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[6-K] NuCana plc American Depositary Share Current Report (Foreign Issuer)

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6-K
Rhea-AI Filing Summary

uniQure N.V. (QURE) has filed a Form S-8 with the SEC to register an additional 2,400,000 ordinary shares (par value �0.05) for issuance under its Amended and Restated 2014 Share Incentive Plan. The increase was approved by the board on 15 Apr 2025 and by shareholders on 11 Jun 2025. These shares are in addition to roughly 15.9 million ordinary shares previously registered on six earlier S-8 filings covering the same plan. No financial statements or earnings data are included; the filing is purely administrative, enabling future equity-based compensation grants. Key exhibits include the Dutch legal opinion (Ex. 5.1), auditor consent (Ex. 23.2) and the full 2014 Plan (Ex. 99.1). While the move supports employee retention and alignment, it also represents potential shareholder dilution once the options or awards are exercised.

uniQure N.V. (QURE) ha depositato un modulo S-8 presso la SEC per registrare un ulteriore numero di 2.400.000 azioni ordinarie (valore nominale �0,05) da emettere nell'ambito del suo Piano Incentivi Azionari 2014 modificato e aggiornato. L'aumento è stato approvato dal consiglio di amministrazione il 15 aprile 2025 e dagli azionisti l'11 giugno 2025. Queste azioni si aggiungono alle circa 15,9 milioni di azioni ordinarie già registrate in sei precedenti depositi S-8 relativi allo stesso piano. Non sono inclusi bilanci o dati sui guadagni; il deposito è puramente amministrativo, volto a consentire future assegnazioni di compensi basati su azioni. Tra gli allegati principali figurano il parere legale olandese (Ex. 5.1), il consenso del revisore (Ex. 23.2) e il testo completo del Piano 2014 (Ex. 99.1). Sebbene questa operazione favorisca la fidelizzazione e l’allineamento dei dipendenti, comporta anche una potenziale diluizione per gli azionisti una volta esercitati i diritti o premi azionari.

uniQure N.V. (QURE) ha presentado un formulario S-8 ante la SEC para registrar 2.400.000 acciones ordinarias adicionales (valor nominal �0,05) para su emisión bajo su Plan de Incentivos de Acciones 2014 enmendado y restablecido. El aumento fue aprobado por la junta directiva el 15 de abril de 2025 y por los accionistas el 11 de junio de 2025. Estas acciones se suman a aproximadamente 15,9 millones de acciones ordinarias registradas previamente en seis presentaciones S-8 anteriores relacionadas con el mismo plan. No se incluyen estados financieros ni datos de ganancias; la presentación es puramente administrativa, permitiendo futuras concesiones de compensación basada en acciones. Entre los documentos clave se encuentran la opinión legal holandesa (Ex. 5.1), el consentimiento del auditor (Ex. 23.2) y el plan completo de 2014 (Ex. 99.1). Aunque esta acción apoya la retención y alineación de empleados, también implica una posible dilución para los accionistas una vez que se ejerzan las opciones o premios.

