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[8-K] Jakks Pacific Inc Reports Material Event

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Rhea-AI Filing Summary

On 24 Jul 2025 AEye, Inc. (Nasdaq: LIDR) filed Amendment No. 3 to its 424(b)(5) prospectus supplements for its Form S-3 at-the-market (ATM) equity program with A.G.P./Alliance Global Partners. The amendment raises the maximum aggregate offering price that may be sold under the Sales Agreement from $2.6 million to $23.728 million, equal to one-third of the company’s $71.2 million public float, as permitted by General Instruction I.B.6.

AEye has already issued $14.993 million of securities under this rule in the last 12-month period; combined future sales cannot surpass the updated $23.728 million cap unless a further supplement is filed. Key metrics disclosed: 25.42 million shares outstanding, of which 24.38 million are held by non-affiliates; last reported share price $2.92. The company continues to qualify as an “emerging growth� and “smaller reporting� company, benefiting from reduced reporting requirements. Investors are directed to previously disclosed risk factors for additional considerations.

Il 24 luglio 2025, AEye, Inc. (Nasdaq: LIDR) ha presentato la Terza Modifica ai supplementi al prospetto 424(b)(5) relativi al suo programma azionario at-the-market (ATM) tramite il modulo S-3, in collaborazione con A.G.P./Alliance Global Partners. La modifica aumenta il prezzo massimo aggregato di offerta vendibile ai sensi dell'Accordo di Vendita da 2,6 milioni di dollari a 23,728 milioni di dollari, pari a un terzo del flottante pubblico della società di 71,2 milioni di dollari, come consentito dall'Istruzione Generale I.B.6.

AEye ha già emesso titoli per un valore di 14,993 milioni di dollari nell'ultimo periodo di 12 mesi secondo questa norma; le vendite future combinate non possono superare il nuovo limite di 23,728 milioni di dollari a meno che non venga presentato un ulteriore supplemento. Metriche chiave comunicate: 25,42 milioni di azioni in circolazione, di cui 24,38 milioni detenute da non affiliati; ultimo prezzo riportato per azione 2,92 dollari. La società mantiene la qualifica di "emerging growth" e "smaller reporting" company, beneficiando di requisiti di reporting ridotti. Si invita gli investitori a consultare i fattori di rischio già divulgati per ulteriori informazioni.

El 24 de julio de 2025, AEye, Inc. (Nasdaq: LIDR) presentó la Enmienda Nº 3 a sus suplementos del prospecto 424(b)(5) para su programa de acciones at-the-market (ATM) mediante el formulario S-3, con A.G.P./Alliance Global Partners. La enmienda eleva el precio máximo agregado de oferta que puede venderse bajo el Acuerdo de Venta de 2,6 millones de dólares a 23,728 millones de dólares, equivalente a un tercio del float público de la compañía de 71,2 millones de dólares, según lo permitido por la Instrucción General I.B.6.

AEye ya ha emitido valores por un total de 14,993 millones de dólares bajo esta regla en los últimos 12 meses; las ventas futuras combinadas no pueden superar el nuevo límite de 23,728 millones de dólares a menos que se presente un suplemento adicional. Métricas clave divulgadas: 25,42 millones de acciones en circulación, de las cuales 24,38 millones son propiedad de no afiliados; último precio reportado por acción 2,92 dólares. La compañía sigue calificando como "emerging growth" y "smaller reporting" company, beneficiándose de requisitos de reporte reducidos. Se recomienda a los inversores consultar los factores de riesgo previamente divulgados para más detalles.

2025� 7� 24�, AEye, Inc. (나스�: LIDR)� A.G.P./Alliance Global Partners와 함께 Form S-3� 424(b)(5) 증권 발행 보충� 3� 수정안을 제출했습니다. � 수정안은 판매 계약� 따른 최대 � 발행 금액260� 달러에서 2,372.8� 달러� 상향 조정했으�, 이는 회사� 7,120� 달러 공중 유통 주식 가치의 3분의 1� 해당하며, 일반 지� I.B.6� 따라 허용됩니�.

