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[SCHEDULE 13G/A] Rocket Pharmaceuticals, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary

Rocket Pharmaceuticals disclosure shows that Maverick-affiliated entities and Lee S. Ainslie beneficially hold 8,363,813 shares of common stock, equal to 7.8% of the company based on 107,737,919 shares outstanding. The reported holdings arise from multiple funds and accounts: Maverick Fund USA, Ltd. (1,686,548 shares); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); and separately managed accounts (334,011).

Maverick is identified as the investment adviser with investment discretion over these client accounts, Maverick Capital Management is the general partner, and Lee S. Ainslie III is the manager. The filing reports no sole voting or dispositive power and shared voting and dispositive power over all 8,363,813 shares, indicating a significant institutional stake without unilateral control.

La comunicazione di Rocket Pharmaceuticals mostra che entità affiliate a Maverick e Lee S. Ainslie detengono beneficiariamente 8,363,813 azioni ordinarie, pari al 7.8% della società su un totale di 107,737,919 azioni in circolazione. Le partecipazioni dichiarate provengono da più fondi e conti: Maverick Fund USA, Ltd. (1,686,548 azioni); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); e conti gestiti separatamente (334,011).

Maverick è indicata come consulente d'investimento con discrezione sugli investimenti di questi conti, Maverick Capital Management è il partner generale e Lee S. Ainslie III è il gestore. La comunicazione riporta nessun potere esclusivo di voto o di disposizione e potere condiviso di voto e di disposizione su tutte le 8,363,813 azioni, segnalando una partecipazione istituzionale significativa senza controllo unilaterale.

La comunicación de Rocket Pharmaceuticals muestra que entidades vinculadas a Maverick y Lee S. Ainslie poseen beneficiariamente 8,363,813 acciones ordinarias, equivalentes al 7.8% de la compañía sobre un total de 107,737,919 acciones en circulación. Las participaciones declaradas provienen de varios fondos y cuentas: Maverick Fund USA, Ltd. (1,686,548 acciones); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); y cuentas gestionadas por separado (334,011).

Maverick figura como asesor de inversión con discreción sobre las inversiones de estas cuentas de clientes, Maverick Capital Management es el socio general y Lee S. Ainslie III es el gestor. El informe señala ningún poder exclusivo de voto o disposición y poder compartido de voto y disposición sobre las 8,363,813 acciones, lo que indica una participación institucional importante sin control unilateral.

Rocket Pharmaceuticalsì� 공시ì—� 따르ë©� Maverick 연계 기관들과 Lee S. AinslieëŠ� 사실ìƒ� 8,363,813ì£�ì� 보통주를 보유하고 있으ë©�, ì´� 발행주ì‹ìˆ� 107,737,919ì£� 기준으로 회사 ì§€ë¶„ì˜ 7.8%ì—� 해당합니ë‹�. ì‹ ê³ ë� 보유ëŠ� 여러 펀드와 계좌ì—서 ë°œìƒí•©ë‹ˆë‹�: Maverick Fund USA, Ltd. (1,686,548ì£�); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); ë³„ë„ ìš´ìš© 계좌(334,011).

공시ì—서ëŠ� Maverickì� ì´ë“¤ ê³ ê° ê³„ì¢Œì� íˆ¬ìž ìž¬ëŸ‰ì� ê°€ì§� 투ìžìžë¬¸ì‚¬ë¡œ, Maverick Capital Managementê°€ ì¼ë°˜ 파트너ì´ë©� Lee S. Ainslie IIIê°€ 매니저ë¡� 기재ë˜ì–´ 있습니다. 해당 ì‹ ê³ ëŠ� 모든 8,363,813ì£¼ì— ëŒ€í•� ë‹¨ë… ì˜ê²°ê¶� ë˜ëŠ” 처분ê¶� ì—†ìŒê³� ê³µë™ ì˜ê²°ê¶� ë°� 처분ê¶� 보유ì� 보고하고 있어 ë‹¨ë… í†µì œ ì—†ì´ ìƒë‹¹í•� 기관 ì§€ë¶„ì„ ë³´ìœ í•˜ê³  있ìŒì� 나타냅니ë‹�.

La communication de Rocket Pharmaceuticals indique que des entités affiliées à Maverick et Lee S. Ainslie détiennent bénéficiairement 8,363,813 actions ordinaires, soit 7.8% de la société sur la base de 107,737,919 actions en circulation. Les participations déclarées proviennent de plusieurs fonds et comptes : Maverick Fund USA, Ltd. (1,686,548 actions) ; Maverick Fund II, Ltd. (1,727,675) ; Maverick Long Enhanced Fund, Ltd. (1,930,078) ; Maverick HP, L.P. (1,726,954) ; Maverick Long Fund, Ltd. (958,547) ; et des comptes gérés séparément (334,011).

