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[Form 4] Moderna, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Filing: Form 4 filed for Moderna, Inc. (MRNA) reporting the vesting and conversion of restricted stock units into common stock by Director David M. Rubenstein.

Key facts: On 08/05/2025 850 restricted stock units vested and converted one-for-one into 850 shares of common stock at a price of $0. Following the transaction, the reporting person beneficially owned 1,527 shares. The Form 4 was signed by attorney-in-fact James Dillon on 08/06/2025. The filing indicates a direct ownership form and uses transaction code M with no other transactions disclosed.

Filing: Presentato il Form 4 per Moderna, Inc. (MRNA) che segnala la maturazione e la conversione di unit脿 azionarie ristrette in azioni ordinarie da parte del Direttore David M. Rubenstein.

Key facts: In data 08/05/2025 850 unit脿 azionarie ristrette sono maturate e convertite in rapporto uno a uno in 850 azioni ordinarie al prezzo di $0. Dopo l'operazione, la persona segnalante deteneva beneficiariamente 1,527 azioni. Il Form 4 猫 stato firmato per procura da James Dillon il 08/06/2025. La comunicazione indica una forma di propriet脿 diretta e utilizza il codice transazione M, senza altre operazioni dichiarate.

Filing: Se present贸 el Form 4 para Moderna, Inc. (MRNA) informando la consolidaci贸n y conversi贸n de unidades restringidas de acciones en acciones ordinarias por el Director David M. Rubenstein.

Key facts: El 08/05/2025 850 unidades restringidas vencieron y se convirtieron uno a uno en 850 acciones ordinarias a un precio de $0. Tras la operaci贸n, la persona informante pose铆a beneficiariamente 1,527 acciones. El Form 4 fue firmado por apoderado James Dillon el 08/06/2025. La presentaci贸n indica una forma de propiedad directa y utiliza el c贸digo de transacci贸n M, sin que se declaren otras transacciones.

Filing: Moderna, Inc. (MRNA)鞐� 雽頃� Form 4臧 鞝滌稖霅橃棃鞙茧┌ 鞚挫偓电� David M. Rubenstein鞚� 鞝滍暅欤检嫕雼渼(RSU) 甓岆Μ頇曥爼 氚� 氤错喌欤� 鞝勴櫂鞚� 氤搓碃頃╇媹雼�.

Key facts: 08/05/2025鞐� 850臧滌潣 鞝滍暅欤检嫕雼渼臧 甓岆Μ頇曥爼霅橃柎 1雽1 牍勳湪搿� 850欤检潣 氤错喌欤茧 鞝勴櫂霅橃棃鞙茧┌ 臧瓴╈潃 $0鞛呺媹雼�. 瓯半灅 頉� 氤搓碃鞛惖鐢 順滍儩鞝� 氤挫湢 旮办鞙茧 1,527欤茧ゼ 氤挫湢頃橁碃 鞛堨棃鞀惦媹雼�. 頃措嫻 Form 4电� 08/06/2025鞐� 雽毽秾鞛� James Dillon鞐� 鞚橅暣 靹滊獏霅橃棃鞀惦媹雼�. 鞝滌稖靹湹鐢 歆侅爲 靻岇湢 順曧儨毳� 雮橅儉雮措┌ 瓯半灅 旖旊摐 M毵� 旮办灛霅橃柎 鞛堦碃 雼るジ 瓯半灅电� 瓿店皽霅橃 鞎婌晿鞀惦媹雼�.

Filing: D茅p么t du Form 4 pour Moderna, Inc. (MRNA) signalant la consolidation et la conversion d'unit茅s d'actions restreintes en actions ordinaires par l'administrateur David M. Rubenstein.

Key facts: Le 08/05/2025, 850 unit茅s d'actions restreintes ont acquis droit et ont 茅t茅 converties une pour une en 850 actions ordinaires au prix de $0. Apr猫s la transaction, la personne d茅clarante d茅tenait b茅n茅ficiairement 1,527 actions. Le Form 4 a 茅t茅 sign茅 par le mandataire James Dillon le 08/06/2025. Le d茅p么t indique une forme de propri茅t茅 directe et utilise le code de transaction M, sans autres op茅rations divulgu茅es.