AEye� 지� 12개월 동안 � 규칙� 따라 이미 1,499.3� 달러 상당� 증권� 발행했으�, 앞으로의 판매액은 추가 보충� 제출 없이� 수정� 2,372.8� 달러 한도� 초과� � 없습니다. 주요 지�: 2,542� � 발행, 그중 2,438� 주는 비계열사 보유; 최근 보고� 주가 2.92달러. 회사� 계속해서 "emerging growth" � "smaller reporting" 회사� 분류되어 보고 요건� 완화됩니�. 투자자들은 추가 고려사항� 위해 이전� 공개� 위험 요소� 참고하시� 바랍니다.

Le 24 juillet 2025, AEye, Inc. (Nasdaq : LIDR) a déposé l'Amendement n°3 à ses suppléments de prospectus 424(b)(5) relatifs à son programme d'actions en continu (ATM) via le formulaire S-3, en collaboration avec A.G.P./Alliance Global Partners. Cet amendement augmente le prix maximum global d'offre pouvant être vendu dans le cadre de l'accord de vente, passant de 2,6 millions de dollars à 23,728 millions de dollars, soit un tiers du flottant public de la société évalué à 71,2 millions de dollars, conformément à l'instruction générale I.B.6.

AEye a déjà émis pour 14,993 millions de dollars de titres selon cette règle au cours des 12 derniers mois ; les ventes futures combinées ne peuvent dépasser le nouveau plafond de 23,728 millions de dollars sans dépôt d'un supplément supplémentaire. Principaux indicateurs communiqués : 25,42 millions d'actions en circulation, dont 24,38 millions détenues par des non-affiliés ; dernier cours rapporté 2,92 dollars. La société continue de bénéficier du statut de « emerging growth » et de « smaller reporting » company, profitant ainsi d'exigences de reporting allégées. Les investisseurs sont invités à consulter les facteurs de risque précédemment divulgués pour plus d'informations.

Am 24. Juli 2025 reichte AEye, Inc. (Nasdaq: LIDR) die Änderung Nr. 3 zu seinen 424(b)(5)-Prospektergänzungen für sein Form S-3 At-the-Market (ATM) Aktienprogramm bei A.G.P./Alliance Global Partners ein. Die Änderung erhöht den maximalen Gesamtangebotswert, der gemäß dem Verkaufsvertrag verkauft werden darf, von 2,6 Millionen US-Dollar auf 23,728 Millionen US-Dollar, was einem Drittel des öffentlichen Streubesitzes des Unternehmens in Höhe von 71,2 Millionen US-Dollar entspricht, wie in der Allgemeinen Anweisung I.B.6 erlaubt.

AEye hat im letzten 12-Monats-Zeitraum bereits Wertpapiere im Wert von 14,993 Millionen US-Dollar nach dieser Regelung ausgegeben; zukünftige kombinierte Verkäufe dürfen die aktualisierte Grenze von 23,728 Millionen US-Dollar nicht überschreiten, es sei denn, es wird eine weitere Ergänzung eingereicht. Wichtige Kennzahlen: 25,42 Millionen ausstehende Aktien, davon 24,38 Millionen im Besitz von Nicht-Affiliates; letzter gemeldeter Aktienkurs 2,92 US-Dollar. Das Unternehmen qualifiziert sich weiterhin als „emerging growth� und „smaller reporting� Unternehmen und profitiert von reduzierten Berichtspflichten. Investoren wird empfohlen, die zuvor offengelegten Risikofaktoren für weitere Informationen zu beachten.

Positive
  • Increased capital flexibility: authority to sell up to $23.728 M of common stock provides a readily accessible funding source.
  • Regulatory compliance affirmed: filing demonstrates adherence to Form S-3 I.B.6 limits and ongoing Nasdaq listing.
Negative
  • Dilution risk: issuance of additional stock—up to one-third of public float—could dilute existing shareholders.
  • Significant prior sales: $14.993 M already sold in last 12 months means only about $8.7 M capacity remains before a new supplement is needed.

Insights

TL;DR: Amendment ups ATM capacity to $23.7 M, improving liquidity but adding dilution risk; overall impact is neutral.

The filing expands AEye’s at-the-market shelf capacity to one-third of public float, giving management flexibility to raise up to $8.7 M more before reaching the 12-month cap (after $15 M already sold). Additional cash could support operations without a traditional follow-on offering, but incremental issuance at roughly $3/share may materially dilute existing holders. No use-of-proceeds update or financial guidance is provided, limiting visibility on capital needs. Because the amendment simply adjusts the ceiling within regulatory limits and does not mandate immediate issuance, I view the disclosure as neutral for valuation in the near term.

