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[Form 3] Oklo Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Patrick Joseph Schweiger, serving as Chief Technology Officer of Oklo Inc., filed an initial Form 3 reporting ownership of 38,648 restricted stock units that each represent a contingent right to one share of the issuer's Class A Common Stock. The RSUs vest in 36 substantially equal monthly installments beginning on March 15, 2026. The filing was submitted as an individual statement and is accompanied by a power of attorney exhibit.

Patrick Joseph Schweiger, in qualità di Chief Technology Officer di Oklo Inc., ha presentato un primo Modulo 3 dichiarando il possesso di 38.648 unità azionarie vincolate (RSU), ciascuna delle quali rappresenta il diritto condizionato a una azione della Classe A del capitale sociale dell'emittente. Le RSU maturano in 36 rate mensili sostanzialmente uguali a partire dal 15 marzo 2026. La comunicazione è stata inoltrata come dichiarazione individuale ed è corredata da una procura in allegato.

Patrick Joseph Schweiger, que ejerce como Chief Technology Officer de Oklo Inc., presentó un Formulario 3 inicial en el que declara la titularidad de 38.648 unidades restringidas de acciones (RSU), cada una de las cuales representa el derecho contingente a una acción de la Clase A del emisor. Las RSU se consolidan en 36 cuotas mensuales sustancialmente iguales a partir del 15 de marzo de 2026. La presentación se realizó como una declaración individual y va acompañada de un poder notarial como anexo.

Patrick Joseph SchweigerëŠ� Oklo Inc.ì� 최고기술책임ìž�(CTO)로서 ì²˜ìŒ ì œì¶œí•˜ëŠ” Form 3ì—서 발행회사ì� í´ëž˜ìŠ� A 보통ì£� 1ì£¼ì— ëŒ€í•� ìž ì •ì � 권리ë¥� 나타내는 38,648ê°œì˜ ì œí•œë¶€ 주ì‹ë‹¨ìœ„(RSU)ë¥� 보유하고 있ìŒì� 보고했습니다. ì� RSUëŠ� 2026ë…� 3ì›� 15ì�ë¶€í„� 매월 ê±°ì˜ ë™ì¼í•� 36íš� ë¶„í• ë¡� 베스팅ë©ë‹ˆë‹¤. 해당 ì œì¶œì€ ê°œì¸ ì‹ ê³ ë¡� ì´ë£¨ì–´ì¡Œìœ¼ë©° 위임ìž� 서류가 첨부ë˜ì–´ 있습니다.

Patrick Joseph Schweiger, exerçant la fonction de Chief Technology Officer chez Oklo Inc., a déposé un formulaire 3 initial déclarant la détention de 38 648 unités d'actions restreintes (RSU), chacune représentant un droit conditionnel à une action de catégorie A de l'émetteur. Les RSU seront acquises en 36 mensualités sensiblement égales à compter du 15 mars 2026. Le dépôt a été effectué en tant que déclaration individuelle et est accompagné d'une procuration en annexe.

Patrick Joseph Schweiger, in seiner Funktion als Chief Technology Officer von Oklo Inc., reichte ein erstes Formular 3 ein, in dem er den Besitz von 38.648 Restricted Stock Units (RSU) angab, von denen jede ein bedingtes Recht auf eine Aktie der Klasse A des Emittenten darstellt. Die RSU werden in 36 im Wesentlichen gleich hohen monatlichen Raten fällig, beginnend am 15. März 2026. Die Meldung erfolgte als individuelle Erklärung und ist von einer Vollmachtsbeilage begleitet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider disclosure showing CTO equity alignment via time‑based RSUs; no unusual ownership structure disclosed.

The Form 3 reports standard, time‑based restricted stock units granted to the Chief Technology Officer totaling 38,648 RSUs, each converting to one share of Class A common stock. Vesting is over 36 monthly installments starting March 15, 2026, which is consistent with typical retention incentives. Ownership is reported as direct and the filing includes a power of attorney. There are no derivative instruments beyond the RSUs and no indications of pledging or indirect holdings disclosed.

TL;DR: Compensation appears standard: a mid‑size RSU grant with monthly vesting to retain and incentivize the CTO.

