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[144] Rocket Pharmaceuticals, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Rocket Pharmaceuticals, Inc. (RCKT) notice reports proposed and recent insider transactions under Rule 144. An individual will offer 361 common shares held from a restricted stock vesting on 08/15/2025; the aggregate market value of the proposed sale is $1,081.63 and the shares are expected to be sold on 08/19/2025 on NASDAQ. The filing also discloses three prior sales by the same person during the past three months totaling 8,099 common shares for combined gross proceeds of $25,704.49. The filer attests they are unaware of any undisclosed material adverse information about the issuer.

Rocket Pharmaceuticals, Inc. (RCKT) segnala operazioni proposte e recenti da insider ai sensi della Regola 144. Un individuo offrirà 361 azioni ordinarie risultanti da un vesting di azioni ristrette il 15/08/2025; il valore di mercato aggregato della vendita proposta è di $1.081,63 e le azioni dovrebbero essere vendute il 19/08/2025 sul NASDAQ. La dichiarazione riporta anche tre vendite precedenti della stessa persona negli ultimi tre mesi per un totale di 8.099 azioni ordinarie, con proventi lordi complessivi di $25.704,49. Il dichiarante attesta di non essere a conoscenza di informazioni avverse materiali non divulgate sull'emittente.

Rocket Pharmaceuticals, Inc. (RCKT) informa sobre operaciones internas propuestas y recientes bajo la Regla 144. Una persona ofrecerá 361 acciones ordinarias procedentes de un vesting de acciones restringidas el 15/08/2025; el valor de mercado agregado de la venta propuesta es de $1,081.63 y se espera que las acciones se vendan el 19/08/2025 en NASDAQ. El expediente también revela tres ventas anteriores por la misma persona en los últimos tres meses por un total de 8,099 acciones ordinarias, con ingresos brutos combinados de $25,704.49. El declarante afirma no tener conocimiento de información adversa material no divulgada sobre el emisor.

Rocket Pharmaceuticals, Inc. (RCKT)� 규칙 144� 따른 제안 � 최근 내부� 거래� 공지합니�. � 개인� 2025-08-15� 권리확정(vesting)� 제한주식에서 361 보통주를 제공� 예정이며, 제안� 매각� � 시가총액은 $1,081.63이고 � 주식들은 2025-08-19� NASDAQ에서 매도� 것으� 예상됩니�. 제출서에� 같은 인물� 지� 3개월 동안 � 8,099 주를 매도� � $25,704.49� 총수익을 올린 � 건의 이전 매도� 공개되어 있습니다. 제출인은 발행회사� 관� 미공� 중대� 불리� 정보가 있다� 사실� 알지 못한다고 진술했습니다.

Rocket Pharmaceuticals, Inc. (RCKT) signale des opérations proposées et récentes d'initiés conformément à la Règle 144. Un individu offrira 361 actions ordinaires résultant d'un vesting d'actions restreintes le 15/08/2025 ; la valeur de marché totale de la vente proposée est de 1 081,63 $ et les actions devraient être vendues le 19/08/2025 sur le NASDAQ. Le dépôt divulgue également trois ventes antérieures par la même personne au cours des trois derniers mois totalisant 8 099 actions ordinaires, pour des produits bruts combinés de 25 704,49 $. Le déclarant atteste ne pas avoir connaissance d'informations défavorables importantes non divulguées concernant l'émetteur.

Rocket Pharmaceuticals, Inc. (RCKT) meldet vorgeschlagene und kürzliche Insider-Transaktionen gemäß Regel 144. Eine Person wird 361 Stammaktien anbieten, die aus einer Restricted-Stock-Vesting am 15.08.2025 stammen; der aggregierte Marktwert des geplanten Verkaufs beträgt $1.081,63 und die Aktien sollen am 19.08.2025 an der NASDAQ veräußert werden. Die Einreichung offenbart außerdem drei frühere Verkäufe derselben Person innerhalb der letzten drei Monate in Höhe von insgesamt 8.099 Stammaktien mit zusammengerechnetem Bruttoerlös von $25.704,49. Der Melder erklärt, ihm seien keine nicht offengelegten, wesentlichen nachteiligen Informationen über den Emittenten bekannt.

Positive
  • None.
Negative
  • Insider sales totaling 8,099 shares for $25,704.49 in the past three months could attract investor attention despite being small relative to outstanding shares
  • Planned immediate sale of 361 vested restricted shares indicates further insider disposition in the near term

Insights

Insider sold a small number of shares; transactions appear routine and immaterial to market capitalization.

The disclosed sales � 8,099 shares for $25,704.49 over the past three months plus a planned sale of 361 vested shares valued at $1,081.63 � represent a vanishingly small fraction of the issuer's outstanding common stock (107,903,871 shares). From a market-impact perspective, these transactions are unlikely to affect share price or indicate major insider liquidity events. The origin of the planned sale is restricted stock vesting, which is a typical form of employee compensation and subsequent disposition.

Disclosure complies with Rule 144 norms; no governance red flags evident from the notice alone.