Il 24 luglio 2025, AEye, Inc. (Nasdaq: LIDR) ha presentato la Terza Modifica ai supplementi al prospetto 424(b)(5) relativi al suo programma azionario at-the-market (ATM) tramite il modulo S-3, in collaborazione con A.G.P./Alliance Global Partners. La modifica aumenta il prezzo massimo aggregato di offerta vendibile ai sensi dell'Accordo di Vendita da 2,6 milioni di dollari a 23,728 milioni di dollari, pari a un terzo del flottante pubblico della società di 71,2 milioni di dollari, come consentito dall'Istruzione Generale I.B.6.

AEye ha già emesso titoli per un valore di 14,993 milioni di dollari nell'ultimo periodo di 12 mesi secondo questa norma; le vendite future combinate non possono superare il nuovo limite di 23,728 milioni di dollari a meno che non venga presentato un ulteriore supplemento. Metriche chiave comunicate: 25,42 milioni di azioni in circolazione, di cui 24,38 milioni detenute da non affiliati; ultimo prezzo riportato per azione 2,92 dollari. La società mantiene la qualifica di "emerging growth" e "smaller reporting" company, beneficiando di requisiti di reporting ridotti. Si invita gli investitori a consultare i fattori di rischio già divulgati per ulteriori informazioni.

El 24 de julio de 2025, AEye, Inc. (Nasdaq: LIDR) presentó la Enmienda Nº 3 a sus suplementos del prospecto 424(b)(5) para su programa de acciones at-the-market (ATM) mediante el formulario S-3, con A.G.P./Alliance Global Partners. La enmienda eleva el precio máximo agregado de oferta que puede venderse bajo el Acuerdo de Venta de 2,6 millones de dólares a 23,728 millones de dólares, equivalente a un tercio del float público de la compañía de 71,2 millones de dólares, según lo permitido por la Instrucción General I.B.6.

AEye ya ha emitido valores por un total de 14,993 millones de dólares bajo esta regla en los últimos 12 meses; las ventas futuras combinadas no pueden superar el nuevo límite de 23,728 millones de dólares a menos que se presente un suplemento adicional. Métricas clave divulgadas: 25,42 millones de acciones en circulación, de las cuales 24,38 millones son propiedad de no afiliados; último precio reportado por acción 2,92 dólares. La compañía sigue calificando como "emerging growth" y "smaller reporting" company, beneficiándose de requisitos de reporte reducidos. Se recomienda a los inversores consultar los factores de riesgo previamente divulgados para más detalles.

2025� 7� 24�, AEye, Inc. (나스�: LIDR)� A.G.P./Alliance Global Partners와 함께 Form S-3� 424(b)(5) 증권 발행 보충� 3� 수정안을 제출했습니다. � 수정안은 판매 계약� 따른 최대 � 발행 금액260� 달러에서 2,372.8� 달러� 상향 조정했으�, 이는 회사� 7,120� 달러 공중 유통 주식 가치의 3분의 1� 해당하며, 일반 지� I.B.6� 따라 허용됩니�.

AEye� 지� 12개월 동안 � 규칙� 따라 이미 1,499.3� 달러 상당� 증권� 발행했으�, 앞으로의 판매액은 추가 보충� 제출 없이� 수정� 2,372.8� 달러 한도� 초과� � 없습니다. 주요 지�: 2,542� � 발행, 그중 2,438� 주는 비계열사 보유; 최근 보고� 주가 2.92달러. 회사� 계속해서 "emerging growth" � "smaller reporting" 회사� 분류되어 보고 요건� 완화됩니�. 투자자들은 추가 고려사항� 위해 이전� 공개� 위험 요소� 참고하시� 바랍니다.

Le 24 juillet 2025, AEye, Inc. (Nasdaq : LIDR) a déposé l'Amendement n°3 à ses suppléments de prospectus 424(b)(5) relatifs à son programme d'actions en continu (ATM) via le formulaire S-3, en collaboration avec A.G.P./Alliance Global Partners. Cet amendement augmente le prix maximum global d'offre pouvant être vendu dans le cadre de l'accord de vente, passant de 2,6 millions de dollars à 23,728 millions de dollars, soit un tiers du flottant public de la société évalué à 71,2 millions de dollars, conformément à l'instruction générale I.B.6.

