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[144] Rocket Pharmaceuticals, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Rocket Pharmaceuticals (RCKT) Form 144 notice shows an insider plans to sell 805 shares of common stock through Fidelity on 08/19/2025. The shares were acquired on 08/15/2025 by restricted stock vesting and paid as compensation. The filing discloses prior sales by Jonathan Schwartz: 801 shares on 05/20/2025 for $5,163.25, 11,161 shares on 08/14/2025 for $33,691.71, and 1,680 shares on 08/18/2025 for $5,149.54. The notice includes the required representation that the signer is unaware of undisclosed material adverse information.

Rocket Pharmaceuticals (RCKT) - Una nota Form 144 indica che un insider prevede di vendere 805 azioni di azioni ordinarie tramite Fidelity il 19/08/2025. Le azioni sono state acquisite il 15/08/2025 tramite vesting di azioni soggette a restrizioni e sono state corrisposte come compenso. Il deposito rivela vendite precedenti di Jonathan Schwartz: 801 azioni il 20/05/2025 per $5.163,25, 11.161 azioni il 14/08/2025 per $33.691,71, e 1.680 azioni il 18/08/2025 per $5.149,54. La notifica include la dichiarazione richiesta che il firmatario non è a conoscenza di informazioni materiali avverse non divulgate.

Rocket Pharmaceuticals (RCKT) - Un aviso Form 144 muestra que un insider planea vender 805 acciones de capital común a través de Fidelity el 19/08/2025. Las acciones se adquirieron el 15/08/2025 por vesting de acciones restringidas y se entregaron como dzԲó. La presentación revela ventas previas de Jonathan Schwartz: 801 acciones el 20/05/2025 por $5,163.25, 11,161 acciones el 14/08/2025 por $33,691.71, y 1,680 acciones el 18/08/2025 por $5,149.54. El aviso incluye la representación requerida de que el firmante no conoce información adversa material no divulgada.

Rocket Pharmaceuticals (RCKT) - Form 144 공시� 따르� 내부자가 2025-08-19� Fidelity� 통해 보통� 805�� 매도� 계획입니�. 해당 주식은 2025-08-15제한부 주식� 베스�으로 취득되었으며 보상으로 지급되었습니다. 제출서류에는 Jonathan Schwartz� 이전 매도 내역� 공개되어 있습니다: 801� (2025-05-20) 매각� $5,163.25, 11,161� (2025-08-14) 매각� $33,691.71, � 1,680� (2025-08-18) 매각� $5,149.54. 공지에는 서명자가 공개되지 않은 중요� 불리� 정보� 알고 있지 않다� 필수 진술� 포함되어 있습니다.

Rocket Pharmaceuticals (RCKT) - Un avis Form 144 indique qu'un initié prévoit de vendre 805 actions ordinaires via Fidelity le 19/08/2025. Les actions ont été acquises le 15/08/2025 par vesting d'actions restreintes et versées en tant que éܲéپDz. Le dépôt révèle des ventes antérieures de Jonathan Schwartz : 801 actions le 20/05/2025 pour 5 163,25 $, 11 161 actions le 14/08/2025 pour 33 691,71 $, et 1 680 actions le 18/08/2025 pour 5 149,54 $. L'avis contient la déclaration requise selon laquelle le signataire n'a pas connaissance d'informations défavorables importantes non divulguées.

Rocket Pharmaceuticals (RCKT) - Eine Form-144-Mitteilung zeigt, dass ein Insider plant, am 19.08.2025 über Fidelity 805 Aktien des Stammkapitals zu verkaufen. Die Aktien wurden am 15.08.2025 durch Vesting eingeschränkter Aktien erworben und als ձüٳܲԲ ausgezahlt. Die Einreichung nennt frühere Verkäufe von Jonathan Schwartz: 801 Aktien am 20.05.2025 ü $5.163,25, 11.161 Aktien am 14.08.2025 ü $33.691,71, und 1.680 Aktien am 18.08.2025 ü $5.149,54. Die Mitteilung enthält die erforderliche Zusicherung, dass der Unterzeichner keine nicht offengelegten, wesentlichen nachteiligen Informationen kenne.

Positive
  • Clear disclosure of the planned sale date, broker, and number of shares (805) provides transparency
  • Acquisition source stated as restricted stock vesting, clarifying the reason for ownership
  • Prior sales fully reported with dates and gross proceeds, supporting regulatory compliance
Negative
  • None.

Insights

TL;DR: Routine insider sale notice for recently vested shares; disclosed prior transactions increase transparency but are small versus outstanding shares.

The Form 144 documents a proposed sale of 805 shares acquired through restricted stock vesting and intended to be executed on 08/19/2025 via Fidelity. Prior reported disposals total 13,642 shares across May and August 2025 with aggregate gross proceeds of approximately $44,004. The filing supplies standard certifications about material nonpublic information. Relative to the reported outstanding share count of 107,903,871, these transactions are de minimis and appear procedural rather than material to valuation.