Maverick est identifié comme le conseiller en investissement disposant de la discrétion d'investissement sur ces comptes clients, Maverick Capital Management est le commandité et Lee S. Ainslie III en est le gestionnaire. Le dépôt indique aucun pouvoir de vote ou de disposition exclusif et un pouvoir de vote et de disposition partagé sur l'ensemble des 8,363,813 actions, traduisant une participation institutionnelle significative sans contrôle unilatéral.

Die Offenlegung von Rocket Pharmaceuticals zeigt, dass Maverick-nahe Einheiten und Lee S. Ainslie wirtschaftlich 8,363,813 Aktien des Stammkapitals halten, was bei insgesamt 107,737,919 ausstehenden Aktien 7.8% des Unternehmens entspricht. Die gemeldeten Bestände stammen aus mehreren Fonds und Konten: Maverick Fund USA, Ltd. (1,686,548 Aktien); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); sowie separat verwaltete Konten (334,011).

Maverick wird als Anlageberater mit Investitionsdiscretion für diese Kundenkonten genannt, Maverick Capital Management ist der General Partner und Lee S. Ainslie III der Manager. Die Meldung gibt an, dass für alle 8,363,813 Aktien keine alleinige Stimm- oder Verfügungsbefugnis besteht, sondern gemeinsame Stimm- und Verfügungsbefugnis, was auf eine bedeutende institutionelle Beteiligung ohne einseitige Kontrolle hinweist.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Maverick and affiliates hold a material 7.8% stake (8.36M shares), a notable institutional position but not controlling.

The filing documents a substantial passive institutional stake across multiple Maverick funds and managed accounts totaling 8,363,813 shares, representing 7.8% of the outstanding common stock (107,737,919 shares). All power is reported as shared rather than sole, so while this is large enough to warrant attention from investors and the company, it does not convey unilateral voting or disposition control. The structure—advisory relationships and general partner/manager roles—clarifies why beneficial ownership is attributed to both the firm and Mr. Ainslie.

TL;DR A meaningful institutional stake is disclosed, but lack of sole voting power limits immediate governance control.

The Schedule 13G shows coordinated beneficial ownership by Maverick entities and Lee S. Ainslie totaling 8,363,813 shares (7.8%). The report specifies shared voting and dispositive power with no sole authority, implying influence potential via engagement or coalition-building rather than direct control. For governance impact, this position is material enough to matter in activist or engagement scenarios, but the filing does not indicate any group formation, solicitation, or intent to influence control.

La comunicazione di Rocket Pharmaceuticals mostra che entità affiliate a Maverick e Lee S. Ainslie detengono beneficiariamente 8,363,813 azioni ordinarie, pari al 7.8% della società su un totale di 107,737,919 azioni in circolazione. Le partecipazioni dichiarate provengono da più fondi e conti: Maverick Fund USA, Ltd. (1,686,548 azioni); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); e conti gestiti separatamente (334,011).

Maverick è indicata come consulente d'investimento con discrezione sugli investimenti di questi conti, Maverick Capital Management è il partner generale e Lee S. Ainslie III è il gestore. La comunicazione riporta nessun potere esclusivo di voto o di disposizione e potere condiviso di voto e di disposizione su tutte le 8,363,813 azioni, segnalando una partecipazione istituzionale significativa senza controllo unilaterale.

La comunicación de Rocket Pharmaceuticals muestra que entidades vinculadas a Maverick y Lee S. Ainslie poseen beneficiariamente 8,363,813 acciones ordinarias, equivalentes al 7.8% de la compañía sobre un total de 107,737,919 acciones en circulación. Las participaciones declaradas provienen de varios fondos y cuentas: Maverick Fund USA, Ltd. (1,686,548 acciones); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); y cuentas gestionadas por separado (334,011).

Maverick figura como asesor de inversión con discreción sobre las inversiones de estas cuentas de clientes, Maverick Capital Management es el socio general y Lee S. Ainslie III es el gestor. El informe señala ningún poder exclusivo de voto o disposición y poder compartido de voto y disposición sobre las 8,363,813 acciones, lo que indica una participación institucional importante sin control unilateral.

Rocket Pharmaceuticalsì� 공시ì—� 따르ë©� Maverick 연계 기관들과 Lee S. AinslieëŠ� 사실ìƒ� 8,363,813ì£�ì� 보통주를 보유하고 있으ë©�, ì´� 발행주ì‹ìˆ� 107,737,919ì£� 기준으로 회사 ì§€ë¶„ì˜ 7.8%ì—� 해당합니ë‹�. ì‹ ê³ ë� 보유ëŠ� 여러 펀드와 계좌ì—서 ë°œìƒí•©ë‹ˆë‹�: Maverick Fund USA, Ltd. (1,686,548ì£�); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); ë³„ë„ ìš´ìš© 계좌(334,011).

