PFIS Files Form D; Lists Leadership, No Offering Details Disclosed

Q: What SEC form did Peoples Financial Services Corp. (PFIS) file?

Form D 鈥� Notice of Exempt Offering of Securities .

Q: Where is PFIS incorporated and how long has it been in existence?

PFIS is incorporated in Pennsylvania and was formed over five years ago .

Q: Does the Form D excerpt specify the amount of capital PFIS intends to raise?

No. The excerpt contains no dollar figures or offering size details .

[D] Peoples Financial Services Corp. SEC Filing

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Peoples Financial Services Corp. (PFIS) filed a Form D 鈥� Notice of Exempt Offering of Securities with the U.S. Securities and Exchange Commission. The document confirms that PFIS is a Pennsylvania corporation, organized more than five years ago, and headquartered at 102 E. Drinker Street, Dunmore, PA 18512 (telephone 570-346-7741). No financial terms of the exempt offering鈥攕uch as aggregate amount offered, amount sold, or type of security鈥攁re disclosed in the excerpt provided.

The filing lists the issuer鈥檚 key executive officers and directors, including Chief Executive Officer Gerard A. Champi, President Thomas P. Tulaney, Chairman of the Board William E. Aubrey II, and several other directors. Additional executive positions identified are Chief Financial Officer James M. Bone, Chief Operating Officer John R. Anderson III, and Chief Information Officer Susan L. Hubble, among others.

The SEC notes that it has not reviewed or validated the accuracy of the information; investors should not assume its completeness. Because the critical financing specifics (e.g., dollar amounts, investor count, date of first sale) are not included, the material implications for shareholders cannot yet be assessed from this excerpt alone.

Insights

TL;DR: Routine Form D identifying PFIS and its officers; no financing details provided, so immediate investor impact appears minimal.

This Form D simply registers Peoples Financial Services Corp.鈥檚 intent to undertake an exempt securities offering. It verifies corporate identity, long-standing incorporation in Pennsylvania, and lists the entire board and C-suite roster. However, without data on the size, structure, or timing of the offering, there is no basis to gauge dilution risk, capital influx, or valuation effects. Consequently, the disclosure is procedural and of limited utility until a subsequent amendment or press release quantifies the transaction.

06/20/2025 - 04:07 PM

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:			3235-0076
Estimated average burden
hours per response:			4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

None

Entity Type

0001056943

PEOPLES FINANCIAL SERVICES CORP/

X	Corporation
	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
	Other (Specify)

Name of Issuer

PEOPLES FINANCIAL SERVICES CORP.

Jurisdiction of Incorporation/Organization

PENNSYLVANIA

Year of Incorporation/Organization

X	Over Five Years Ago
	Within Last Five Years (Specify Year)
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
PEOPLES FINANCIAL SERVICES CORP.
Street Address 1		Street Address 2
102 E. DRINKER STREET
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
DUNMORE	PENNSYLVANIA	18512	570-346-7741

3. Related Persons

Last Name	First Name	Middle Name
Champi	Gerard	A
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Chief Executive Officer of the Issuer

Last Name	First Name	Middle Name
Tulaney	Thomas	P.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

President of the Issuer

Last Name	First Name	Middle Name
Aubrey II	William	E.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Chairman of the Board of the Issuer

Last Name	First Name	Middle Name
Bracey	William	G.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
DeNaples	Louis	A.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Eckel	Keith	W.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Wright	Joseph	T.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Bodnyk	Sandra	L.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Coccia	Joseph
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
DeNaples	Joseph	L.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Kukuchka	Ronald	G.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Ramirez	Elisa	Zuniga
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Conaboy	William	P.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Lambert	Kathleen	McCarthy
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Lochen	Richard	S.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Melone	Thomas	J.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Nicholas	James	B.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

Last Name	First Name	Middle Name
Bone	James	M.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President and Chief Financial Officer of the Issuer

Last Name	First Name	Middle Name
Anderson, III	John	R.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President and Chief Operating Officer of the Issuer

Last Name	First Name	Middle Name
Chiaro	James	P.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President and Chief Investment Services Officer of the Issuer

Last Name	First Name	Middle Name
Cummings	Mary	Griffin
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President and General Counsel of the Issuer

Last Name	First Name	Middle Name
Drobins	Jeffrey	A.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President and Chief Lending Officer of the Issuer

Last Name	First Name	Middle Name
Hubble	Susan	L.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President, Chief Information Officer of the Issuer

Last Name	First Name	Middle Name
Kirtley	Timothy	H.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Executive Vice President, Chief Risk Officer of the Issuer

Last Name	First Name	Middle Name
Koplin	Neal	D.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director	X	Promoter

Clarification of Response (if Necessary):

Senior Executive Vice President and Chief Banking Officer of the Issuer

Last Name	First Name	Middle Name
Vieney	Amy	E.
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Senior Vice President and Chief Human Resource Officer of the Issuer

Last Name	First Name	Middle Name
Westington	Stephanie	A
Street Address 1	Street Address 2
c/o Peoples Financial Services Corp.	102 E. Drinker Street
City	State/Province/Country	ZIP/PostalCode
Dunmore	PENNSYLVANIA	18512

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

Senior Vice President/Chief Accounting Officer

4. Industry Group

Agriculture

Banking & Financial Services

Commercial Banking

Insurance

Investing

Investment Banking

Pooled Investment Fund

Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?