uniQure N.V. (QURE)ëŠ� 수정 ë°� 갱신ë� 2014ë…� ì£¼ì‹ ì¸ì„¼í‹°ë¸Œ 플랜ì—� ë”°ë¼ ë°œí–‰í•� 추가 2,400,000 보통ì£�(ì•¡ë©´ê°€ â‚�0.05)ë¥� 등ë¡í•˜ê¸° 위해 SECì—� S-8 ì–‘ì‹ì� 제출했습니다. ì� ì¦ê°€ëŠ� 2025ë…� 4ì›� 15ì� ì´ì‚¬íšŒì—ì„�, 2025ë…� 6ì›� 11ì� 주주ì´íšŒì—서 승ì¸ë˜ì—ˆìŠµë‹ˆë‹�. ì� 주ì‹ë“¤ì€ ë™ì¼í•� 플랜ì—� 대í•� ì´ì „ì—� 여섯 차례ì� S-8 제출ë¡� 등ë¡ë� ì•� 1,590ë§� ë³´í†µì£¼ì— ì¶”ê°€ë©ë‹ˆë‹�. 재무제표ë‚� ìˆ˜ìµ ë°ì´í„°ëŠ” í¬í•¨ë˜ì–´ 있지 않으ë©�, ì´ë²ˆ ì œì¶œì€ í–¥í›„ ì£¼ì‹ ê¸°ë°˜ ë³´ìƒ ë¶€ì—¬ë¥¼ 가능하ê²� 하는 행정ì � 절차입니ë‹�. 주요 첨부 문서로는 네ëœëž€ë“� 법률 ì˜ê²¬ì„�(Ex. 5.1), ê°ì‚¬ì� ë™ì˜ì„�(Ex. 23.2), 그리ê³� 2014ë…� 플랜 ì „ì²´ 문서(Ex. 99.1)ê°€ í¬í•¨ë˜ì–´ 있습니다. ì� 조치ëŠ� ì§ì› 유지 ë°� ë™ê¸° ë¶€ì—¬ì— ë„움ì� ë˜ì§€ë§�, 옵션ì´ë‚˜ ë³´ìƒì� 행사ë� 경우 주주 í¬ì„ 가능성ë� ë‚´í¬í•˜ê³  있습니다.

uniQure N.V. (QURE) a déposé un formulaire S-8 auprès de la SEC pour enregistrer 2 400 000 actions ordinaires supplémentaires (valeur nominale de 0,05 �) à émettre dans le cadre de son Plan d'Incentives sur Actions 2014 modifié et actualisé. Cette augmentation a été approuvée par le conseil d'administration le 15 avril 2025 et par les actionnaires le 11 juin 2025. Ces actions s'ajoutent aux environ 15,9 millions d'actions ordinaires déjà enregistrées lors de six dépôts S-8 précédents relatifs au même plan. Aucun état financier ni donnée sur les résultats n'est inclus ; ce dépôt est purement administratif, permettant de futurs octrois de rémunérations basées sur des actions. Les pièces clés comprennent l'avis juridique néerlandais (Ex. 5.1), le consentement de l'auditeur (Ex. 23.2) et le plan complet de 2014 (Ex. 99.1). Bien que cette démarche favorise la fidélisation et l'alignement des employés, elle représente également une dilution potentielle pour les actionnaires une fois les options ou attributions exercées.

uniQure N.V. (QURE) hat bei der SEC ein Formular S-8 eingereicht, um zusätzlich 2.400.000 Stammaktien (Nennwert �0,05) zur Ausgabe im Rahmen seines geänderten und aktualisierten Aktienanreizplans von 2014 zu registrieren. Die Erhöhung wurde am 15. April 2025 vom Vorstand und am 11. Juni 2025 von den Aktionären genehmigt. Diese Aktien kommen zu den bereits zuvor in sechs früheren S-8-Anmeldungen für denselben Plan registrierten rund 15,9 Millionen Stammaktien hinzu. Es sind keine Finanzberichte oder Gewinnzahlen enthalten; die Einreichung ist rein administrativ und ermöglicht künftige aktienbasierte Vergütungszuteilungen. Wichtige Anlagen umfassen das niederländische Rechtsgutachten (Ex. 5.1), die Zustimmung des Wirtschaftsprüfers (Ex. 23.2) und den vollständigen 2014er Plan (Ex. 99.1). Während dieser Schritt die Mitarbeiterbindung und -ausrichtung unterstützt, bedeutet er auch eine potenzielle Verwässerung der Aktionäre, sobald Optionen oder Auszeichnungen ausgeübt werden.

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Insights

TL;DR Routine S-8 adds 2.4 M shares to employee plan; modest dilution risk, otherwise neutral.