The disclosed 38,648 RSU award represents a straightforward equity compensation vehicle that vests monthly over three years. Monthly vesting can support retention and ongoing performance alignment. The filing does not disclose grant date fair value, total outstanding shares, or percentage ownership, so assessment of dilution impact or grant competitiveness relative to company size cannot be made from this document alone.

Patrick Joseph Schweiger, in qualità di Chief Technology Officer di Oklo Inc., ha presentato un primo Modulo 3 dichiarando il possesso di 38.648 unità azionarie vincolate (RSU), ciascuna delle quali rappresenta il diritto condizionato a una azione della Classe A del capitale sociale dell'emittente. Le RSU maturano in 36 rate mensili sostanzialmente uguali a partire dal 15 marzo 2026. La comunicazione è stata inoltrata come dichiarazione individuale ed è corredata da una procura in allegato.

Patrick Joseph Schweiger, que ejerce como Chief Technology Officer de Oklo Inc., presentó un Formulario 3 inicial en el que declara la titularidad de 38.648 unidades restringidas de acciones (RSU), cada una de las cuales representa el derecho contingente a una acción de la Clase A del emisor. Las RSU se consolidan en 36 cuotas mensuales sustancialmente iguales a partir del 15 de marzo de 2026. La presentación se realizó como una declaración individual y va acompañada de un poder notarial como anexo.

Patrick Joseph SchweigerëŠ� Oklo Inc.ì� 최고기술책임ìž�(CTO)로서 ì²˜ìŒ ì œì¶œí•˜ëŠ” Form 3ì—서 발행회사ì� í´ëž˜ìŠ� A 보통ì£� 1ì£¼ì— ëŒ€í•� ìž ì •ì � 권리ë¥� 나타내는 38,648ê°œì˜ ì œí•œë¶€ 주ì‹ë‹¨ìœ„(RSU)ë¥� 보유하고 있ìŒì� 보고했습니다. ì� RSUëŠ� 2026ë…� 3ì›� 15ì�ë¶€í„� 매월 ê±°ì˜ ë™ì¼í•� 36íš� ë¶„í• ë¡� 베스팅ë©ë‹ˆë‹¤. 해당 ì œì¶œì€ ê°œì¸ ì‹ ê³ ë¡� ì´ë£¨ì–´ì¡Œìœ¼ë©° 위임ìž� 서류가 첨부ë˜ì–´ 있습니다.

Patrick Joseph Schweiger, exerçant la fonction de Chief Technology Officer chez Oklo Inc., a déposé un formulaire 3 initial déclarant la détention de 38 648 unités d'actions restreintes (RSU), chacune représentant un droit conditionnel à une action de catégorie A de l'émetteur. Les RSU seront acquises en 36 mensualités sensiblement égales à compter du 15 mars 2026. Le dépôt a été effectué en tant que déclaration individuelle et est accompagné d'une procuration en annexe.

Patrick Joseph Schweiger, in seiner Funktion als Chief Technology Officer von Oklo Inc., reichte ein erstes Formular 3 ein, in dem er den Besitz von 38.648 Restricted Stock Units (RSU) angab, von denen jede ein bedingtes Recht auf eine Aktie der Klasse A des Emittenten darstellt. Die RSU werden in 36 im Wesentlichen gleich hohen monatlichen Raten fällig, beginnend am 15. März 2026. Die Meldung erfolgte als individuelle Erklärung und ist von einer Vollmachtsbeilage begleitet.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Schweiger Patrick Joseph

(Last) (First) (Middle)
C/O OKLO INC.
3190 CORONADO DR.

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2025
3. Issuer Name and Ticker or Trading Symbol
Oklo Inc. [ OKLO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Class A Common Stock 38,648 (2) D
Explanation of Responses:
1. The restricted stock units vest in 36 substantially equal monthly installments beginning on March 15, 2026.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Richard Craig Bealmear, Attorney-in-Fact 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Oklo Inc.

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10.39B
116.48M
21.09%
37.99%
10.56%
Utilities - Regulated Electric
Electric Services
United States
SANTA CLARA