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[8-K] Rand Capital Corp Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

On August 4 2025, Rand Capital Corporation filed an 8-K to furnish materials related to its second-quarter 2025 results. Under Item 2.02, the Company states that it has issued a press release (Exhibit 99.1) announcing Q2 results; however, the filing itself does not include any financial metrics. Under Item 7.01, Rand notes that an updated slide deck used for the earnings conference call will be posted in the Investor section of its website. Both disclosures are expressly furnished—not filed—so they carry no Section 18 liability and are excluded from automatic incorporation by reference.

No other material events, transactions, or quantitative data are presented in this report.

Il 4 agosto 2025, Rand Capital Corporation ha depositato un 8-K per fornire materiali relativi ai risultati del secondo trimestre 2025. Ai sensi del Punto 2.02, la Società dichiara di aver emesso un comunicato stampa (Allegato 99.1) che annuncia i risultati del secondo trimestre; tuttavia, il deposito stesso non include alcuna metrica finanziaria. Ai sensi del Punto 7.01, Rand segnala che una presentazione aggiornata utilizzata per la conference call sugli utili sarà pubblicata nella sezione Investitori del suo sito web. Entrambe le comunicazioni sono fornite espressamente � non depositate � pertanto non comportano responsabilità ai sensi della Sezione 18 e sono escluse dall'incorporazione automatica per riferimento.

Nel presente rapporto non sono riportati altri eventi materiali, transazioni o dati quantitativi.

El 4 de agosto de 2025, Rand Capital Corporation presentó un 8-K para proporcionar materiales relacionados con sus resultados del segundo trimestre de 2025. Según el Ítem 2.02, la Compañía indica que ha emitido un comunicado de prensa (Anexo 99.1) anunciando los resultados del segundo trimestre; sin embargo, el propio documento no incluye métricas financieras. Según el Ítem 7.01, Rand señala que una presentación actualizada utilizada para la llamada de resultados se publicará en la sección de Inversores de su sitio web. Ambas divulgaciones se proporcionan expresamente � no se presentan � por lo que no conllevan responsabilidad bajo la Sección 18 y están excluidas de la incorporación automática por referencia.

No se presentan otros eventos materiales, transacciones o datos cuantitativos en este informe.

2025� 8� 4�, Rand Capital Corporation은 2025� 2분기 실적� 관련된 자료� 제공하기 위해 8-K� 제출했습니다. 항목 2.02� 따르�, 회사� 2분기 실적� 발표하는 보도 자료(첨부 문서 99.1)� 발행했으�, 제출 문서 자체에는 재무 지표가 포함되어 있지 않습니다. 항목 7.01에서� 실적 컨퍼런스 콜에� 사용� 업데이트� 슬라이드 자료가 투자� 섹션� 게시� 예정임을 알립니다. � 공개 자료 모두 명시적으� 제공� 것이며—제출된 것이 아니므로—섹� 18 책임� 없으� 자동 참조 포함에서 제외됩니�.

� 보고서에� 다른 중요� 사건, 거래 또는 정량� 데이터가 포함되어 있지 않습니다.

Le 4 août 2025, Rand Capital Corporation a déposé un 8-K pour fournir des documents relatifs aux résultats du deuxième trimestre 2025. Selon le Point 2.02, la Société indique avoir publié un communiqué de presse (Annexe 99.1) annonçant les résultats du deuxième trimestre ; toutefois, le dépôt lui-même n’inclut aucune donnée financière. Selon le Point 7.01, Rand précise qu’une présentation mise à jour utilisée pour la conférence téléphonique sur les résultats sera mise en ligne dans la section Investisseurs de son site web. Les deux divulgations sont expressément fournies � non déposées � ce qui signifie qu’elles ne sont pas soumises à la responsabilité en vertu de la Section 18 et sont exclues de l’incorporation automatique par référence.

Aucun autre événement important, transaction ou donnée quantitative n’est présenté dans ce rapport.