The filing is standard administrative upkeep. uniQure’s incentive plan now has authority for an additional 2.4 million shares, bringing cumulative registrations under the plan to about 18.3 million. Assuming roughly 50 million shares outstanding, the new authorization could introduce up to ~5% incremental dilution if fully issued, though timing is spread over several years. From a human-capital perspective, a refreshed equity pool helps retain key scientific and commercial talent in a competitive gene-therapy market. There are no direct capital-raising proceeds, cash flow effects, or operational disclosures; therefore, near-term financial impact is negligible. Investors should watch future proxy statements for actual grant sizes and resulting share count expansion.

uniQure N.V. (QURE) ha depositato un modulo S-8 presso la SEC per registrare un ulteriore numero di 2.400.000 azioni ordinarie (valore nominale �0,05) da emettere nell'ambito del suo Piano Incentivi Azionari 2014 modificato e aggiornato. L'aumento è stato approvato dal consiglio di amministrazione il 15 aprile 2025 e dagli azionisti l'11 giugno 2025. Queste azioni si aggiungono alle circa 15,9 milioni di azioni ordinarie già registrate in sei precedenti depositi S-8 relativi allo stesso piano. Non sono inclusi bilanci o dati sui guadagni; il deposito è puramente amministrativo, volto a consentire future assegnazioni di compensi basati su azioni. Tra gli allegati principali figurano il parere legale olandese (Ex. 5.1), il consenso del revisore (Ex. 23.2) e il testo completo del Piano 2014 (Ex. 99.1). Sebbene questa operazione favorisca la fidelizzazione e l’allineamento dei dipendenti, comporta anche una potenziale diluizione per gli azionisti una volta esercitati i diritti o premi azionari.

uniQure N.V. (QURE) ha presentado un formulario S-8 ante la SEC para registrar 2.400.000 acciones ordinarias adicionales (valor nominal �0,05) para su emisión bajo su Plan de Incentivos de Acciones 2014 enmendado y restablecido. El aumento fue aprobado por la junta directiva el 15 de abril de 2025 y por los accionistas el 11 de junio de 2025. Estas acciones se suman a aproximadamente 15,9 millones de acciones ordinarias registradas previamente en seis presentaciones S-8 anteriores relacionadas con el mismo plan. No se incluyen estados financieros ni datos de ganancias; la presentación es puramente administrativa, permitiendo futuras concesiones de compensación basada en acciones. Entre los documentos clave se encuentran la opinión legal holandesa (Ex. 5.1), el consentimiento del auditor (Ex. 23.2) y el plan completo de 2014 (Ex. 99.1). Aunque esta acción apoya la retención y alineación de empleados, también implica una posible dilución para los accionistas una vez que se ejerzan las opciones o premios.

uniQure N.V. (QURE)ëŠ� 수정 ë°� 갱신ë� 2014ë…� ì£¼ì‹ ì¸ì„¼í‹°ë¸Œ 플랜ì—� ë”°ë¼ ë°œí–‰í•� 추가 2,400,000 보통ì£�(ì•¡ë©´ê°€ â‚�0.05)ë¥� 등ë¡í•˜ê¸° 위해 SECì—� S-8 ì–‘ì‹ì� 제출했습니다. ì� ì¦ê°€ëŠ� 2025ë…� 4ì›� 15ì� ì´ì‚¬íšŒì—ì„�, 2025ë…� 6ì›� 11ì� 주주ì´íšŒì—서 승ì¸ë˜ì—ˆìŠµë‹ˆë‹�. ì� 주ì‹ë“¤ì€ ë™ì¼í•� 플랜ì—� 대í•� ì´ì „ì—� 여섯 차례ì� S-8 제출ë¡� 등ë¡ë� ì•� 1,590ë§� ë³´í†µì£¼ì— ì¶”ê°€ë©ë‹ˆë‹�. 재무제표ë‚� ìˆ˜ìµ ë°ì´í„°ëŠ” í¬í•¨ë˜ì–´ 있지 않으ë©�, ì´ë²ˆ ì œì¶œì€ í–¥í›„ ì£¼ì‹ ê¸°ë°˜ ë³´ìƒ ë¶€ì—¬ë¥¼ 가능하ê²� 하는 행정ì � 절차입니ë‹�. 주요 첨부 문서로는 네ëœëž€ë“� 법률 ì˜ê²¬ì„�(Ex. 5.1), ê°ì‚¬ì� ë™ì˜ì„�(Ex. 23.2), 그리ê³� 2014ë…� 플랜 ì „ì²´ 문서(Ex. 99.1)ê°€ í¬í•¨ë˜ì–´ 있습니다. ì� 조치ëŠ� ì§ì› 유지 ë°� ë™ê¸° ë¶€ì—¬ì— ë„움ì� ë˜ì§€ë§�, 옵션ì´ë‚˜ ë³´ìƒì� 행사ë� 경우 주주 í¬ì„ 가능성ë� ë‚´í¬í•˜ê³  있습니다.

