AG˹ٷ

STOCK TITAN

[Form 3/A] NIQ Global Intelligence plc Amended Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3/A
Rhea-AI Filing Summary

Shimmick Corporation (SHIM) � Form 144 filing: Insider Mitchell B. Goldsteen notifies the SEC of an intent to sell 4,000 common shares through TD Securities on 30 Jul 2025. At the reference price used in the notice, the proposed sale is valued at $7,340, representing well under 0.01 % of the 34.36 million shares outstanding. Shares are listed on NASDAQ.

The filing also discloses an extensive history of open-market disposals by the same seller during the prior three months. The table lists dozens of transactions between 30 Apr and 29 Jul 2025, each ranging from a few hundred to nearly 30,000 shares, with gross proceeds typically in the $1,000-59,000 range per day. While the new 4,000-share plan is modest, the cumulative pattern may indicate ongoing liquidation and could exert incremental supply pressure.

No financial performance data or corporate developments are included; the filing is limited to disclosure of planned and recent insider sales. Investors often interpret persistent insider selling as a mildly negative sentiment signal, although the absolute volume remains small relative to total float.

Shimmick Corporation (SHIM) � Comunicazione Form 144: L'insider Mitchell B. Goldsteen informa la SEC dell'intenzione di vendere 4.000 azioni ordinarie tramite TD Securities il 30 luglio 2025. Al prezzo di riferimento indicato nella notifica, la vendita proposta ha un valore di 7.340 $, rappresentando meno dello 0,01% delle 34,36 milioni di azioni in circolazione. Le azioni sono quotate al NASDAQ.

La comunicazione rivela anche una lunga serie di vendite sul mercato aperto effettuate dallo stesso venditore nei tre mesi precedenti. La tabella elenca decine di transazioni tra il 30 aprile e il 29 luglio 2025, ciascuna variabile da alcune centinaia fino a quasi 30.000 azioni, con ricavi lordi giornalieri generalmente tra 1.000 e 59.000 $. Sebbene il nuovo piano di vendita di 4.000 azioni sia contenuto, il modello cumulativo potrebbe indicare una liquidazione in corso e potrebbe esercitare una pressione incrementale sull'offerta.

Non sono inclusi dati sulle performance finanziarie o sviluppi aziendali; la comunicazione si limita a divulgare le vendite pianificate e recenti da parte degli insider. Gli investitori spesso interpretano vendite persistenti da parte degli insider come un segnale leggermente negativo, anche se il volume assoluto rimane piccolo rispetto al flottante totale.

Shimmick Corporation (SHIM) � Presentación del Formulario 144: El insider Mitchell B. Goldsteen notifica a la SEC su la intención de vender 4,000 acciones comunes a través de TD Securities el 30 de julio de 2025. Al precio de referencia utilizado en el aviso, la venta propuesta tiene un valor de $7,340, representando menos del 0.01 % de las 34.36 millones de acciones en circulación. Las acciones están listadas en NASDAQ.

La presentación también revela un historial extenso de disposiciones en el mercado abierto por el mismo vendedor durante los tres meses previos. La tabla muestra docenas de transacciones entre el 30 de abril y el 29 de julio de 2025, cada una que varía desde unos pocos cientos hasta casi 30,000 acciones, con ingresos brutos típicos en el rango de $1,000 a $59,000 por día. Aunque el nuevo plan de 4,000 acciones es modesto, el patrón acumulativo puede indicar una liquidación continua y podría ejercer presión incremental sobre la oferta.

No se incluyen datos de desempeño financiero ni desarrollos corporativos; la presentación se limita a divulgar ventas planeadas y recientes de insiders. Los inversores a menudo interpretan ventas persistentes de insiders como una señal ligeramente negativa, aunque el volumen absoluto sigue siendo pequeño en relación con el flotante total.

Shimmick Corporation (SHIM) � Form 144 제출: 내부� Mitchell B. Goldsteen가 2025� 7� 30� TD Securities� 통해 4,000 보통�� 매도� 의사� SEC� 통보했습니다. 공지� 사용� 기준 가격으� 제안� 매도 가치는 7,340달러�, 전체 발행 주식 3,436� 주의 0.01% 미만� 해당합니�. 주식은 NASDAQ� 상장되어 있습니다.