TL;DR: Disclosure is compliant and timely; vesting-origin of shares signals compensation-related liquidity rather than policy breaches.

The notice identifies the securities as compensation from restricted stock vesting dated 08/15/2025 and confirms the signer’s legal attestation regarding undisclosed material information. The inclusion of multiple recent sale entries and broker details demonstrates adherence to Rule 144 disclosure practices. There is no statement in the filing indicating any governance or compliance concerns.

Rocket Pharmaceuticals (RCKT) - Una nota Form 144 indica che un insider prevede di vendere 805 azioni di azioni ordinarie tramite Fidelity il 19/08/2025. Le azioni sono state acquisite il 15/08/2025 tramite vesting di azioni soggette a restrizioni e sono state corrisposte come compenso. Il deposito rivela vendite precedenti di Jonathan Schwartz: 801 azioni il 20/05/2025 per $5.163,25, 11.161 azioni il 14/08/2025 per $33.691,71, e 1.680 azioni il 18/08/2025 per $5.149,54. La notifica include la dichiarazione richiesta che il firmatario non è a conoscenza di informazioni materiali avverse non divulgate.

Rocket Pharmaceuticals (RCKT) - Un aviso Form 144 muestra que un insider planea vender 805 acciones de capital común a través de Fidelity el 19/08/2025. Las acciones se adquirieron el 15/08/2025 por vesting de acciones restringidas y se entregaron como dzԲó. La presentación revela ventas previas de Jonathan Schwartz: 801 acciones el 20/05/2025 por $5,163.25, 11,161 acciones el 14/08/2025 por $33,691.71, y 1,680 acciones el 18/08/2025 por $5,149.54. El aviso incluye la representación requerida de que el firmante no conoce información adversa material no divulgada.

Rocket Pharmaceuticals (RCKT) - Form 144 공시� 따르� 내부자가 2025-08-19� Fidelity� 통해 보통� 805�� 매도� 계획입니�. 해당 주식은 2025-08-15제한부 주식� 베스�으로 취득되었으며 보상으로 지급되었습니다. 제출서류에는 Jonathan Schwartz� 이전 매도 내역� 공개되어 있습니다: 801� (2025-05-20) 매각� $5,163.25, 11,161� (2025-08-14) 매각� $33,691.71, � 1,680� (2025-08-18) 매각� $5,149.54. 공지에는 서명자가 공개되지 않은 중요� 불리� 정보� 알고 있지 않다� 필수 진술� 포함되어 있습니다.

Rocket Pharmaceuticals (RCKT) - Un avis Form 144 indique qu'un initié prévoit de vendre 805 actions ordinaires via Fidelity le 19/08/2025. Les actions ont été acquises le 15/08/2025 par vesting d'actions restreintes et versées en tant que éܲéپDz. Le dépôt révèle des ventes antérieures de Jonathan Schwartz : 801 actions le 20/05/2025 pour 5 163,25 $, 11 161 actions le 14/08/2025 pour 33 691,71 $, et 1 680 actions le 18/08/2025 pour 5 149,54 $. L'avis contient la déclaration requise selon laquelle le signataire n'a pas connaissance d'informations défavorables importantes non divulguées.

Rocket Pharmaceuticals (RCKT) - Eine Form-144-Mitteilung zeigt, dass ein Insider plant, am 19.08.2025 über Fidelity 805 Aktien des Stammkapitals zu verkaufen. Die Aktien wurden am 15.08.2025 durch Vesting eingeschränkter Aktien erworben und als ձüٳܲԲ ausgezahlt. Die Einreichung nennt frühere Verkäufe von Jonathan Schwartz: 801 Aktien am 20.05.2025 ü $5.163,25, 11.161 Aktien am 14.08.2025 ü $33.691,71, und 1.680 Aktien am 18.08.2025 ü $5.149,54. Die Mitteilung enthält die erforderliche Zusicherung, dass der Unterzeichner keine nicht offengelegten, wesentlichen nachteiligen Informationen kenne.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What shares of RCKT are proposed for sale in this Form 144?

The filing proposes sale of 805 shares of common stock to be sold on 08/19/2025 through Fidelity Brokerage Services.

How were the 805 shares acquired according to the filing?

The shares were acquired on 08/15/2025 via restricted stock vesting and were paid as compensation on that date.

What prior insider sales are disclosed in this filing?

The filing reports sales by Jonathan Schwartz of 801 shares on 05/20/2025 for $5,163.25, 11,161 shares on 08/14/2025 for $33,691.71, and 1,680 shares on 08/18/2025 for $5,149.54.

Does the filing state any undisclosed material information about Rocket Pharmaceuticals?

By signing, the person represents they do not know any material adverse information

What broker is handling the proposed sale?

The sale is to be executed through Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield, RI.
Rocket Pharmaceu

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326.95M
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Biotechnology
Pharmaceutical Preparations
United States
NEW YORK