uniQure N.V. (QURE) a déposé un formulaire S-8 auprès de la SEC pour enregistrer 2 400 000 actions ordinaires supplémentaires (valeur nominale de 0,05 �) à émettre dans le cadre de son Plan d'Incentives sur Actions 2014 modifié et actualisé. Cette augmentation a été approuvée par le conseil d'administration le 15 avril 2025 et par les actionnaires le 11 juin 2025. Ces actions s'ajoutent aux environ 15,9 millions d'actions ordinaires déjà enregistrées lors de six dépôts S-8 précédents relatifs au même plan. Aucun état financier ni donnée sur les résultats n'est inclus ; ce dépôt est purement administratif, permettant de futurs octrois de rémunérations basées sur des actions. Les pièces clés comprennent l'avis juridique néerlandais (Ex. 5.1), le consentement de l'auditeur (Ex. 23.2) et le plan complet de 2014 (Ex. 99.1). Bien que cette démarche favorise la fidélisation et l'alignement des employés, elle représente également une dilution potentielle pour les actionnaires une fois les options ou attributions exercées.

uniQure N.V. (QURE) hat bei der SEC ein Formular S-8 eingereicht, um zusätzlich 2.400.000 Stammaktien (Nennwert �0,05) zur Ausgabe im Rahmen seines geänderten und aktualisierten Aktienanreizplans von 2014 zu registrieren. Die Erhöhung wurde am 15. April 2025 vom Vorstand und am 11. Juni 2025 von den Aktionären genehmigt. Diese Aktien kommen zu den bereits zuvor in sechs früheren S-8-Anmeldungen für denselben Plan registrierten rund 15,9 Millionen Stammaktien hinzu. Es sind keine Finanzberichte oder Gewinnzahlen enthalten; die Einreichung ist rein administrativ und ermöglicht künftige aktienbasierte Vergütungszuteilungen. Wichtige Anlagen umfassen das niederländische Rechtsgutachten (Ex. 5.1), die Zustimmung des Wirtschaftsprüfers (Ex. 23.2) und den vollständigen 2014er Plan (Ex. 99.1). Während dieser Schritt die Mitarbeiterbindung und -ausrichtung unterstützt, bedeutet er auch eine potenzielle Verwässerung der Aktionäre, sobald Optionen oder Auszeichnungen ausgeübt werden.

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

For the month of June 2025

(Commission File No. 001-38215)

 

 

NUCANA PLC

(Translation of registrant’s name into English)

 

 

3 Lochside Way

Edinburgh EH12 9DT

United Kingdom

(Address of registrant’s principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ☒   Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7): ☐

 

 
 


Sales Agreement

On June 27, 2025, NuCana plc (the “Company”) entered into a Sales Agreement (the “Agreement”) with A.G.P./Alliance Global Partners and Laidlaw & Company (UK) Ltd. (together, the “Agents”), pursuant to which the Company may offer and sell, from time to time, through or to the Agents, as sales agents, American Depositary Shares (“ADSs”), each representing 25 ordinary shares, nominal value £0.0004 per share (the “ADSs”), up to an aggregate amount of $100 million.