공시ì—서ëŠ� Maverickì� ì´ë“¤ ê³ ê° ê³„ì¢Œì� íˆ¬ìž ìž¬ëŸ‰ì� ê°€ì§� 투ìžìžë¬¸ì‚¬ë¡œ, Maverick Capital Managementê°€ ì¼ë°˜ 파트너ì´ë©� Lee S. Ainslie IIIê°€ 매니저ë¡� 기재ë˜ì–´ 있습니다. 해당 ì‹ ê³ ëŠ� 모든 8,363,813ì£¼ì— ëŒ€í•� ë‹¨ë… ì˜ê²°ê¶� ë˜ëŠ” 처분ê¶� ì—†ìŒê³� ê³µë™ ì˜ê²°ê¶� ë°� 처분ê¶� 보유ì� 보고하고 있어 ë‹¨ë… í†µì œ ì—†ì´ ìƒë‹¹í•� 기관 ì§€ë¶„ì„ ë³´ìœ í•˜ê³  있ìŒì� 나타냅니ë‹�.

La communication de Rocket Pharmaceuticals indique que des entités affiliées à Maverick et Lee S. Ainslie détiennent bénéficiairement 8,363,813 actions ordinaires, soit 7.8% de la société sur la base de 107,737,919 actions en circulation. Les participations déclarées proviennent de plusieurs fonds et comptes : Maverick Fund USA, Ltd. (1,686,548 actions) ; Maverick Fund II, Ltd. (1,727,675) ; Maverick Long Enhanced Fund, Ltd. (1,930,078) ; Maverick HP, L.P. (1,726,954) ; Maverick Long Fund, Ltd. (958,547) ; et des comptes gérés séparément (334,011).

Maverick est identifié comme le conseiller en investissement disposant de la discrétion d'investissement sur ces comptes clients, Maverick Capital Management est le commandité et Lee S. Ainslie III en est le gestionnaire. Le dépôt indique aucun pouvoir de vote ou de disposition exclusif et un pouvoir de vote et de disposition partagé sur l'ensemble des 8,363,813 actions, traduisant une participation institutionnelle significative sans contrôle unilatéral.

Die Offenlegung von Rocket Pharmaceuticals zeigt, dass Maverick-nahe Einheiten und Lee S. Ainslie wirtschaftlich 8,363,813 Aktien des Stammkapitals halten, was bei insgesamt 107,737,919 ausstehenden Aktien 7.8% des Unternehmens entspricht. Die gemeldeten Bestände stammen aus mehreren Fonds und Konten: Maverick Fund USA, Ltd. (1,686,548 Aktien); Maverick Fund II, Ltd. (1,727,675); Maverick Long Enhanced Fund, Ltd. (1,930,078); Maverick HP, L.P. (1,726,954); Maverick Long Fund, Ltd. (958,547); sowie separat verwaltete Konten (334,011).

Maverick wird als Anlageberater mit Investitionsdiscretion für diese Kundenkonten genannt, Maverick Capital Management ist der General Partner und Lee S. Ainslie III der Manager. Die Meldung gibt an, dass für alle 8,363,813 Aktien keine alleinige Stimm- oder Verfügungsbefugnis besteht, sondern gemeinsame Stimm- und Verfügungsbefugnis, was auf eine bedeutende institutionelle Beteiligung ohne einseitige Kontrolle hinweist.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Maverick Capital, Ltd.
Signature:/s/ Trevor Wiessmann*
Name/Title:By: Maverick Capital Management, LLC, its General Partner By: Lee S. Ainslie III, Manager
Date:08/14/2025
Maverick Capital Management, LLC
Signature:/s/ Trevor Wiessmann*
Name/Title:Lee S. Ainslie III, Manager
Date:08/14/2025
Lee S. Ainslie III
Signature:/s/ Trevor Wiessmann*
Name/Title:Lee S. Ainslie III, Manager
Date:08/14/2025

Comments accompanying signature: *Under Power of Attorney, dated March 15, 2018

FAQ

How many Rocket Pharmaceuticals (RCKT) shares do Maverick and affiliates own?

They beneficially own 8,363,813 shares of RCKT, as reported in the Schedule 13G/A.

What percentage of RCKT does Maverick's position represent?

The reported stake represents 7.8% of the company's common stock based on 107,737,919 outstanding shares.

Do Maverick or Lee S. Ainslie have sole voting control over these shares?

No. The filing reports 0 shares of sole voting power and indicates shared voting and dispositive power over all reported shares.

Which Maverick funds hold the reported shares?

Holdings are allocated across named accounts including Maverick Fund USA, Ltd. (1,686,548), Maverick Fund II, Ltd. (1,727,675), Maverick Long Enhanced Fund, Ltd. (1,930,078), Maverick HP, L.P. (1,726,954), Maverick Long Fund, Ltd. (958,547), and separately managed accounts (334,011).

Does this filing indicate an intent to influence control of Rocket Pharmaceuticals?

No. The filing includes a certification stating the securities were not acquired for the purpose of changing or influencing control and no group formation is reported.
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Biotechnology
Pharmaceutical Preparations
United States
NEW YORK