Welcome to our dedicated page for Fiscalnote Hldg SEC filings (Ticker: NOTE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FiscalNote鈥檚 disclosures read like a tutorial in AI algorithms, subscription metrics and global legislation鈥攇reat for experts, tough for everyone else. If you鈥檙e hunting for ARR growth, acquisition earn-outs or how policy-intelligence SaaS gets capitalised, FiscalNote鈥檚 200-page annual report can be daunting.
Stock Titan solves that problem. Our AI parses every FiscalNote annual report 10-K simplified, flags key revenue drivers and highlights intangible asset amortisation鈥攏o finance degree required. Prefer shorter updates? We stream each FiscalNote quarterly earnings report 10-Q filing minutes after it hits EDGAR, and attach plain-English summaries so you can grasp churn trends faster. Need alerts the moment executives buy or sell shares? Our dashboard delivers FiscalNote Form 4 insider transactions real-time, giving you a head-start on market sentiment.
Browse all filing types in one place:
- 8-K material events explained鈥攆ollow contract wins or leadership changes that shift policy-tech strategy.
- Proxy statement executive compensation鈥攕ee how AI talent is rewarded and benchmark stock options.
- FiscalNote insider trading Form 4 transactions鈥攖rack executive stock moves alongside geopolitical news.
Every document comes with AI-powered summaries, red-flag callouts and downloadable tables, so understanding FiscalNote SEC documents with AI becomes routine. Whether you鈥檙e conducting FiscalNote earnings report filing analysis or mapping regulatory risk, Stock Titan delivers the clarity and speed professional investors expect.
On 28 Jul 2025, holders of 25.1% of FiscalNote鈥檚 Class A shares and 100% of Class B shares (66.9% of total voting power) delivered written consent authorising the Board to file, any time before 10 Oct 2025, a charter amendment enabling a reverse stock split of 1-for-2 up to 1-for-15 for each class of common stock.
The chief objective is to regain compliance with NYSE continued-listing Rule 802.01C after the exchange warned on 10 Apr 2025 that NOTE鈥檚 Class A stock had closed below $1 for 30 consecutive trading days. A split would proportionally lift the share price, potentially improving marketability to institutions and margin eligibility. Outstanding shares would shrink from 170.2 M to between 85.1 M and 11.3 M; authorised shares stay intact, expanding the pool available for future issuance and possibly strengthening anti-takeover defences.
Shareholders鈥� percentage ownership and voting rights remain unchanged; fractional shares will be settled in cash. The Board retains full discretion to set the ratio or abandon the split, and no additional vote is required. The action cannot take effect until at least 20 calendar days after this PRE 14C is mailed.
Atlantic International Corp. (ATLN) 鈥� Form 4 insider filing
Chief Operating Officer Matthew Evelt was granted 1,000,000 incentive stock options on 06/02/2025 at an exercise price of $2.67 per share (Transaction Code 鈥淎鈥�). The award is held directly by the executive.
The options vest in four equal 25 % tranches on 06/01/2026, 06/01/2027, 06/01/2028 and 06/02/2029, and expire on 06/01/2030. Following the grant, Evelt beneficially owns 1,000,000 derivative securities; no non-derivative share transactions were reported.
Because the filing reflects a compensation grant rather than a sale, there is no immediate share flow impact. The structure ties future value realization to ATLN鈥檚 share-price performance, aligning management and shareholder interests.
On 07/17/2025 FiscalNote Holdings (NOTE) President & CEO Josh Resnik filed a Form 4 reporting a tax-related share withholding transaction. Using transaction code F, the company withheld 34,045 Class A common shares at an average price of $0.6501 to satisfy Resnik鈥檚 obligations triggered by the vesting of 103,230 restricted stock units. No open-market sale occurred and no derivative securities were involved.
Following the withholding, Resnik鈥檚 direct ownership stands at 2,742,123 Class A shares, indicating he still controls a substantial equity stake in the company. Because the disposition is routine and does not change his economic exposure materially, the filing is considered neutral from a market-impact perspective.
On 07/17/2025 FiscalNote Holdings (NOTE) President & CEO Josh Resnik filed a Form 4 reporting a tax-related share withholding transaction. Using transaction code F, the company withheld 34,045 Class A common shares at an average price of $0.6501 to satisfy Resnik鈥檚 obligations triggered by the vesting of 103,230 restricted stock units. No open-market sale occurred and no derivative securities were involved.
Following the withholding, Resnik鈥檚 direct ownership stands at 2,742,123 Class A shares, indicating he still controls a substantial equity stake in the company. Because the disposition is routine and does not change his economic exposure materially, the filing is considered neutral from a market-impact perspective.
FiscalNote Holdings, Inc. (NOTE) 鈥� Form 4 filing for Chief Accounting Officer Paul Donnell
- Transaction type: Code F, indicating shares were withheld by the issuer to cover taxes triggered by the vesting of previously granted RSUs; no open-market sale occurred.
- Dates & amounts: 506 Class A shares at $0.7141 on 07-07-2025 and 9,426 shares at $0.6501 on 07-17-2025 were surrendered, totaling 9,932 shares.
- Post-transaction ownership: Donnell retains 406,013 Class A shares held directly.
- Context: The dispositions represent about 2.4 % of the reporting person鈥檚 holdings and are routine for tax-withholding; they do not reflect an active investment decision.
No derivative securities were reported. The filing does not affect company fundamentals and is unlikely to be market-moving.
On 17 Jul 2025, FiscalNote Holdings (NOTE) SVP, General Counsel & Secretary Todd Aman filed a Form 4 disclosing a routine tax-related share withholding. The company retained 12,557 Class A common shares at an average price of $0.6501 (Transaction Code F) to satisfy taxes triggered by the vesting of 42,814 restricted stock units. After the transaction, Aman continues to hold 1,065,345 Class A shares directly. No derivative securities activity was reported.
