AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] AEye, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Andrew S. Hughes, who serves as Secretary & General Counsel and a director of AEye, Inc. (ticker LIDR), reported a transaction dated 08/15/2025. The filing shows a net settlement related to the vesting of restricted stock units: 1,475 shares were withheld to satisfy tax obligations at an effective price of $2.54 per share, and no shares were sold. After the withholding, the reporting person beneficially owns 82,587 shares. The Form 4 was signed by a power of attorney on 08/18/2025. The filing discloses only this vesting/net settlement activity and the reporting person’s officer/director relationship to the issuer.

Andrew S. Hughes, Segretario e Consigliere Generale nonché amministratore di AEye, Inc. (ticker LIDR), ha segnalato una transazione datata 15/08/2025. La comunicazione indica un regolamento netto derivante dal maturare di unità azionarie vincolate: sono state trattenute 1.475 azioni per coprire obblighi fiscali a un prezzo effettivo di $2,54 per azione, senza alcuna vendita di titoli. Dopo la trattenuta, la persona segnalante detiene beneficiariamente 82.587 azioni. Il Modulo 4 è stato firmato tramite procura il 18/08/2025. Il documento riporta esclusivamente questa attività di maturazione/regolamento netto e il ruolo di dirigente/amministratore del dichiarante nei confronti dell’emittente.

Andrew S. Hughes, que se desempeña como Secretario y Asesor General y es director de AEye, Inc. (símbolo LIDR), informó una operación con fecha 15/08/2025. La presentación muestra un ajuste neto relacionado con la consolidación de unidades restringidas de acciones: se retuvieron 1.475 acciones para cubrir obligaciones fiscales a un precio efectivo de $2,54 por acción, sin que se vendieran acciones. Tras la retención, la persona informante posee beneficiariamente 82.587 acciones. El Formulario 4 fue firmado por un apoderado el 18/08/2025. El documento divulga únicamente esta actividad de consolidación/ajuste neto y la relación del informante como ejecutivo/director con el emisor.

Andrew S. HughesëŠ� AEye, Inc.(티커 LIDR)ì� 비서 ê²� ì´ê´„ 법률 고문ì´ìž ì´ì‚¬ë¡œì„œ 2025-08-15ìž� 거래ë¥� 신고했습니다. 제출서류ì—는 제한 ì£¼ì‹ ë‹¨ìœ„(RSU)ì� 성숙ì—� 따른 ìˆœì •ì‚°ì´ ê¸°ìž¬ë˜ì–´ 있습니다: 세금 ë‚©ë¶€ë¥� 위해 1,475주가 ì›ì²œì§•수ë˜ì—ˆê³� 유효 단가 $2.54ë¡� 주ì‹ì€ 매ë„ë˜ì§€ 않았습니ë‹�. ì›ì²œì§•수 í›� ì‹ ê³ ì¸ì€ 혜íƒì � ë³´ìœ ì£¼ì‹ 82,587주를 보유하게 ë©ë‹ˆë‹�. ì–‘ì‹ 4ëŠ� 2025-08-18ì—� ìœ„ìž„ìž¥ì„ í†µí•´ 서명ë˜ì—ˆìŠµë‹ˆë‹�. 해당 제출서류ëŠ� ì� 성숙/순정ì‚� 활ë™ê³� ì‹ ê³ ì¸ì˜ ë°œí–‰ì‚¬ì— ëŒ€í•� ìž„ì›/ì´ì‚¬ 관계만ì� 공개하고 있습니다.

Andrew S. Hughes, qui occupe les fonctions de Secrétaire et Conseiller Juridique Général et est administrateur d'AEye, Inc. (symbole LIDR), a déclaré une opération datée du 15/08/2025. Le dépôt indique un règlement net lié à la levée d'unités d'actions restreintes : 1 475 actions ont été retenues pour couvrir les obligations fiscales à un prix effectif de 2,54Ìý$ par action, sans vente d'actions. Après la retenue, la personne déclarante détient à titre bénéficiaire 82 587 actions. Le formulaire 4 a été signé par procuration le 18/08/2025. Le dépôt divulgue uniquement cette opération de levée/règlement net et la relation de la personne déclarante en tant que dirigeant/administrateur de l'émetteur.

