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[Form 4] Orion Group Holdings, Inc Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) � Form 4 filing dated 06/18/2025 reports insider activity by Chief Customer Officer Scott Michael Harvey.

  • Transaction: On 06/16/2025, Harvey sold 13,964 Class A common shares at a weighted-average price of $8.17 (range $7.99-$8.25).
  • Purpose: The sale was a mandatory â€�sell-to-coverâ€� to satisfy statutory tax-withholding obligations triggered by restricted stock unit (RSU) vesting, as required under Sprinklr’s equity incentive plans.
  • Post-transaction holdings: Harvey now beneficially owns 824,389 shares, including 2,286 shares acquired through the company’s ESPP on 06/13/2025.
  • Form specifics: No derivative securities were transacted; ownership remains direct.

The transaction represents roughly 1.7% of Harvey’s total reported holdings and does not indicate a discretionary reduction in exposure. Such sell-to-cover trades are generally viewed as administrative rather than strategic.

Sprinklr, Inc. (CXM) � Comunicazione Form 4 del 18/06/2025 riporta l'attività interna del Chief Customer Officer Scott Michael Harvey.

  • Transazione: Il 16/06/2025, Harvey ha venduto 13.964 azioni ordinarie di classe A ad un prezzo medio ponderato di 8,17$ (intervallo 7,99$-8,25$).
  • ¹ó¾±²Ô²¹±ô¾±³Ùà: La vendita è stata un obbligatorio â€�sell-to-coverâ€� per soddisfare gli obblighi fiscali di ritenuta derivanti dalla maturazione delle restricted stock unit (RSU), come previsto dai piani di incentivazione azionaria di Sprinklr.
  • Detenzione post-transazione: Harvey detiene ora beneficialmente 824.389 azioni, incluse 2.286 azioni acquisite tramite il piano ESPP dell’azienda il 13/06/2025.
  • Dettagli del modulo: Non sono state negoziate azioni derivate; la proprietà rimane diretta.

La transazione rappresenta circa l�1,7% del totale delle azioni dichiarate da Harvey e non indica una riduzione discrezionale dell’esposizione. Queste operazioni di tipo sell-to-cover sono generalmente considerate amministrative e non strategiche.

Sprinklr, Inc. (CXM) � Presentación del Formulario 4 con fecha 18/06/2025 reporta actividad interna del Chief Customer Officer Scott Michael Harvey.

  • °Õ°ù²¹²Ô²õ²¹³¦³¦¾±Ã³²Ô: El 16/06/2025, Harvey vendió 13,964 acciones ordinarias Clase A a un precio promedio ponderado de $8.17 (rango $7.99-$8.25).
  • ±Ê°ù´Ç±èó²õ¾±³Ù´Ç: La venta fue una obligatoria operación de â€�sell-to-coverâ€� para cumplir con las obligaciones fiscales derivadas del vesting de unidades restringidas de acciones (RSU), según los planes de incentivos accionarios de Sprinklr.
  • Participación tras la transacción: Harvey posee ahora beneficiariamente 824,389 acciones, incluyendo 2,286 acciones adquiridas mediante el ESPP de la compañía el 13/06/2025.
  • Detalles del formulario: No se negociaron valores derivados; la propiedad permanece directa.

La transacción representa aproximadamente el 1.7% del total de acciones reportadas por Harvey y no indica una reducción discrecional de su exposición. Estas operaciones de sell-to-cover suelen considerarse administrativas más que estratégicas.

Sprinklr, Inc. (CXM) â€� 2025ë…� 6ì›� 18ì¼ìž Form 4 제출ì—서 최고 ê³ ê° ì±…ìž„ìž� Scott Michael Harveyì� ë‚´ë¶€ìž� 거래 ë‚´ì—­ì� 보고했습니다.

  • 거래 ë‚´ìš©: 2025ë…� 6ì›� 16ì�, HarveyëŠ� 13,964ì£� í´ëž˜ìŠ� A 보통주를 가중í‰ê· ê°€ $8.17 (범위 $7.99-$8.25)ì—� 매ë„했습니다.
  • 목ì : ì� 매ë„ëŠ� 제한 ì£¼ì‹ ë‹¨ìœ„(RSU) 권리 확정ì—� 따른 법정 세금 ì›ì²œì§•수 ì˜ë¬´ë¥� 충족하기 위한 필수ì ì¸ â€�sell-to-coverâ€� 매ë„였으며, Sprinklrì� ì£¼ì‹ ì¸ì„¼í‹°ë¸Œ 계íšì—� 따른 것입니다.
  • 거래 í›� 보유 주ì‹: HarveyëŠ� 현재 회사ì� ESPPë¥� 통해 2025ë…� 6ì›� 13ì¼ì— ì·¨ë“í•� 2,286주를 í¬í•¨í•˜ì—¬ ì´� 824,389주를 실질ì ìœ¼ë¡� 보유하고 있습니다.
  • ì„œì‹ ì„¸ë¶€ì‚¬í•­: íŒŒìƒ ì¦ê¶Œ 거래ëŠ� 없었으며, ì†Œìœ ê¶Œì€ ì§ì ‘ 소유 ìƒÀ´ƒœìž…니ë‹�.

