen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aoki Ichiro

(Last) (First) (Middle)
32 JOURNEY

(Street)
ALISO VIEJO CA 92656

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/05/2025 M 24,316 A $0 91,511 D
Class A Common Stock 09/08/2025 S(1) 8,877 D $4.22 82,634 D
Class V Common Stock 4,939,362 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 09/05/2025 A 24,316 (3) (3) Class A Common Stock 24,316 $0 24,316 D
Restricted Stock Units (2) 09/05/2025 M 24,316 (3) (3) Class A Common Stock 24,316 $0 0 D
Explanation of Responses:
1. Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
3. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year.
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021 09/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Ichiro Aoki report on Form 4 for INDI?

The filing reports 24,316 RSUs vesting and being recorded as acquired at $0 on 09/05/2025 and a sale of 8,877 Class A shares on 09/08/2025 at $4.22 per share.

Why were 8,877 INDI shares sold by the reporting person?

The filing states those shares were sold in the open market to pay withholding taxes in connection with the vesting of RSUs.

How many shares does Ichiro Aoki own after these transactions?

Following the reported transactions the filing shows beneficial ownership of 82,634 Class A common shares and 4,939,362 Class V common shares.

What is the nature of the RSUs granted to Ichiro Aoki?

Each restricted stock unit represents a contingent right to receive one share of Class A common stock and the reported RSUs were fully vested as of the grant date.

Were any derivative securities reported by Ichiro Aoki?

The filing reports restricted stock units (RSUs) which are contingent rights to receive Class A shares; no options, warrants, puts, or calls were reported.
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790.24M
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Semiconductor Equipment & Materials
Semiconductors & Related Devices
United States
ALISO VIEJO