Filing: Es wurde ein Form 4 f眉r Moderna, Inc. (MRNA) eingereicht, das die F盲lligkeit und Umwandlung von Restricted Stock Units in Stammaktien durch den Direktor David M. Rubenstein meldet.

Key facts: Am 08/05/2025 sind 850 Restricted Stock Units f盲llig geworden und wurden eins zu eins in 850 Stammaktien zum Preis von $0 umgewandelt. Nach der Transaktion hielt die meldende Person wirtschaftlich 1,527 Aktien. Das Form 4 wurde am 08/06/2025 vom Bevollm盲chtigten James Dillon unterzeichnet. Die Meldung gibt direkte Eigentumsverh盲ltnisse an und verwendet den Transaktionscode M, weitere Transaktionen werden nicht angegeben.

Positive
  • 850 restricted stock units vested and converted to 850 common shares on 08/05/2025
  • Form 4 was filed and signed promptly (08/06/2025) reporting the change in direct beneficial ownership
  • Post-transaction direct beneficial ownership is clearly disclosed as 1,527 shares
Negative
  • None.

Insights

TL;DR: Routine equity compensation vesting by a director; disclosed via timely Form 4 filing.

The filing documents the conversion of 850 restricted stock units into 850 common shares for Director David M. Rubenstein on 08/05/2025. The report shows direct beneficial ownership of 1,527 shares post-transaction and is signed 08/06/2025. From a governance perspective, this is a standard disclosure of executive/director compensation and ownership changes, consistent with Section 16 reporting obligations. No related-party transfers, sales, or other governance concerns are disclosed in the form.

TL;DR: Transaction reflects vesting of awarded RSUs; filing provides clear, limited impact data for investors.

The Form 4 reports the vesting and one-for-one conversion of 850 RSUs into common stock (transaction code M) at a stated price of $0, with total direct beneficial ownership of 1,527 shares after the event. The disclosure is concise and limited to the single event; no purchases, sales, or derivative activity beyond the conversion are reported. Impact on outstanding shares or material financial metrics is not provided in the filing.

Filing: Presentato il Form 4 per Moderna, Inc. (MRNA) che segnala la maturazione e la conversione di unit脿 azionarie ristrette in azioni ordinarie da parte del Direttore David M. Rubenstein.

Key facts: In data 08/05/2025 850 unit脿 azionarie ristrette sono maturate e convertite in rapporto uno a uno in 850 azioni ordinarie al prezzo di $0. Dopo l'operazione, la persona segnalante deteneva beneficiariamente 1,527 azioni. Il Form 4 猫 stato firmato per procura da James Dillon il 08/06/2025. La comunicazione indica una forma di propriet脿 diretta e utilizza il codice transazione M, senza altre operazioni dichiarate.

Filing: Se present贸 el Form 4 para Moderna, Inc. (MRNA) informando la consolidaci贸n y conversi贸n de unidades restringidas de acciones en acciones ordinarias por el Director David M. Rubenstein.

Key facts: El 08/05/2025 850 unidades restringidas vencieron y se convirtieron uno a uno en 850 acciones ordinarias a un precio de $0. Tras la operaci贸n, la persona informante pose铆a beneficiariamente 1,527 acciones. El Form 4 fue firmado por apoderado James Dillon el 08/06/2025. La presentaci贸n indica una forma de propiedad directa y utiliza el c贸digo de transacci贸n M, sin que se declaren otras transacciones.

Filing: Moderna, Inc. (MRNA)鞐� 雽頃� Form 4臧 鞝滌稖霅橃棃鞙茧┌ 鞚挫偓电� David M. Rubenstein鞚� 鞝滍暅欤检嫕雼渼(RSU) 甓岆Μ頇曥爼 氚� 氤错喌欤� 鞝勴櫂鞚� 氤搓碃頃╇媹雼�.