The event reduces Aman's stake by roughly 1.2 % but does not represent an open-market sale or a change in sentiment. For investors, this is an administrative, non-dilutive transaction with neutral impact on FiscalNote鈥檚 share supply and governance profile.
FiscalNote Holdings, Inc. (NOTE) 鈥� Amended Form 4/A filing
President & CEO Josh Resnik corrected a prior Form 4 dated 7 Jul 2025. The amendment discloses that on 01 Jul 2025, 3,150 Class A shares were withheld for taxes (transaction code F) upon the vesting of 9,722 restricted stock units (RSUs). The shares were valued at $0.5364 each. Following the automatic disposition, Resnik鈥檚 direct ownership stands at 2,776,168 Class A shares.
The change is administrative: the original filing understated the number of shares withheld because it used an incorrect price. No open-market sale occurred and the executive鈥檚 economic exposure to NOTE is essentially unchanged. Such 鈥淔鈥� coded transactions are routine and generally viewed as neutral signals for investors.
On 07/01/2025, Moelis & Company (MC) filed a Form 4 reporting equity awards to non-employee director Laila Worrell. The filing discloses two acquisitions of restricted stock units (RSUs):
- 1,681 2025 Annual RSUs that vested immediately on the grant date; settlement is scheduled within 60 days after 07/01/2027.
- 1,841 2025 Elective RSUs that vest in four equal quarterly tranches through 07/01/2026; each tranche settles within 60 days of vesting.
Each RSU converts into one share of Class A common stock. The awards were valued at an average share price of $62.45, calculated from the five trading days ended 06/30/2025. No shares were sold or transferred, and all ownership is reported as direct. Following the grants, Worrell beneficially owns 3,522 RSUs, modestly increasing insider equity and reinforcing alignment with shareholder interests. The overall dilution potential is immaterial relative to the company鈥檚 outstanding share count, making this a routine compensation-related disclosure rather than a market-moving event.
On 07/01/2025, Moelis & Company (MC) filed a Form 4 reporting equity awards to non-employee director Laila Worrell. The filing discloses two acquisitions of restricted stock units (RSUs):
- 1,681 2025 Annual RSUs that vested immediately on the grant date; settlement is scheduled within 60 days after 07/01/2027.
- 1,841 2025 Elective RSUs that vest in four equal quarterly tranches through 07/01/2026; each tranche settles within 60 days of vesting.
Each RSU converts into one share of Class A common stock. The awards were valued at an average share price of $62.45, calculated from the five trading days ended 06/30/2025. No shares were sold or transferred, and all ownership is reported as direct. Following the grants, Worrell beneficially owns 3,522 RSUs, modestly increasing insider equity and reinforcing alignment with shareholder interests. The overall dilution potential is immaterial relative to the company鈥檚 outstanding share count, making this a routine compensation-related disclosure rather than a market-moving event.
UBS AG is marketing Trigger Autocallable Contingent Yield Notes maturing ~6 July 2028 that are linked to the common stock of General Motors Company (GM). The $1,000-denominated notes are unsubordinated, unsecured debt obligations of UBS AG London Branch. Investors may receive:
- Contingent coupons: set on the trade date at 鈮� 13.15% p.a. (paid quarterly) but only when GM鈥檚 closing price on the relevant observation date is 鈮� 75 % of the initial level (the 鈥渃oupon barrier鈥�). No coupon is paid for periods in which the barrier is breached.
- Automatic call: if GM鈥檚 share price is 鈮� 100 % of the initial level on any quarterly observation date before maturity, UBS returns principal plus the coupon then due, and the note terminates.
- Principal repayment at maturity: 鈥� If not previously called and GM鈥檚 final level 鈮� 75 % of the initial level (the 鈥渄ownside threshold鈥�), holders receive full principal.
鈥� If the final level < 75 %, repayment equals $1,000 脳 (1 + underlying return). Principal loss is therefore one-for-one with GM鈥檚 negative performance below the threshold, down to total loss.
Key commercial terms
- Contingent coupon rate: 鈮� 13.15 % p.a. (鈮� 3.2875 % quarterly).
- Barrier / Call / Threshold levels: 75 % (barrier & downside) and 100 % (call), all set as percentages of the initial level observed 10 July 2025.
- Trade / settlement dates: 10 Jul 2025 (T) / 15 Jul 2025 (T+3).
- Quarterly observation dates run from 30 Sep 2025 to 30 Jun 2028; maturity 6 Jul 2028.
- Estimated initial value: $936.30鈥�$966.30 (93.6 %鈥�96.6 % of issue price) per note, reflecting underwriting discount ($20), hedging and funding costs.
- The notes will not be listed; secondary liquidity depends solely on the dealer鈥檚 willingness to make a market.
Risk highlights
- Market risk: Investors face full downside below the 75 % threshold if the note is not called.
- Coupon risk: No coupons are paid if GM trades < 75 % on an observation date.
- Credit / bail-in risk: All payments rely on UBS AG鈥檚 ability to perform and are subject to Swiss resolution powers (FINMA) that could convert or write down the debt.
- Liquidity & valuation: No exchange listing; resale value likely below $1,000 and could be materially less than UBS鈥檚 internal valuation.
- Tax treatment: UBS intends to treat the product as a prepaid derivative with ordinary-income coupons; U.S. tax outcomes remain uncertain.
Overall, the notes target investors seeking high conditional income and willing to assume equity, credit and liquidity risk, with no participation in upside beyond coupons.
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