The offer and sale of the ADSs from time to time pursuant to the Agreement up to an aggregate amount of $100.0 million will be made pursuant to a shelf registration statement on Form F-3 and the related prospectus (File No. 333-281576), as amended (the “Registration Statement”), initially filed by the Company with the U.S. Securities and Exchange Commission (the “SEC”) on August 15, 2024, and amended by a pre-effective amendment filed on June 18, 2025, and declared effective by the SEC on June 24, 2025, as supplemented by a prospectus supplement filed with the SEC pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended (the “Securities Act”), on June 27, 2025. This Report on Form 6-K shall not constitute an offer to sell or the solicitation of an offer to buy the ADSs discussed herein, nor shall there be any offer, solicitation or sale of the ADSs in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

The Company is not obligated to sell any ADSs under the Agreement. Upon delivery of a placement notice by the Company and subject to the terms and conditions of the Agreement and such placement notice, the Agents may sell the ADSs by methods deemed to be an “at the market offering” as defined in Rule 415(a)(4) promulgated under the Securities Act and will use commercially reasonable efforts consistent with their normal trading and sales practices and applicable state and federal laws, rules and regulations, and the rules of The Nasdaq Stock Market, to sell the ADSs from time to time. The Agents’ obligations to sell ADSs under the Agreement are subject to satisfaction of certain conditions, including customary closing conditions.

The offering of ADSs pursuant to the Agreement will terminate upon the termination of the Agreement by either the Company or the Agents, or upon mutual agreement, under the circumstances specified in the Agreement.

The Company has agreed to pay the Agents’ commissions for their services in acting as agents in the sale of the ADSs in an amount of up to 3% of the gross proceeds from the sale of the ADSs, distributed in accordance with the terms of the Agreement. The Company has also agreed to provide the Agents with customary indemnification and contribution rights in connection with entering into the Agreement, as well as reimburse the Agents for certain specified expenses.

The foregoing description of the Agreement is not complete and is qualified in its entirety by reference to the full text of the Agreement, a copy of which is filed herewith as Exhibit 1.1 to this Report on Form 6-K and is incorporated herein by reference.

The opinion of the Company’s counsel regarding the validity of the ordinary shares underlying the ADSs that may be issued pursuant to the Agreement is also filed herewith as Exhibit 5.1.

Annual General Meeting

On June 27, 2025, the Company held its Annual General Meeting (the “AGM”) at Lochside House, 3 Lochside Way, Edinburgh, EH12 9DT, United Kingdom. All of the resolutions set out in the Company’s notice of the AGM dated June 5, 2025 and furnished on Form 6-K with the SEC on June 5, 2025 were duly proposed and passed.

The information in this Form 6-K shall be deemed to be incorporated by reference into the registration statements on Form F-3, as amended (File Number 333-281576) and Form S-8 (File Number 333-223476 and File Number 333-248135), and related prospectuses, as such registration statements and prospectuses may be amended from time to time, and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.


Exhibits

 

Exhibit

  

Description

 1.1    Sales Agreement, dated June 27, 2025, by and among the Company, A.G.P./Alliance Global Partners and Laidlaw & Company (UK) Ltd.
 5.1    Opinion of Bristows LLP
23.1    Consent of Bristows LLP (included in Exhibit 5.1)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

NuCana plc
By:  

/s/ Ian Webster

Name:   Ian Webster
Title:   Interim Chief Financial Officer

Date: June 30, 2025

FAQ

How many additional shares is uniQure (QURE) registering on this S-8?

The company is registering 2,400,000 ordinary shares for its 2014 Share Incentive Plan.

What is the purpose of uniQure's 2014 Share Incentive Plan?

The plan provides equity-based compensation to employees, officers, and directors to promote retention and performance.

When did shareholders approve the increase in shares for the plan?

Shareholders approved the additional shares at the 11 June 2025 Annual General Meeting.

Does the S-8 filing raise cash for uniQure?

No. A Form S-8 merely registers shares for employee compensation and does not involve a capital raise.

Could this filing dilute existing uniQure shareholders?

Yes, if all 2.4 million shares are granted and exercised, it would increase the share count and dilute existing holdings.
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