Yes

Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

AG真人官方 Estate

Commercial

Construction

REITS & Finance

Residential

Other AG真人官方 Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range
	No Revenues	No Aggregate Net Asset Value
	$1 - $1,000,000	$1 - $5,000,000
	$1,000,001 - $5,000,000	$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000	$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000	$50,000,001 - $100,000,000
	Over $100,000,000	Over $100,000,000
X	Decline to Disclose	Decline to Disclose
	Not Applicable	Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

		Rule 504(b)(1) (not (i), (ii) or (iii))
		Rule 504 (b)(1)(i)
		Rule 504 (b)(1)(ii)
		Rule 504 (b)(1)(iii)
	X	Rule 506(b)
		Rule 506(c)
		Securities Act Section 4(a)(5)

Investment Company Act Section 3(c)

Section 3(c)(1)

Section 3(c)(9)

Section 3(c)(2)

Section 3(c)(10)

Section 3(c)(3)

Section 3(c)(11)

Section 3(c)(4)

Section 3(c)(12)

Section 3(c)(5)

Section 3(c)(13)

Section 3(c)(6)

Section 3(c)(14)

Section 3(c)(7)

7. Type of Filing

X	New Notice			Date of First Sale	2025-06-06				First Sale Yet to Occur
	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?

Yes

9. Type(s) of Securities Offered (select all that apply)

	Equity	Pooled Investment Fund Interests
X	Debt	Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security	Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?

Yes

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor

$100,000

USD

12. Sales Compensation

Recipient

Recipient CRD Number

None

Performance Trust Capital Partners, LLC

36155

(Associated) Broker or Dealer

None

(Associated) Broker or Dealer CRD Number

None

Street Address 1

Street Address 2

500 W. Madison, Suite 450

City

State/Province/Country

ZIP/Postal Code

Chicago

ILLINOIS

60661

State(s) of Solicitation (select all that apply)
Check "All States" or check individual States

All States

Foreign/non-US

ALABAMA

CALIFORNIA

GEORGIA

IDAHO

INDIANA

IOWA

LOUISIANA

MAINE

MARYLAND

MINNESOTA

NEW JERSEY

NEW YORK

OHIO

PENNSYLVANIA

PUERTO RICO

SOUTH CAROLINA

TENNESSEE

TEXAS

VIRGINIA

WASHINGTON

WEST VIRGINIA

WISCONSIN

13. Offering and Sales Amounts

Total Offering Amount

$85,000,000

USD

Indefinite

Total Amount Sold

$85,000,000

USD

Total Remaining to be Sold

USD

Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions

$1,700,000

USD

Estimate

Finders' Fees

USD

Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

USD

Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
PEOPLES FINANCIAL SERVICES CORP.	/s/Gerard A. Champi	Gerard A. Champi	Chief Executive Officer	2025-06-20

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

Source:

FAQ

What SEC form did Peoples Financial Services Corp. (PFIS) file?

Form D 鈥� Notice of Exempt Offering of Securities.

Where is PFIS incorporated and how long has it been in existence?

PFIS is incorporated in Pennsylvania and was formed over five years ago.

What is the principal business address for Peoples Financial Services Corp.?

102 E. Drinker Street, Dunmore, PA 18512.

Who is the Chief Executive Officer of PFIS according to the filing?

Gerard A. Champi.

Does the Form D excerpt specify the amount of capital PFIS intends to raise?

No. The excerpt contains no dollar figures or offering size details.

AG真人官方

[D] Peoples Financial Services Corp. SEC Filing

Insights

FAQ

What SEC form did Peoples Financial Services Corp. (PFIS) file?

Where is PFIS incorporated and how long has it been in existence?

What is the principal business address for Peoples Financial Services Corp.?

Who is the Chief Executive Officer of PFIS according to the filing?

Does the Form D excerpt specify the amount of capital PFIS intends to raise?

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[D] Peoples Financial Services Corp. SEC Filing

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FAQ

What SEC form did Peoples Financial Services Corp. (PFIS) file?

Where is PFIS incorporated and how long has it been in existence?

What is the principal business address for Peoples Financial Services Corp.?

Who is the Chief Executive Officer of PFIS according to the filing?

Does the Form D excerpt specify the amount of capital PFIS intends to raise?

NASDAQ:PFIS

PFIS Rankings

PFIS Latest News

PFIS Latest SEC Filings

PFIS Stock Data