이번 제출서류� 또한 동일 판매자가 지� 3개월 동안 공개 시장에서 다수� 매도 내역� 공개하고 있습니다. 표에� 2025� 4� 30일부� 7� 29일까지 수십 건의 거래가 나열되어 있으�, 각각 수백 주에� 거의 3� 주까지 다양하고, 일일 � 수익은 일반적으� 1,00059,000달러 범위입니�. 이번 4,000� 매도 계획은 소규모이지�, 누적� 패턴은 지속적� 청산� 시사� � 있으� 공급 압력� 가중시� � 있습니다.

재무 실적 데이터나 기업 발전 사항은 포함되어 있지 않으�, 제출은 계획� � 최근 내부� 매도 내역 공개� 한정됩니�. 투자자들은 내부자의 지속적� 매도� 다소 부정적� 신호� 해석하는 경우가 많으�, 절대 매도량은 � 유통 주식 대� 여전� 적은 편입니다.

Shimmick Corporation (SHIM) � Dépôt du formulaire 144 : ’iԾپé Mitchell B. Goldsteen informe la SEC de son intention de vendre 4 000 actions ordinaires via TD Securities le 30 juillet 2025. Au prix de référence indiqué dans l’avis, la vente proposée est évaluée à 7 340 $, représentant bien moins de 0,01 % des 34,36 millions d’actions en circulation. Les actions sont cotées au NASDAQ.

Le dépôt révèle également un historique étendu de cessions en bourse par le même vendeur au cours des trois mois précédents. Le tableau liste des dizaines de transactions entre le 30 avril et le 29 juillet 2025, chacune allant de quelques centaines à près de 30 000 actions, avec des recettes brutes typiques comprises entre 1 000 et 59 000 $ par jour. Bien que le nouveau plan de vente de 4 000 actions soit modeste, le schéma cumulatif pourrait indiquer une liquidation continue et exercer une pression supplémentaire sur l’offre.

Aucune donnée sur la performance financière ni sur les développements de l’entreprise n’est incluse ; le dépôt se limite à la divulgation des ventes prévues et récentes des initiés. Les investisseurs interprètent souvent une vente persistante par les initiés comme un signal légèrement négatif, bien que le volume absolu reste faible par rapport au flottant total.

Shimmick Corporation (SHIM) � Form 144 Einreichung: Insider Mitchell B. Goldsteen informiert die SEC über die Absicht, am 30. Juli 2025 4.000 Stammaktien über TD Securities zu verkaufen. Zum im Hinweis verwendeten Referenzpreis beläuft sich der geplante Verkauf auf 7.340 $, was weniger als 0,01 % der 34,36 Millionen ausstehenden Aktien entspricht. Die Aktien sind an der NASDAQ gelistet.

Die Einreichung offenbart zudem eine umfangreiche Historie von Verkäufen auf dem freien Markt durch denselben Verkäufer in den vorangegangenen drei Monaten. Die Tabelle listet Dutzende von Transaktionen zwischen dem 30. April und 29. Juli 2025, jeweils von einigen Hundert bis fast 30.000 Aktien, mit Bruttoerlösen typischerweise im Bereich von 1.000 bis 59.000 $ pro Tag. Obwohl der neue Plan über 4.000 Aktien moderat ist, könnte das kumulative Muster auf eine laufende Liquidation hindeuten und zusätzlichen Verkaufsdruck erzeugen.

Finanzielle Leistungsdaten oder Unternehmensentwicklungen sind nicht enthalten; die Einreichung beschränkt sich auf die Offenlegung geplanter und kürzlicher Insider-Verkäufe. Investoren interpretieren anhaltenden Insider-Verkauf oft als leicht negatives Signal, obwohl das absolute Volumen im Verhältnis zum Gesamtbestand gering bleibt.

Positive
  • None.
Negative
  • Continuous insider selling over the last three months could indicate reduced management confidence and create incremental selling pressure on SHIM shares.

Insights

TL;DR: Small new sale, but continued insider selling trend; limited direct impact.

Form 144 covers only 4,000 shares (<0.01 % float), so dilution pressure is negligible. However, the attached history reveals sustained selling by Goldsteen over three months. Persistent insider disposition can weigh on sentiment, especially for thinly traded small-caps like SHIM. No operational data accompany the filing, so valuation drivers remain unchanged. Overall market impact: neutral with a slight negative bias.

TL;DR: Repeated insider sales may flag governance or confidence concerns.

Rule 144 filings mandate transparency, yet investors should monitor the magnitude and frequency of Goldsteen’s disposals. Regular sales over consecutive weeks suggest a structured exit strategy rather than opportunistic trading. While legal, such patterns can erode investor confidence if not offset by positive corporate news. Absent clarifying commentary from management, I view the signal as modestly adverse.