AEye a déjà émis pour 14,993 millions de dollars de titres selon cette règle au cours des 12 derniers mois ; les ventes futures combinées ne peuvent dépasser le nouveau plafond de 23,728 millions de dollars sans dépôt d'un supplément supplémentaire. Principaux indicateurs communiqués : 25,42 millions d'actions en circulation, dont 24,38 millions détenues par des non-affiliés ; dernier cours rapporté 2,92 dollars. La société continue de bénéficier du statut de « emerging growth » et de « smaller reporting » company, profitant ainsi d'exigences de reporting allégées. Les investisseurs sont invités à consulter les facteurs de risque précédemment divulgués pour plus d'informations.

Am 24. Juli 2025 reichte AEye, Inc. (Nasdaq: LIDR) die Änderung Nr. 3 zu seinen 424(b)(5)-Prospektergänzungen für sein Form S-3 At-the-Market (ATM) Aktienprogramm bei A.G.P./Alliance Global Partners ein. Die Änderung erhöht den maximalen Gesamtangebotswert, der gemäß dem Verkaufsvertrag verkauft werden darf, von 2,6 Millionen US-Dollar auf 23,728 Millionen US-Dollar, was einem Drittel des öffentlichen Streubesitzes des Unternehmens in Höhe von 71,2 Millionen US-Dollar entspricht, wie in der Allgemeinen Anweisung I.B.6 erlaubt.

AEye hat im letzten 12-Monats-Zeitraum bereits Wertpapiere im Wert von 14,993 Millionen US-Dollar nach dieser Regelung ausgegeben; zukünftige kombinierte Verkäufe dürfen die aktualisierte Grenze von 23,728 Millionen US-Dollar nicht überschreiten, es sei denn, es wird eine weitere Ergänzung eingereicht. Wichtige Kennzahlen: 25,42 Millionen ausstehende Aktien, davon 24,38 Millionen im Besitz von Nicht-Affiliates; letzter gemeldeter Aktienkurs 2,92 US-Dollar. Das Unternehmen qualifiziert sich weiterhin als „emerging growth� und „smaller reporting� Unternehmen und profitiert von reduzierten Berichtspflichten. Investoren wird empfohlen, die zuvor offengelegten Risikofaktoren für weitere Informationen zu beachten.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 24, 2025

 

JAKKS PACIFIC, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-35448   95-4527222
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

2951 28th Street, Santa Monica, California   90405
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (424) 268-9444

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol   Name of each exchange on which registered
Common Stock, $.001 par value   JAKK   NASDAQ Global Select Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 2.02. Results of Operations and Financial Condition.

 

On July 24, 2025, we issued a press release announcing our second quarter results for 2025. Following the issuance of the press release, on July 24, 2025 at 5:00 p.m. ET / 2:00 p.m. PT, we will host a teleconference and webcast for analysts, investors, media and others to discuss the results and other business topics. Such financial information included in the Exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

Item 8.01. Other Events.

 

On July 24, 2025, we issued a press release announcing that our Board of Directors declared a quarterly cash dividend of $0.25 per common share. The dividend will be payable on September 30, 2025 to shareholders of record at the close of business on August 29, 2025.  A copy of such release is annexed hereto as Exhibit 10.1.

 

Item 9.01. Financial Statements and Exhibits

 

(d)Exhibits

 

Exhibit   Description
10.1   July 24, 2025 Press Release
104   Cover Page Interactive Data File (formatted as Inline XBRL)

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  JAKKS PACIFIC, INC.
 
Dated: July 25, 2025 By: /s/ JOHN L. KIMBLE
    John L. Kimble, CFO

 

2

FAQ

How much stock can AEye (LIDR) now sell under its ATM program?

The amendment allows sales of up to $23.728 million of common stock, equal to one-third of the current public float.

How much has AEye already raised via the ATM in the past 12 months?

AEye disclosed $14.993 million in securities sold during the 12-month period ending 24 Jul 2025.

What is AEye’s current public float and share price?

Public float is $71.186 million based on 24.38 million non-affiliate shares at $2.92 per share.

Will the amendment immediately dilute existing shareholders?

Dilution occurs only if and when the company issues shares; the filing merely increases the capacity to do so.

Why did AEye file Amendment No. 3 to its prospectus supplements?

To update the maximum amount it can sell under Form S-3 General Instruction I.B.6 and reflect current float calculations.
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