The filer provided required details including acquisition date, nature of acquisition (restricted stock vesting), and sales history. The signature attestation regarding material nonpublic information is included. There is no indication of unusual timing, related-party transfers, or concentrated block sales that would raise governance concerns. Absent other context, these are routine insider disposition disclosures.

Rocket Pharmaceuticals, Inc. (RCKT) segnala operazioni proposte e recenti da insider ai sensi della Regola 144. Un individuo offrirà 361 azioni ordinarie risultanti da un vesting di azioni ristrette il 15/08/2025; il valore di mercato aggregato della vendita proposta è di $1.081,63 e le azioni dovrebbero essere vendute il 19/08/2025 sul NASDAQ. La dichiarazione riporta anche tre vendite precedenti della stessa persona negli ultimi tre mesi per un totale di 8.099 azioni ordinarie, con proventi lordi complessivi di $25.704,49. Il dichiarante attesta di non essere a conoscenza di informazioni avverse materiali non divulgate sull'emittente.

Rocket Pharmaceuticals, Inc. (RCKT) informa sobre operaciones internas propuestas y recientes bajo la Regla 144. Una persona ofrecerá 361 acciones ordinarias procedentes de un vesting de acciones restringidas el 15/08/2025; el valor de mercado agregado de la venta propuesta es de $1,081.63 y se espera que las acciones se vendan el 19/08/2025 en NASDAQ. El expediente también revela tres ventas anteriores por la misma persona en los últimos tres meses por un total de 8,099 acciones ordinarias, con ingresos brutos combinados de $25,704.49. El declarante afirma no tener conocimiento de información adversa material no divulgada sobre el emisor.

Rocket Pharmaceuticals, Inc. (RCKT)� 규칙 144� 따른 제안 � 최근 내부� 거래� 공지합니�. � 개인� 2025-08-15� 권리확정(vesting)� 제한주식에서 361 보통주를 제공� 예정이며, 제안� 매각� � 시가총액은 $1,081.63이고 � 주식들은 2025-08-19� NASDAQ에서 매도� 것으� 예상됩니�. 제출서에� 같은 인물� 지� 3개월 동안 � 8,099 주를 매도� � $25,704.49� 총수익을 올린 � 건의 이전 매도� 공개되어 있습니다. 제출인은 발행회사� 관� 미공� 중대� 불리� 정보가 있다� 사실� 알지 못한다고 진술했습니다.

Rocket Pharmaceuticals, Inc. (RCKT) signale des opérations proposées et récentes d'initiés conformément à la Règle 144. Un individu offrira 361 actions ordinaires résultant d'un vesting d'actions restreintes le 15/08/2025 ; la valeur de marché totale de la vente proposée est de 1 081,63 $ et les actions devraient être vendues le 19/08/2025 sur le NASDAQ. Le dépôt divulgue également trois ventes antérieures par la même personne au cours des trois derniers mois totalisant 8 099 actions ordinaires, pour des produits bruts combinés de 25 704,49 $. Le déclarant atteste ne pas avoir connaissance d'informations défavorables importantes non divulguées concernant l'émetteur.

Rocket Pharmaceuticals, Inc. (RCKT) meldet vorgeschlagene und kürzliche Insider-Transaktionen gemäß Regel 144. Eine Person wird 361 Stammaktien anbieten, die aus einer Restricted-Stock-Vesting am 15.08.2025 stammen; der aggregierte Marktwert des geplanten Verkaufs beträgt $1.081,63 und die Aktien sollen am 19.08.2025 an der NASDAQ veräußert werden. Die Einreichung offenbart außerdem drei frühere Verkäufe derselben Person innerhalb der letzten drei Monate in Höhe von insgesamt 8.099 Stammaktien mit zusammengerechnetem Bruttoerlös von $25.704,49. Der Melder erklärt, ihm seien keine nicht offengelegten, wesentlichen nachteiligen Informationen über den Emittenten bekannt.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What insider transactions does the RCKT Form 144 disclose?

The notice discloses prior sales of 8,099 common shares for $25,704.49 in the past three months and a proposed sale of 361 vested shares valued at $1,081.63.

What was the source of the shares being sold under Rule 144 for RCKT?

The shares subject to the proposed sale were acquired via restricted stock vesting on 08/15/2025 and are described as compensation.

On which exchange will the planned RCKT sale occur and when?

The planned sale is expected to take place on NASDAQ on 08/19/2025.

How large are these transactions relative to Rocket Pharmaceuticals' outstanding shares?

The issuer reports 107,903,871 shares outstanding; the disclosed recent sales and proposed sale represent a negligible percentage of total shares outstanding.

Does the Form 144 include an attestation about material nonpublic information?

Yes; the filer signs a representation that they do not know any material adverse information about the issuer that has not been publicly disclosed.

Were any of the disclosed sales gifts or other nonstandard transfers?

No; the filing shows prior sales and the newly acquired shares were vested compensation, with no gift indicated.
Rocket Pharmaceu

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326.95M
104.27M
3.03%
91.39%
10.41%
Biotechnology
Pharmaceutical Preparations
United States
NEW YORK