Key facts: 08/05/2025鞐� 850臧滌潣 鞝滍暅欤检嫕雼渼臧 甓岆Μ頇曥爼霅橃柎 1雽1 牍勳湪搿� 850欤检潣 氤错喌欤茧 鞝勴櫂霅橃棃鞙茧┌ 臧瓴╈潃 $0鞛呺媹雼�. 瓯半灅 頉� 氤搓碃鞛惖鐢 順滍儩鞝� 氤挫湢 旮办鞙茧 1,527欤茧ゼ 氤挫湢頃橁碃 鞛堨棃鞀惦媹雼�. 頃措嫻 Form 4电� 08/06/2025鞐� 雽毽秾鞛� James Dillon鞐� 鞚橅暣 靹滊獏霅橃棃鞀惦媹雼�. 鞝滌稖靹湹鐢 歆侅爲 靻岇湢 順曧儨毳� 雮橅儉雮措┌ 瓯半灅 旖旊摐 M毵� 旮办灛霅橃柎 鞛堦碃 雼るジ 瓯半灅电� 瓿店皽霅橃 鞎婌晿鞀惦媹雼�.

Filing: D茅p么t du Form 4 pour Moderna, Inc. (MRNA) signalant la consolidation et la conversion d'unit茅s d'actions restreintes en actions ordinaires par l'administrateur David M. Rubenstein.

Key facts: Le 08/05/2025, 850 unit茅s d'actions restreintes ont acquis droit et ont 茅t茅 converties une pour une en 850 actions ordinaires au prix de $0. Apr猫s la transaction, la personne d茅clarante d茅tenait b茅n茅ficiairement 1,527 actions. Le Form 4 a 茅t茅 sign茅 par le mandataire James Dillon le 08/06/2025. Le d茅p么t indique une forme de propri茅t茅 directe et utilise le code de transaction M, sans autres op茅rations divulgu茅es.

Filing: Es wurde ein Form 4 f眉r Moderna, Inc. (MRNA) eingereicht, das die F盲lligkeit und Umwandlung von Restricted Stock Units in Stammaktien durch den Direktor David M. Rubenstein meldet.

Key facts: Am 08/05/2025 sind 850 Restricted Stock Units f盲llig geworden und wurden eins zu eins in 850 Stammaktien zum Preis von $0 umgewandelt. Nach der Transaktion hielt die meldende Person wirtschaftlich 1,527 Aktien. Das Form 4 wurde am 08/06/2025 vom Bevollm盲chtigten James Dillon unterzeichnet. Die Meldung gibt direkte Eigentumsverh盲ltnisse an und verwendet den Transaktionscode M, weitere Transaktionen werden nicht angegeben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rubenstein David M.

(Last) (First) (Middle)
C/O MODERNA, INC.
325 BINNEY STREET

(Street)
CAMBRIDGE MA 02142

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moderna, Inc. [ MRNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/05/2025 M(1) 850 A (1) 1,527 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/05/2025 M(1) 850 (2) (2) Common Stock 850 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. The shares subject to this restricted stock unit award vested in full on August 5, 2025.
/s/ James Dillon, As Attorney-in-Fact 08/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for Moderna (MRNA) report?

The Form 4 reports that Director David M. Rubenstein had 850 restricted stock units vest and convert into 850 common shares on 08/05/2025.

How many shares does David M. Rubenstein beneficially own after the transaction?

The filing states he beneficially owns 1,527 shares following the reported transaction.

What was the price of the shares issued on vesting?

The conversion occurred at a price of $0 per share as reported in the Form 4.

When was the Form 4 signed and filed?

The Form 4 was signed by attorney-in-fact James Dillon on 08/06/2025 and references the transaction date 08/05/2025.

What transaction code was used on the Form 4?

The filing uses transaction code M, indicating a conversion or similar corporate action as noted in the form.
Moderna

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10.86B
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Biotechnology
Biological Products, (no Disgnostic Substances)
United States
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