Andrew S. Hughes, der als Sekretär & General Counsel sowie Direktor von AEye, Inc. (Ticker LIDR) tätig ist, meldete eine Transaktion vom 15.08.2025. Die Einreichung zeigt eine Nettoregelung im Zusammenhang mit der Vesting von Restricted Stock Units: 1.475 Aktien wurden einbehalten, um Steuerverpflichtungen zu erfüllen, zu einem effektiven Preis von $2,54 pro Aktie, und es wurden keine Aktien verkauft. Nach der Einbehaltung besitzt die meldende Person wirtschaftlich 82.587 Aktien. Das Formular 4 wurde am 18.08.2025 durch eine Vollmacht unterschrieben. Die Einreichung offenbart ausschließlich diese Vesting-/Nettoregelungs-Aktivität und die Funktion der meldenden Person als Vorstand/Officer des Emittenten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: A routine RSU vesting and tax withholding by an officer; no sale, limited investor impact.

The Form 4 documents a standard net settlement on restricted stock unit vesting where shares were withheld to cover taxes. Because no open-market sale occurred, this action is administrative rather than a signal of disposition. The reporting person remains an insider with 82,587 shares, and the withheld amount (1,475 shares) is small relative to total holdings. This is a common equity-compensation housekeeping event and does not introduce governance concerns based on the disclosed facts.

TL;DR: Minor reduction from RSU tax withholding; immaterial to company capitalization or trading.

The transaction shows an effective withholding price of $2.54 and removal of 1,475 shares from the insider’s beneficial count due to net settlement. With remaining holdings of 82,587 shares and no sale reported, this is unlikely to affect liquidity or signal near-term insider selling pressure. Investors should note the transaction type is vesting/tax-related, not a disposition for cash proceeds.

Andrew S. Hughes, Segretario e Consigliere Generale nonché amministratore di AEye, Inc. (ticker LIDR), ha segnalato una transazione datata 15/08/2025. La comunicazione indica un regolamento netto derivante dal maturare di unità azionarie vincolate: sono state trattenute 1.475 azioni per coprire obblighi fiscali a un prezzo effettivo di $2,54 per azione, senza alcuna vendita di titoli. Dopo la trattenuta, la persona segnalante detiene beneficiariamente 82.587 azioni. Il Modulo 4 è stato firmato tramite procura il 18/08/2025. Il documento riporta esclusivamente questa attività di maturazione/regolamento netto e il ruolo di dirigente/amministratore del dichiarante nei confronti dell’emittente.

Andrew S. Hughes, que se desempeña como Secretario y Asesor General y es director de AEye, Inc. (símbolo LIDR), informó una operación con fecha 15/08/2025. La presentación muestra un ajuste neto relacionado con la consolidación de unidades restringidas de acciones: se retuvieron 1.475 acciones para cubrir obligaciones fiscales a un precio efectivo de $2,54 por acción, sin que se vendieran acciones. Tras la retención, la persona informante posee beneficiariamente 82.587 acciones. El Formulario 4 fue firmado por un apoderado el 18/08/2025. El documento divulga únicamente esta actividad de consolidación/ajuste neto y la relación del informante como ejecutivo/director con el emisor.