ì´ë²ˆ 거래ëŠ� Harveyê°€ ë³´ê³ í•� ì´� 보유 주ì‹ì� ì•� 1.7%ì—� 해당하며, 노출ì� ìž„ì˜ë¡� ì¤„ì¸ ê²ƒìœ¼ë¡� ë³´ì´ì§€ 않습니다. ì´ëŸ¬í•� sell-to-cover 거래ëŠ� ì¼ë°˜ì ìœ¼ë¡� ì „ëžµì ì´ê¸°ë³´ë‹¤ëŠ” 행정ì ì¸ 것으ë¡� 간주ë©ë‹ˆë‹�.

Sprinklr, Inc. (CXM) � Déclaration Formulaire 4 datée du 18/06/2025 rapporte une activité d’initié du Chief Customer Officer Scott Michael Harvey.

  • Transaction : Le 16/06/2025, Harvey a vendu 13 964 actions ordinaires de classe A à un prix moyen pondéré de 8,17 $ (fourchette 7,99 $-8,25 $).
  • Objet : La vente était une opération obligatoire de « sell-to-cover » visant à satisfaire les obligations fiscales découlant de la levée des unités d’actions restreintes (RSU), conformément aux plans d’incitation en actions de Sprinklr.
  • Détention après transaction : Harvey détient désormais de manière bénéficiaire 824 389 actions, y compris 2 286 actions acquises via le plan ESPP de la société le 13/06/2025.
  • Détails du formulaire : Aucun titre dérivé n’a été négocié ; la propriété reste directe.

La transaction représente environ 1,7 % du total des actions déclarées par Harvey et n’indique pas une réduction discrétionnaire de son exposition. Ces opérations de sell-to-cover sont généralement considérées comme administratives plutôt que stratégiques.

Sprinklr, Inc. (CXM) � Form 4 Einreichung vom 18.06.2025 meldet Insideraktivitäten des Chief Customer Officer Scott Michael Harvey.

  • Transaktion: Am 16.06.2025 verkaufte Harvey 13.964 Class A Stammaktien zu einem gewichteten Durchschnittspreis von 8,17 $ (Spanne 7,99 $-8,25 $).
  • Zweck: Der Verkauf war ein verpflichtendes â€�sell-to-coverâ€�, um gesetzliche Steuerabzugsverpflichtungen zu erfüllen, die durch die Vesting von Restricted Stock Units (RSU) ausgelöst wurden, gemäß den Aktienanreizplänen von Sprinklr.
  • Bestand nach der Transaktion: Harvey besitzt nun wirtschaftlich 824.389 Aktien, darunter 2.286 Aktien, die er am 13.06.2025 über das ESPP des Unternehmens erworben hat.
  • Formularangaben: Es wurden keine Derivate gehandelt; das Eigentum bleibt direkt.

Die Transaktion entspricht etwa 1,7 % von Harveys gesamtem gemeldeten Bestand und deutet nicht auf eine willkürliche Reduzierung seiner Beteiligung hin. Solche sell-to-cover Transaktionen werden in der Regel als administrativ und nicht strategisch angesehen.

Positive
  • Insider retains a sizable stake of 824,389 shares, reinforcing alignment with shareholder interests.
  • 2,286 shares were added through the employee stock purchase plan just prior to the reported sale, indicating continued participation in company equity programs.
Negative
  • 13,964 shares were sold by a senior executive, which some investors may interpret as a short-term supply increase, even though it is non-discretionary.

Insights

TL;DR: Routine sell-to-cover; negligible impact on CXM valuation.

The 13,964-share sale (~$114k in proceeds) is minor versus Harvey’s remaining 824k-share stake and Sprinklr’s ~270 m Class A shares outstanding. Because the sale is mandated for tax withholding tied to RSU vesting, it neither signals insider sentiment nor materially alters float. Market impact is therefore neutral. Investors should note that Harvey’s large residual position aligns management incentives with shareholders.