Shimmick Corporation (SHIM) � Comunicazione Form 144: L'insider Mitchell B. Goldsteen informa la SEC dell'intenzione di vendere 4.000 azioni ordinarie tramite TD Securities il 30 luglio 2025. Al prezzo di riferimento indicato nella notifica, la vendita proposta ha un valore di 7.340 $, rappresentando meno dello 0,01% delle 34,36 milioni di azioni in circolazione. Le azioni sono quotate al NASDAQ.

La comunicazione rivela anche una lunga serie di vendite sul mercato aperto effettuate dallo stesso venditore nei tre mesi precedenti. La tabella elenca decine di transazioni tra il 30 aprile e il 29 luglio 2025, ciascuna variabile da alcune centinaia fino a quasi 30.000 azioni, con ricavi lordi giornalieri generalmente tra 1.000 e 59.000 $. Sebbene il nuovo piano di vendita di 4.000 azioni sia contenuto, il modello cumulativo potrebbe indicare una liquidazione in corso e potrebbe esercitare una pressione incrementale sull'offerta.

Non sono inclusi dati sulle performance finanziarie o sviluppi aziendali; la comunicazione si limita a divulgare le vendite pianificate e recenti da parte degli insider. Gli investitori spesso interpretano vendite persistenti da parte degli insider come un segnale leggermente negativo, anche se il volume assoluto rimane piccolo rispetto al flottante totale.

Shimmick Corporation (SHIM) � Presentación del Formulario 144: El insider Mitchell B. Goldsteen notifica a la SEC su la intención de vender 4,000 acciones comunes a través de TD Securities el 30 de julio de 2025. Al precio de referencia utilizado en el aviso, la venta propuesta tiene un valor de $7,340, representando menos del 0.01 % de las 34.36 millones de acciones en circulación. Las acciones están listadas en NASDAQ.

La presentación también revela un historial extenso de disposiciones en el mercado abierto por el mismo vendedor durante los tres meses previos. La tabla muestra docenas de transacciones entre el 30 de abril y el 29 de julio de 2025, cada una que varía desde unos pocos cientos hasta casi 30,000 acciones, con ingresos brutos típicos en el rango de $1,000 a $59,000 por día. Aunque el nuevo plan de 4,000 acciones es modesto, el patrón acumulativo puede indicar una liquidación continua y podría ejercer presión incremental sobre la oferta.

No se incluyen datos de desempeño financiero ni desarrollos corporativos; la presentación se limita a divulgar ventas planeadas y recientes de insiders. Los inversores a menudo interpretan ventas persistentes de insiders como una señal ligeramente negativa, aunque el volumen absoluto sigue siendo pequeño en relación con el flotante total.

Shimmick Corporation (SHIM) � Form 144 제출: 내부� Mitchell B. Goldsteen가 2025� 7� 30� TD Securities� 통해 4,000 보통�� 매도� 의사� SEC� 통보했습니다. 공지� 사용� 기준 가격으� 제안� 매도 가치는 7,340달러�, 전체 발행 주식 3,436� 주의 0.01% 미만� 해당합니�. 주식은 NASDAQ� 상장되어 있습니다.

이번 제출서류� 또한 동일 판매자가 지� 3개월 동안 공개 시장에서 다수� 매도 내역� 공개하고 있습니다. 표에� 2025� 4� 30일부� 7� 29일까지 수십 건의 거래가 나열되어 있으�, 각각 수백 주에� 거의 3� 주까지 다양하고, 일일 � 수익은 일반적으� 1,00059,000달러 범위입니�. 이번 4,000� 매도 계획은 소규모이지�, 누적� 패턴은 지속적� 청산� 시사� � 있으� 공급 압력� 가중시� � 있습니다.

재무 실적 데이터나 기업 발전 사항은 포함되어 있지 않으�, 제출은 계획� � 최근 내부� 매도 내역 공개� 한정됩니�. 투자자들은 내부자의 지속적� 매도� 다소 부정적� 신호� 해석하는 경우가 많으�, 절대 매도량은 � 유통 주식 대� 여전� 적은 편입니다.

