AG˹ٷ

STOCK TITAN

[Form 4] Liquidity Services, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Liquidity Services, Inc. (LQDT) director Mateus-Tique Jaime reported a Form 4 showing a sale and new restricted stock units. The filing shows a sale of 10,000 shares on 08/22/2025 at $27.44, which reduced directly held common stock by 12,966 shares and left total beneficial ownership of 174,562 shares across direct and indirect holdings. The report also discloses a grant of 4,928 restricted stock units that vest on 03/01/2026, each unit equivalent to one share. The Form 4 indicates the transaction was made pursuant to a plan intended to satisfy the Rule 10b5-1 affirmative defense.

Mateus-Tique Jaime, direttore di Liquidity Services, Inc. (LQDT), ha segnalato tramite un Modulo 4 la vendita di azioni e la concessione di nuove unità di azioni vincolate. La comunicazione indica la vendita di 10.000 azioni il 22/08/2025 a $27,44, che ha ridotto le azioni detenute direttamente di 12.966 e ha portato la partecipazione complessiva, tra posizioni dirette e indirette, a 174.562 azioni. Il rapporto riporta inoltre una concessione di 4.928 unità di azioni vincolate che maturano il 01/03/2026, ciascuna equivalente a una azione. Il Modulo 4 precisa che la transazione è stata effettuata nell'ambito di un piano volto a soddisfare la difesa affermativa prevista dalla Rule 10b5-1.

Mateus-Tique Jaime, director de Liquidity Services, Inc. (LQDT), declaró en un Formulario 4 una venta y la concesión de nuevas unidades de acciones restringidas. El documento muestra la venta de 10.000 acciones el 22/08/2025 a $27,44, que redujo las acciones poseídas directamente en 12.966 y dejó la propiedad beneficiaria total en 174.562 acciones entre participaciones directas e indirectas. El informe también revela una adjudicación de 4.928 unidades de acciones restringidas que vencen el 01/03/2026, cada unidad equivalente a una acción. El Formulario 4 indica que la operación se realizó conforme a un plan diseñado para cumplir la defensa afirmativa de la Rule 10b5-1.

Liquidity Services, Inc. (LQDT) 이사� Mateus-Tique Jaime가 판매 � 신규 제한주식유닛� 관� Form 4� 보고했습니다. 젵Ӷ서류에는 2025� 8� 22일에 주당 $27.44� 10,000주를 매도� 내용� 기재되어 있으�, 이로 인해 직접 보유 보통주가 12,966� 감소하고 직접·간접 보유� 합친 � 실질 소유주식은 174,562�� 남았습니�. 보고서에� 또한 4,928개의 제한주식유닛(RSU)� 부여되었으� 이들은 2026� 3� 1�� 베스팅되�, � 유닛은 � 주와 동일합니�. Form 4� � 거래가 Rule 10b5-1� 긍정� 항변� 충족하기 위한 계획� 따라 이루어졌음을 명시합니�.

Mateus-Tique Jaime, administrateur de Liquidity Services, Inc. (LQDT), a déclaré dans un Formulaire 4 une vente et l'attribution de nouvelles unités d'actions restreintes. Le dépôt indique la vente de 10 000 actions le 22/08/2025 au prix de 27,44 $, ce qui a réduit les actions détenues directement de 12 966 et laissé une détention bénéficiaire totale de 174 562 actions toutes positions directes et indirectes confondues. Le rapport révèle également l’octroi de 4 928 unités d'actions restreintes qui seront acquises le 01/03/2026, chaque unité équivalant à une action. Le Formulaire 4 précise que la transaction a été effectuée conformément à un plan visant à satisfaire la défense affirmative prévue par la Rule 10b5-1.

Mateus-Tique Jaime, Direktor von Liquidity Services, Inc. (LQDT), meldete in einem Formular 4 einen Verkauf und neue Restricted Stock Units. Die Einreichung weist einen Verkauf von 10.000 Aktien am 22.08.2025 zum Preis von $27,44 aus, wodurch direkt gehaltene Stammaktien um 12.966 reduziert wurden und das gesamte wirtschaftliche Eigentum über direkte und indirekte Bestände bei 174.562 Aktien verblieb. Der Bericht nennt außerdem die Gewährung von 4.928 Restricted Stock Units, die am 01.03.2026 vesten, wobei jede Einheit einer Aktie entspricht. Im Formular 4 wird angegeben, dass die Transaktion im Rahmen eines Plans erfolgte, der die Rule 10b5-1-Affirmative-Defense erfüllen soll.

Positive
  • Transaction made under a 10b5-1 plan, indicating the sale was pursuant to a prearranged written plan
  • Restricted stock units granted (4,928) with a clear one-year vesting schedule, aligning compensation with future tenure
Negative
  • Sale of 10,000 shares at $27.44 reduced the reporting person's direct holdings
  • Directly owned shares decreased (12,966 shares listed as disposed), which may be viewed negatively by some investors

Insights

TL;DR: Director executed a planned sale under a 10b5-1 plan and received time‑based RSUs, reflecting routine governance and compensation actions.

The filing shows a director-level sale of 10,000 shares at $27.44 and a contemporaneous grant of 4,928 restricted stock units vesting in one year. The checked 10b5-1 box indicates the sale was pursuant to a written plan, which typically limits insider timing concerns. Indirect holdings through irrevocable trusts remain a meaningful portion of total beneficial ownership, preserving alignment with shareholders. No material new liabilities, dilutive securities, or corporate-control events are disclosed.

TL;DR: Insider sold 10,000 shares at $27.44, reducing direct holdings while receiving 4,928 RSUs that vest in 2026.