TL;DR: Administrative insider sale; governance posture unchanged.

Rule 10b5-1(c) language and the sell-to-cover rationale demonstrate compliance with Section 16 reporting and insider-trading safeguards. No red flags emerge regarding governance or potential information asymmetry. The inclusion of ESPP purchases underscores sustained employee participation. Overall governance impact is neutral and non-material.

Sprinklr, Inc. (CXM) � Comunicazione Form 4 del 18/06/2025 riporta l'attività interna del Chief Customer Officer Scott Michael Harvey.

  • Transazione: Il 16/06/2025, Harvey ha venduto 13.964 azioni ordinarie di classe A ad un prezzo medio ponderato di 8,17$ (intervallo 7,99$-8,25$).
  • ¹ó¾±²Ô²¹±ô¾±³Ùà: La vendita è stata un obbligatorio â€�sell-to-coverâ€� per soddisfare gli obblighi fiscali di ritenuta derivanti dalla maturazione delle restricted stock unit (RSU), come previsto dai piani di incentivazione azionaria di Sprinklr.
  • Detenzione post-transazione: Harvey detiene ora beneficialmente 824.389 azioni, incluse 2.286 azioni acquisite tramite il piano ESPP dell’azienda il 13/06/2025.
  • Dettagli del modulo: Non sono state negoziate azioni derivate; la proprietà rimane diretta.

La transazione rappresenta circa l�1,7% del totale delle azioni dichiarate da Harvey e non indica una riduzione discrezionale dell’esposizione. Queste operazioni di tipo sell-to-cover sono generalmente considerate amministrative e non strategiche.

Sprinklr, Inc. (CXM) � Presentación del Formulario 4 con fecha 18/06/2025 reporta actividad interna del Chief Customer Officer Scott Michael Harvey.

  • °Õ°ù²¹²Ô²õ²¹³¦³¦¾±Ã³²Ô: El 16/06/2025, Harvey vendió 13,964 acciones ordinarias Clase A a un precio promedio ponderado de $8.17 (rango $7.99-$8.25).
  • ±Ê°ù´Ç±èó²õ¾±³Ù´Ç: La venta fue una obligatoria operación de â€�sell-to-coverâ€� para cumplir con las obligaciones fiscales derivadas del vesting de unidades restringidas de acciones (RSU), según los planes de incentivos accionarios de Sprinklr.
  • Participación tras la transacción: Harvey posee ahora beneficiariamente 824,389 acciones, incluyendo 2,286 acciones adquiridas mediante el ESPP de la compañía el 13/06/2025.
  • Detalles del formulario: No se negociaron valores derivados; la propiedad permanece directa.

La transacción representa aproximadamente el 1.7% del total de acciones reportadas por Harvey y no indica una reducción discrecional de su exposición. Estas operaciones de sell-to-cover suelen considerarse administrativas más que estratégicas.

Sprinklr, Inc. (CXM) â€� 2025ë…� 6ì›� 18ì¼ìž Form 4 제출ì—서 최고 ê³ ê° ì±…ìž„ìž� Scott Michael Harveyì� ë‚´ë¶€ìž� 거래 ë‚´ì—­ì� 보고했습니다.

  • 거래 ë‚´ìš©: 2025ë…� 6ì›� 16ì�, HarveyëŠ� 13,964ì£� í´ëž˜ìŠ� A 보통주를 가중í‰ê· ê°€ $8.17 (범위 $7.99-$8.25)ì—� 매ë„했습니다.
  • 목ì : ì� 매ë„ëŠ� 제한 ì£¼ì‹ ë‹¨ìœ„(RSU) 권리 확정ì—� 따른 법정 세금 ì›ì²œì§•수 ì˜ë¬´ë¥� 충족하기 위한 필수ì ì¸ â€�sell-to-coverâ€� 매ë„였으며, Sprinklrì� ì£¼ì‹ ì¸ì„¼í‹°ë¸Œ 계íšì—� 따른 것입니다.
  • 거래 í›� 보유 주ì‹: HarveyëŠ� 현재 회사ì� ESPPë¥� 통해 2025ë…� 6ì›� 13ì¼ì— ì·¨ë“í•� 2,286주를 í¬í•¨í•˜ì—¬ ì´� 824,389주를 실질ì ìœ¼ë¡� 보유하고 있습니다.
  • ì„œì‹ ì„¸ë¶€ì‚¬í•­: íŒŒìƒ ì¦ê¶Œ 거래ëŠ� 없었으며, ì†Œìœ ê¶Œì€ ì§ì ‘ 소유 ìƒÀ´ƒœìž…니ë‹�.