Shimmick Corporation (SHIM) � Dépôt du formulaire 144 : ’iԾپé Mitchell B. Goldsteen informe la SEC de son intention de vendre 4 000 actions ordinaires via TD Securities le 30 juillet 2025. Au prix de référence indiqué dans l’avis, la vente proposée est évaluée à 7 340 $, représentant bien moins de 0,01 % des 34,36 millions d’actions en circulation. Les actions sont cotées au NASDAQ.

Le dépôt révèle également un historique étendu de cessions en bourse par le même vendeur au cours des trois mois précédents. Le tableau liste des dizaines de transactions entre le 30 avril et le 29 juillet 2025, chacune allant de quelques centaines à près de 30 000 actions, avec des recettes brutes typiques comprises entre 1 000 et 59 000 $ par jour. Bien que le nouveau plan de vente de 4 000 actions soit modeste, le schéma cumulatif pourrait indiquer une liquidation continue et exercer une pression supplémentaire sur l’offre.

Aucune donnée sur la performance financière ni sur les développements de l’entreprise n’est incluse ; le dépôt se limite à la divulgation des ventes prévues et récentes des initiés. Les investisseurs interprètent souvent une vente persistante par les initiés comme un signal légèrement négatif, bien que le volume absolu reste faible par rapport au flottant total.

Shimmick Corporation (SHIM) � Form 144 Einreichung: Insider Mitchell B. Goldsteen informiert die SEC über die Absicht, am 30. Juli 2025 4.000 Stammaktien über TD Securities zu verkaufen. Zum im Hinweis verwendeten Referenzpreis beläuft sich der geplante Verkauf auf 7.340 $, was weniger als 0,01 % der 34,36 Millionen ausstehenden Aktien entspricht. Die Aktien sind an der NASDAQ gelistet.

Die Einreichung offenbart zudem eine umfangreiche Historie von Verkäufen auf dem freien Markt durch denselben Verkäufer in den vorangegangenen drei Monaten. Die Tabelle listet Dutzende von Transaktionen zwischen dem 30. April und 29. Juli 2025, jeweils von einigen Hundert bis fast 30.000 Aktien, mit Bruttoerlösen typischerweise im Bereich von 1.000 bis 59.000 $ pro Tag. Obwohl der neue Plan über 4.000 Aktien moderat ist, könnte das kumulative Muster auf eine laufende Liquidation hindeuten und zusätzlichen Verkaufsdruck erzeugen.

Finanzielle Leistungsdaten oder Unternehmensentwicklungen sind nicht enthalten; die Einreichung beschränkt sich auf die Offenlegung geplanter und kürzlicher Insider-Verkäufe. Investoren interpretieren anhaltenden Insider-Verkauf oft als leicht negatives Signal, obwohl das absolute Volumen im Verhältnis zum Gesamtbestand gering bleibt.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
AI Global Investments (Netherlands) PCC Ltd

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MA 02199-8069

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2025
3. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/23/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 162,560,691(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This filing is being amended solely to reflect the Reporting Person as a beneficial owner of the reported securities, which were previously reported on a Form 3 that was timely filed by Advent International, L.P. and Advent International GP, LLC (the "Original Form 3 Filing"), entities which indirectly control the Reporting Person. As noted in the remarks, the Original Form 3 Filing disclosed the Reporting Person's direct ownership and noted that Edgar filing codes were not available at such time but that the Original Form 3 Filing would be amended once such codes became available. The Reporting Person disclaims Section 16 beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.
/s/ AI Global Investments (Netherlands) PCC Limited, By: ADVENT INTERNATIONAL, L.P., its Manager, By: Advent International GP, LLC, its General Partner, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Vice President of Finance 07/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Shimmick (SHIM) shares does the insider plan to sell under this Form 144?

The notice covers 4,000 common shares.

What is the market value of the planned sale?

The filing cites an aggregate value of $7,340 for the 4,000 shares.

When is the approximate sale date listed in the Form 144?

The insider plans to sell on or about 30 July 2025.

How many shares has Mitchell B. Goldsteen already sold in the past three months?

The table lists dozens of transactions totaling tens of thousands of shares between 30 Apr � 29 Jul 2025.

What percentage of outstanding shares does the 4,000-share sale represent?

Less than 0.01 % of Shimmick’s 34.36 million outstanding shares.

On which exchange are Shimmick’s shares traded?

Shimmick Corporation common stock is listed on the NASDAQ.
Nuveen Inter Dur Qual Muni Term

NYSE:NIQ

NIQ Rankings

NIQ Latest News

NIQ Latest SEC Filings

NIQ Stock Data

5.57B
50.00M
US
Boston