The transaction reduces direct share count and the RSU grant represents deferred compensation tied to future vesting. Total beneficial ownership after the reported sale is 174,562 shares, split among direct and indirect holdings. The sale price and size are explicit; there is no forward guidance or financial performance data in this filing to assess valuation impact. The 10b5-1 plan checkbox suggests preplanned disposition rather than opportunistic trading.

Mateus-Tique Jaime, direttore di Liquidity Services, Inc. (LQDT), ha segnalato tramite un Modulo 4 la vendita di azioni e la concessione di nuove unità di azioni vincolate. La comunicazione indica la vendita di 10.000 azioni il 22/08/2025 a $27,44, che ha ridotto le azioni detenute direttamente di 12.966 e ha portato la partecipazione complessiva, tra posizioni dirette e indirette, a 174.562 azioni. Il rapporto riporta inoltre una concessione di 4.928 unità di azioni vincolate che maturano il 01/03/2026, ciascuna equivalente a una azione. Il Modulo 4 precisa che la transazione è stata effettuata nell'ambito di un piano volto a soddisfare la difesa affermativa prevista dalla Rule 10b5-1.

Mateus-Tique Jaime, director de Liquidity Services, Inc. (LQDT), declaró en un Formulario 4 una venta y la concesión de nuevas unidades de acciones restringidas. El documento muestra la venta de 10.000 acciones el 22/08/2025 a $27,44, que redujo las acciones poseídas directamente en 12.966 y dejó la propiedad beneficiaria total en 174.562 acciones entre participaciones directas e indirectas. El informe también revela una adjudicación de 4.928 unidades de acciones restringidas que vencen el 01/03/2026, cada unidad equivalente a una acción. El Formulario 4 indica que la operación se realizó conforme a un plan diseñado para cumplir la defensa afirmativa de la Rule 10b5-1.

Liquidity Services, Inc. (LQDT) 이사� Mateus-Tique Jaime가 판매 � 신규 제한주식유닛� 관� Form 4� 보고했습니다. 젵Ӷ서류에는 2025� 8� 22일에 주당 $27.44� 10,000주를 매도� 내용� 기재되어 있으�, 이로 인해 직접 보유 보통주가 12,966� 감소하고 직접·간접 보유� 합친 � 실질 소유주식은 174,562�� 남았습니�. 보고서에� 또한 4,928개의 제한주식유닛(RSU)� 부여되었으� 이들은 2026� 3� 1�� 베스팅되�, � 유닛은 � 주와 동일합니�. Form 4� � 거래가 Rule 10b5-1� 긍정� 항변� 충족하기 위한 계획� 따라 이루어졌음을 명시합니�.

Mateus-Tique Jaime, administrateur de Liquidity Services, Inc. (LQDT), a déclaré dans un Formulaire 4 une vente et l'attribution de nouvelles unités d'actions restreintes. Le dépôt indique la vente de 10 000 actions le 22/08/2025 au prix de 27,44 $, ce qui a réduit les actions détenues directement de 12 966 et laissé une détention bénéficiaire totale de 174 562 actions toutes positions directes et indirectes confondues. Le rapport révèle également l’octroi de 4 928 unités d'actions restreintes qui seront acquises le 01/03/2026, chaque unité équivalant à une action. Le Formulaire 4 précise que la transaction a été effectuée conformément à un plan visant à satisfaire la défense affirmative prévue par la Rule 10b5-1.

Mateus-Tique Jaime, Direktor von Liquidity Services, Inc. (LQDT), meldete in einem Formular 4 einen Verkauf und neue Restricted Stock Units. Die Einreichung weist einen Verkauf von 10.000 Aktien am 22.08.2025 zum Preis von $27,44 aus, wodurch direkt gehaltene Stammaktien um 12.966 reduziert wurden und das gesamte wirtschaftliche Eigentum über direkte und indirekte Bestände bei 174.562 Aktien verblieb. Der Bericht nennt außerdem die Gewährung von 4.928 Restricted Stock Units, die am 01.03.2026 vesten, wobei jede Einheit einer Aktie entspricht. Im Formular 4 wird angegeben, dass die Transaktion im Rahmen eines Plans erfolgte, der die Rule 10b5-1-Affirmative-Defense erfüllen soll.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mateus-Tique Jaime

(Last) (First) (Middle)
6931 ARLINGTON ROAD
SUITE 460

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIQUIDITY SERVICES INC [ LQDT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12,966 D
Common Stock 08/22/2025 S 10,000 D $27.44 174,562 I By the Em El 2007 Irrevocable Trust
Common Stock 163,208 I By the Jaime Mateus-Tique 2005 Irrevocable Trust
Common Stock 100,000 I By the reporting person's spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit Grant (1) (2) 03/01/2026 Common Stock 4,928 4,928 D
Explanation of Responses:
1. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
2. These restricted stock units vest one year from the grant date.
/s/ Mark A. Shaffer, by power of attorney 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LQDT director Mateus-Tique Jaime report on Form 4?

The director reported a sale of 10,000 shares on 08/22/2025 at $27.44 and a grant of 4,928 restricted stock units that vest on 03/01/2026.

How many shares does Mateus-Tique Jaime beneficially own after the transaction?

The Form 4 reports 174,562 shares beneficially owned following the reported transaction(s), including direct and indirect holdings.

Were the share sales part of a Rule 10b5-1 plan?

Yes. The form has the box checked indicating the transaction was made pursuant to a 10b5-1 written plan.

What are the terms of the restricted stock units reported?

Each restricted stock unit equals one share, and the 4,928 RSUs vest one year from the grant date (03/01/2026).

Does the filing show any derivative transactions or options?

The Form 4 discloses only restricted stock units in Table II and no other derivative or option exercises.
Liquidity Svcs Inc

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Internet Retail
Services-business Services, Nec
United States
BETHESDA