ì´ë²ˆ 거래ëŠ� Harveyê°€ ë³´ê³ í•� ì´� 보유 주ì‹ì� ì•� 1.7%ì—� 해당하며, 노출ì� ìž„ì˜ë¡� ì¤„ì¸ ê²ƒìœ¼ë¡� ë³´ì´ì§€ 않습니다. ì´ëŸ¬í•� sell-to-cover 거래ëŠ� ì¼ë°˜ì ìœ¼ë¡� ì „ëžµì ì´ê¸°ë³´ë‹¤ëŠ” 행정ì ì¸ 것으ë¡� 간주ë©ë‹ˆë‹�.

Sprinklr, Inc. (CXM) � Déclaration Formulaire 4 datée du 18/06/2025 rapporte une activité d’initié du Chief Customer Officer Scott Michael Harvey.

  • Transaction : Le 16/06/2025, Harvey a vendu 13 964 actions ordinaires de classe A à un prix moyen pondéré de 8,17 $ (fourchette 7,99 $-8,25 $).
  • Objet : La vente était une opération obligatoire de « sell-to-cover » visant à satisfaire les obligations fiscales découlant de la levée des unités d’actions restreintes (RSU), conformément aux plans d’incitation en actions de Sprinklr.
  • Détention après transaction : Harvey détient désormais de manière bénéficiaire 824 389 actions, y compris 2 286 actions acquises via le plan ESPP de la société le 13/06/2025.
  • Détails du formulaire : Aucun titre dérivé n’a été négocié ; la propriété reste directe.

La transaction représente environ 1,7 % du total des actions déclarées par Harvey et n’indique pas une réduction discrétionnaire de son exposition. Ces opérations de sell-to-cover sont généralement considérées comme administratives plutôt que stratégiques.

Sprinklr, Inc. (CXM) � Form 4 Einreichung vom 18.06.2025 meldet Insideraktivitäten des Chief Customer Officer Scott Michael Harvey.

  • Transaktion: Am 16.06.2025 verkaufte Harvey 13.964 Class A Stammaktien zu einem gewichteten Durchschnittspreis von 8,17 $ (Spanne 7,99 $-8,25 $).
  • Zweck: Der Verkauf war ein verpflichtendes â€�sell-to-coverâ€�, um gesetzliche Steuerabzugsverpflichtungen zu erfüllen, die durch die Vesting von Restricted Stock Units (RSU) ausgelöst wurden, gemäß den Aktienanreizplänen von Sprinklr.
  • Bestand nach der Transaktion: Harvey besitzt nun wirtschaftlich 824.389 Aktien, darunter 2.286 Aktien, die er am 13.06.2025 über das ESPP des Unternehmens erworben hat.
  • Formularangaben: Es wurden keine Derivate gehandelt; das Eigentum bleibt direkt.

Die Transaktion entspricht etwa 1,7 % von Harveys gesamtem gemeldeten Bestand und deutet nicht auf eine willkürliche Reduzierung seiner Beteiligung hin. Solche sell-to-cover Transaktionen werden in der Regel als administrativ und nicht strategisch angesehen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vasquez Alison Gaut

(Last) (First) (Middle)
2940 RIVERBY ROAD
SUITE 400

(Street)
HOUSTON TX 77020

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Orion Group Holdings Inc [ ORN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP AND CFO
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/23/2025 A 28,637 A (1) 28,637 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This grant of restricted stock vests in three equal annual installments beginning on June 23, 2026.
/s/ Alison G. Vasquez 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Sprinklr (CXM) Chief Customer Officer sell 13,964 shares?

The sale was a mandatory sell-to-cover to pay taxes on recently vested RSUs, not a discretionary divestment.

At what price were the CXM shares sold?

Shares were sold at a weighted-average price of $8.17, with trades executed between $7.99 and $8.25.

How many CXM shares does Scott Michael Harvey own after the sale?

Following the transaction, he beneficially owns 824,389 Class A shares.

Were any derivative securities involved in this Form 4 filing?

No. No options, warrants, or other derivatives were acquired or disposed of in this filing.

Does the insider sale signal negative sentiment toward Sprinklr stock?

The company notes the sale is administrative for tax withholding, so it does not necessarily reflect personal outlook on the stock.
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