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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
July 14, 2025
| La Rosa Holdings Corp. |
| (Exact name of registrant as specified in its charter) |
| Nevada |
|
001-41588 |
|
87-1641189 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer
Identification No.) |
|
1420 Celebration Blvd., 2nd Floor
Celebration, Florida |
|
34747 |
| (Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (321) 250-1799
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of
the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock, $0.0001 par value |
|
LRHC |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 1.01. Entry into
a Material Definitive Agreement.
Exchange Agreement
On July 14, 2025, with
the approval of its Board of Directors, La Rosa Holdings Corp., a Nevada corporation (the “Company”), entered into
an exchange agreement (the “Exchange Agreement”) with certain holder (the “Holder”) of
a common stock purchase warrant (the “Warrant”) to purchase 1,851,852 shares of common stock (as adjusted per Warrant
terms), par value $0.0001 per share (the “Common Stock”) of the Company, at $0.135 per share (as adjusted per Warrant
terms), issued by the Company to the Holder on November 14, 2022.
Pursuant to the Exchange
Agreement, the Holder agreed to surrender the Warrant for cancellation and the Company agreed, in exchange, to issue an aggregate of 75,000
shares of Common Stock to the Holder (the “Exchange Shares”).
On July 14, 2025, the
Company issued the Holder the Exchange Shares, and the Warrant was surrendered and cancelled. The Exchange Shares were issued pursuant
to the exemption from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”),
provided by Section 3(a)(9) of the Securities Act.
La Rosa Exchange Agreement
On July 17, 2025, with
the approval of its Board of Directors, the Company entered into an exchange agreement (the “La Rosa Exchange Agreement”)
with Joseph La Rosa, its Chief Executive Officer, Chairman and significant stockholder of the Company, with respect to a common stock
purchase warrant (the “La Rosa Warrant”) to purchase 1,851,852 shares of Common Stock (as adjusted per La Rosa Warrant
terms), at $0.135 per share (as adjusted per La Rosa Warrant terms), issued by the Company to Mr. La Rosa on December 2, 2022.
Pursuant to the La Rosa
Exchange Agreement, Mr. La Rosa agreed to surrender the La Rosa Warrant for cancellation and the Company agreed, in exchange, to issue
an aggregate of 75,000 shares of Common Stock to the Holder (the “La Rosa Exchange Shares”).
On July 17, 2025, the
Company issued Mr. La Rosa the La Rosa Exchange Shares, and the La Rosa Warrant was surrendered and cancelled. The La Rosa Exchange Shares
were issued pursuant to the exemption from the registration requirements of the Securities Act, provided by Section 3(a)(9) of the Securities
Act.
The foregoing descriptions
of the Exchange Agreement and La Rosa Exchange Agreement do not purport to be complete and are subject to and qualified in their entirety
by reference to the full text of such documents, which are attached as Exhibit 10.1 and Exhibit 10.2 to this Current Report on Form 8-K
and are incorporated by reference herein.
Item 3.02. Unregistered
Sales of Equity Securities.
The disclosures regarding
issuance of the Exchange Shares and La Rosa Exchange Shares under Item 1.01 of this Current Report on Form 8-K are incorporated herein
by reference.
On July 14, 2025, the
Company issued 50,000 unregistered shares of Common Stock to a consultant as compensation for the services rendered pursuant to the terms
of the consulting agreement between the consultant and the Company.
The Company issued the
shares to the consultant in reliance on exemption from the registration requirements of the Securities Act available to the Company under
Section 4(a)(2) of the Securities Act due to the fact that the issuance did not involve a public offering of securities.
Item 9.01. Financial
Statements and Exhibits.
(d) Exhibits.
| Exhibit No. |
|
Description |
| 10.1*^ |
|
Form of Exchange Agreement between the Company and the holder, signed on July 14, 2025. |
| 10.2*^ |
|
Form of Exchange Agreement between the Company and Joseph La Rosa, dated July 17, 2025. |
| 104 |
|
Cover Page Interactive Data File (embedded with the Inline XBRL document). |
| * |
Certain personal information in this Exhibit has been omitted in accordance with Regulation S-K Item 601(a)(6). |
| ^ |
Schedules and similar attachments have been omitted pursuant to Regulation S-K Item 601(a)(5). The Company agrees to furnish a supplemental copy of any omitted schedule or attachment to the SEC upon request. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: July 18, 2025 |
LA ROSA HOLDINGS CORP. |
| |
|
|
| |
By: |
/s/ Joseph La Rosa |
| |
Name: |
Joseph La Rosa |
| |
Title: |
Chief Executive Officer |
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