Am 4. August 2025 reichte Rand Capital Corporation ein 8-K ein, um Materialien zu den Ergebnissen des zweiten Quartals 2025 bereitzustellen. Unter Punkt 2.02 gibt das Unternehmen an, eine Pressemitteilung (Anlage 99.1) veröffentlicht zu haben, die die Ergebnisse des 2. Quartals ankündigt; die Einreichung selbst enthält jedoch keine finanziellen Kennzahlen. Unter Punkt 7.01 weist Rand darauf hin, dass eine aktualisierte Präsentation, die für die Gewinntelefonkonferenz verwendet wird, im Investor-Bereich der Website veröffentlicht wird. Beide Offenlegungen werden ausdrücklich bereitgestellt � nicht eingereicht � und unterliegen daher keiner Haftung nach Abschnitt 18 und sind von der automatischen Einbeziehung durch Bezugnahme ausgeschlossen.

In diesem Bericht werden keine weiteren wesentlichen Ereignisse, Transaktionen oder quantitativen Daten dargestellt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine 8-K furnishes Q2 press release and slides; no numbers disclosed—neutral impact.

The filing merely alerts investors to external materials containing the actual Q2 2025 results. Without the underlying figures, it offers no insight into performance, guidance, or balance-sheet changes. As such, it neither advances nor detracts from the investment thesis and is considered procedural. Investors must review Exhibit 99.1 and the posted slide deck for meaningful analysis.

Il 4 agosto 2025, Rand Capital Corporation ha depositato un 8-K per fornire materiali relativi ai risultati del secondo trimestre 2025. Ai sensi del Punto 2.02, la Società dichiara di aver emesso un comunicato stampa (Allegato 99.1) che annuncia i risultati del secondo trimestre; tuttavia, il deposito stesso non include alcuna metrica finanziaria. Ai sensi del Punto 7.01, Rand segnala che una presentazione aggiornata utilizzata per la conference call sugli utili sarà pubblicata nella sezione Investitori del suo sito web. Entrambe le comunicazioni sono fornite espressamente � non depositate � pertanto non comportano responsabilità ai sensi della Sezione 18 e sono escluse dall'incorporazione automatica per riferimento.

Nel presente rapporto non sono riportati altri eventi materiali, transazioni o dati quantitativi.

El 4 de agosto de 2025, Rand Capital Corporation presentó un 8-K para proporcionar materiales relacionados con sus resultados del segundo trimestre de 2025. Según el Ítem 2.02, la Compañía indica que ha emitido un comunicado de prensa (Anexo 99.1) anunciando los resultados del segundo trimestre; sin embargo, el propio documento no incluye métricas financieras. Según el Ítem 7.01, Rand señala que una presentación actualizada utilizada para la llamada de resultados se publicará en la sección de Inversores de su sitio web. Ambas divulgaciones se proporcionan expresamente � no se presentan � por lo que no conllevan responsabilidad bajo la Sección 18 y están excluidas de la incorporación automática por referencia.

No se presentan otros eventos materiales, transacciones o datos cuantitativos en este informe.

2025� 8� 4�, Rand Capital Corporation은 2025� 2분기 실적� 관련된 자료� 제공하기 위해 8-K� 제출했습니다. 항목 2.02� 따르�, 회사� 2분기 실적� 발표하는 보도 자료(첨부 문서 99.1)� 발행했으�, 제출 문서 자체에는 재무 지표가 포함되어 있지 않습니다. 항목 7.01에서� 실적 컨퍼런스 콜에� 사용� 업데이트� 슬라이드 자료가 투자� 섹션� 게시� 예정임을 알립니다. � 공개 자료 모두 명시적으� 제공� 것이며—제출된 것이 아니므로—섹� 18 책임� 없으� 자동 참조 포함에서 제외됩니�.

� 보고서에� 다른 중요� 사건, 거래 또는 정량� 데이터가 포함되어 있지 않습니다.