Andrew S. HughesëŠ� AEye, Inc.(티커 LIDR)ì� 비서 ê²� ì´ê´„ 법률 고문ì´ìž ì´ì‚¬ë¡œì„œ 2025-08-15ìž� 거래ë¥� 신고했습니다. 제출서류ì—는 제한 ì£¼ì‹ ë‹¨ìœ„(RSU)ì� 성숙ì—� 따른 ìˆœì •ì‚°ì´ ê¸°ìž¬ë˜ì–´ 있습니다: 세금 ë‚©ë¶€ë¥� 위해 1,475주가 ì›ì²œì§•수ë˜ì—ˆê³� 유효 단가 $2.54ë¡� 주ì‹ì€ 매ë„ë˜ì§€ 않았습니ë‹�. ì›ì²œì§•수 í›� ì‹ ê³ ì¸ì€ 혜íƒì � ë³´ìœ ì£¼ì‹ 82,587주를 보유하게 ë©ë‹ˆë‹�. ì–‘ì‹ 4ëŠ� 2025-08-18ì—� ìœ„ìž„ìž¥ì„ í†µí•´ 서명ë˜ì—ˆìŠµë‹ˆë‹�. 해당 제출서류ëŠ� ì� 성숙/순정ì‚� 활ë™ê³� ì‹ ê³ ì¸ì˜ ë°œí–‰ì‚¬ì— ëŒ€í•� ìž„ì›/ì´ì‚¬ 관계만ì� 공개하고 있습니다.

Andrew S. Hughes, qui occupe les fonctions de Secrétaire et Conseiller Juridique Général et est administrateur d'AEye, Inc. (symbole LIDR), a déclaré une opération datée du 15/08/2025. Le dépôt indique un règlement net lié à la levée d'unités d'actions restreintes : 1 475 actions ont été retenues pour couvrir les obligations fiscales à un prix effectif de 2,54Ìý$ par action, sans vente d'actions. Après la retenue, la personne déclarante détient à titre bénéficiaire 82 587 actions. Le formulaire 4 a été signé par procuration le 18/08/2025. Le dépôt divulgue uniquement cette opération de levée/règlement net et la relation de la personne déclarante en tant que dirigeant/administrateur de l'émetteur.

Andrew S. Hughes, der als Sekretär & General Counsel sowie Direktor von AEye, Inc. (Ticker LIDR) tätig ist, meldete eine Transaktion vom 15.08.2025. Die Einreichung zeigt eine Nettoregelung im Zusammenhang mit der Vesting von Restricted Stock Units: 1.475 Aktien wurden einbehalten, um Steuerverpflichtungen zu erfüllen, zu einem effektiven Preis von $2,54 pro Aktie, und es wurden keine Aktien verkauft. Nach der Einbehaltung besitzt die meldende Person wirtschaftlich 82.587 Aktien. Das Formular 4 wurde am 18.08.2025 durch eine Vollmacht unterschrieben. Die Einreichung offenbart ausschließlich diese Vesting-/Nettoregelungs-Aktivität und die Funktion der meldenden Person als Vorstand/Officer des Emittenten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUGHES ANDREW S

(Last) (First) (Middle)
4670 WILLOW ROAD
SUITE 125

(Street)
PLEASANTON CA 94588

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Secretary & General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 F(1) 1,475 D $2.54 82,587 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
/s/ Siraj Husain by power of attorney previously filed 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for AEye (LIDR)?

The reporting person is Andrew S. Hughes, Secretary & General Counsel and director; the form was signed by a power of attorney on 08/18/2025.

What transaction is reported on the Form 4 dated 08/15/2025 for LIDR?

A net settlement related to the vesting of restricted stock units where 1,475 shares were withheld for tax obligations at an effective price of $2.54; no shares were sold.

How many AEye shares does the insider own after the transaction?

The filing reports 82,587 shares beneficially owned following the reported transaction.

Was this Form 4 a sale of shares or a tax withholding event?

It was a tax withholding event tied to RSU vesting; the filer explicitly states that no shares were sold.

Does this Form 4 indicate any change in officer or director status?

No. The form lists the reporting person’s relationship as Officer (Secretary & General Counsel) and Director; no change in status is disclosed.
Aeye Inc

NASDAQ:LIDR

LIDR Rankings

LIDR Latest News

LIDR Latest SEC Filings

LIDR Stock Data

106.25M
17.66M
3.93%
2.82%
13.14%
Software - Infrastructure
Motor Vehicle Parts & Accessories
United States
PLEASANTON