Le 4 août 2025, Rand Capital Corporation a déposé un 8-K pour fournir des documents relatifs aux résultats du deuxième trimestre 2025. Selon le Point 2.02, la Société indique avoir publié un communiqué de presse (Annexe 99.1) annonçant les résultats du deuxième trimestre ; toutefois, le dépôt lui-même n’inclut aucune donnée financière. Selon le Point 7.01, Rand précise qu’une présentation mise à jour utilisée pour la conférence téléphonique sur les résultats sera mise en ligne dans la section Investisseurs de son site web. Les deux divulgations sont expressément fournies � non déposées � ce qui signifie qu’elles ne sont pas soumises à la responsabilité en vertu de la Section 18 et sont exclues de l’incorporation automatique par référence.

Aucun autre événement important, transaction ou donnée quantitative n’est présenté dans ce rapport.

Am 4. August 2025 reichte Rand Capital Corporation ein 8-K ein, um Materialien zu den Ergebnissen des zweiten Quartals 2025 bereitzustellen. Unter Punkt 2.02 gibt das Unternehmen an, eine Pressemitteilung (Anlage 99.1) veröffentlicht zu haben, die die Ergebnisse des 2. Quartals ankündigt; die Einreichung selbst enthält jedoch keine finanziellen Kennzahlen. Unter Punkt 7.01 weist Rand darauf hin, dass eine aktualisierte Präsentation, die für die Gewinntelefonkonferenz verwendet wird, im Investor-Bereich der Website veröffentlicht wird. Beide Offenlegungen werden ausdrücklich bereitgestellt � nicht eingereicht � und unterliegen daher keiner Haftung nach Abschnitt 18 und sind von der automatischen Einbeziehung durch Bezugnahme ausgeschlossen.

In diesem Bericht werden keine weiteren wesentlichen Ereignisse, Transaktionen oder quantitativen Daten dargestellt.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): August 4, 2025

 

RAND CAPITAL CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

New York   814-00235   16-0961359
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification Number)

 

1405 Rand Building, Buffalo, NY 14203

(Address of Principal Executive Offices) (Zip Code)

 

(716) 853-0802

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.10 par value   RAND   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 
 

 

Item 2.02.Results of Operations and Financial Condition.

 

On August 4, 2025, Rand Capital Corporation (the “Company”) issued a press release announcing its results for the second quarter ended June 30, 2025. A copy of the release is furnished with this report as Exhibit 99.1 and is incorporated by reference into this Item 2.02.

 

The information contained in this report under Item 2.02 is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. The information contained in this report under Item 2.02 shall not be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 7.01.Regulation FD Disclosure.

 

The Company has updated its earnings conference call slide presentation for the second quarter ended June 30, 2025, and will make it available on the Company’s website at www.randcapital.com, under “Investors”. The slide presentation will be referenced during the Company’s earnings conference call. The information found on, or otherwise accessible through, the Company’s website is not incorporated by reference herein.

 

Item 9.01.Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit

Number

  Description of Exhibit
     
99.1   Press Release, dated August 4, 2025.
104   Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document)

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  RAND CAPITAL CORPORATION
Date: August 4, 2025    
  By: /s/ Margaret Brechtel
  Name: Margaret Brechtel
  Title: Chief Financial Officer

 

 

FAQ

Where can investors find Rand Capital's (RAND) full Q2 2025 results?

The detailed numbers are in the press release filed as Exhibit 99.1 and in the updated slide deck on the company’s Investor webpage.

Does this 8-K include Rand Capital’s revenue or EPS figures?

No. No financial metrics are contained in the 8-K; it only references external documents.

What items are covered in this Rand Capital 8-K filing?

The company furnished disclosures under Item 2.02 (Results of Operations) and Item 7.01 (Reg FD).

Are the furnished materials subject to Section 18 liability?

No. The company explicitly states the information is furnished, not filed; therefore Section 18 liabilities do not apply.

Will the investor presentation be incorporated by reference in future filings?

Not automatically. The 8-K notes it will not be incorporated by reference unless the company does so explicitly in a later document.
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