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[Form 4] Regions Financial Corp. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Regions Financial Corp. (RF) reporting person Tara A. Plimpton, SEVP & Chief Legal Officer, reported a transaction on 08/27/2025 that disposed of 1,875 shares of Regions common stock via a Code G (gift) at an effective price of $0.0000. Following the reported disposition, Plimpton beneficially owned 74,543 shares. The Form 4 was signed by an attorney-in-fact on 08/28/2025.

Regions Financial Corp. (RF), la segnalante Tara A. Plimpton, SEVP e Chief Legal Officer, ha riportato una transazione del 27/08/2025 con la quale sono state cedute 1.875 azioni ordinarie di Regions mediante un Codice G (donazione) a un prezzo effettivo di $0,0000. Dopo la disposizione segnalata, Plimpton deteneva beneficiariamente 74.543 azioni. Il Modulo 4 è stato firmato da un procuratore il 28/08/2025.

Regions Financial Corp. (RF), la persona informante Tara A. Plimpton, SEVP y Chief Legal Officer, informó una transacción el 27/08/2025 en la que se dispusieron 1.875 acciones comunes de Regions mediante un Código G (donación) a un precio efectivo de $0,0000. Tras la disposición informada, Plimpton poseía beneficiariamente 74.543 acciones. El Formulario 4 fue firmado por un apoderado el 28/08/2025.

Regions Financial Corp. (RF) 신고� 타� A. 플림프턴(SEVP � 최고법률책임�)은 2025-08-27코드 G(증여)� Regions 보통� 1,875주를 유효 가� $0.0000� 처분했다� 보고했습니다. 보고� 처분 � 플림프턴은 74,543주를 실질적으� 보유하고 있었습니�. 양식 4� 2025-08-28� 대리인(법정대리인)� 의해 서명되었습니�.

Regions Financial Corp. (RF), la personne déclarante Tara A. Plimpton, SEVP et Chief Legal Officer, a déclaré une opération le 27/08/2025 portant sur la cession de 1�875 actions ordinaires de Regions au moyen d’un Code G (don) à un prix effectif de 0,0000 $. À la suite de cette cession, Plimpton détenait à titre bénéficiaire 74�543 actions. Le formulaire 4 a été signé par un mandataire le 28/08/2025.

Regions Financial Corp. (RF), meldende Person Tara A. Plimpton, SEVP & Chief Legal Officer, meldete eine Transaktion am 27.08.2025, bei der 1.875 Aktien der Stammaktien von Regions mittels Code G (Schenkung) zu einem effektiven Preis von $0,0000 veräußert wurden. Nach der gemeldeten Veräußerung hielt Plimpton wirtschaftlich 74.543 Aktien. Das Formular 4 wurde am 28.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Timely disclosure filed the day after the transaction (transaction 08/27/2025; filing signed 08/28/2025)
  • Clear reporting of a Code G gift with price shown as $0.0000, indicating a non-sale transfer
Negative
  • Reduction in insider holdings by 1,875 shares, lowering beneficial ownership to 74,543 shares

Insights

TL;DR: Routine insider gift reducing direct holdings modestly; disclosure appears timely.

The Form 4 shows a Code G disposition of 1,875 shares by the issuer's SEVP & Chief Legal Officer, with a post-transaction beneficial ownership of 74,543 shares. The filing was executed by an attorney-in-fact on 08/28/2025 for a transaction dated 08/27/2025, which is consistent with standard insider reporting procedures. This report documents a personal transfer (gift) rather than a sale, and does not, by itself, indicate compensation changes or governance actions at the company.

TL;DR: Transaction is a non-sale gift by an officer; impact on outstanding shares and control is negligible.

The filing records a $0.0000 price disposal under Code G for 1,875 common shares. The remaining beneficial holding is reported as 74,543 shares and the ownership form is listed as direct. There are no derivative instruments reported. From a market and capital-structure perspective, this single gift is small and does not alter reported derivative exposure or signal a compensatory transaction.

Regions Financial Corp. (RF), la segnalante Tara A. Plimpton, SEVP e Chief Legal Officer, ha riportato una transazione del 27/08/2025 con la quale sono state cedute 1.875 azioni ordinarie di Regions mediante un Codice G (donazione) a un prezzo effettivo di $0,0000. Dopo la disposizione segnalata, Plimpton deteneva beneficiariamente 74.543 azioni. Il Modulo 4 è stato firmato da un procuratore il 28/08/2025.

Regions Financial Corp. (RF), la persona informante Tara A. Plimpton, SEVP y Chief Legal Officer, informó una transacción el 27/08/2025 en la que se dispusieron 1.875 acciones comunes de Regions mediante un Código G (donación) a un precio efectivo de $0,0000. Tras la disposición informada, Plimpton poseía beneficiariamente 74.543 acciones. El Formulario 4 fue firmado por un apoderado el 28/08/2025.

Regions Financial Corp. (RF) 신고� 타� A. 플림프턴(SEVP � 최고법률책임�)은 2025-08-27코드 G(증여)� Regions 보통� 1,875주를 유효 가� $0.0000� 처분했다� 보고했습니다. 보고� 처분 � 플림프턴은 74,543주를 실질적으� 보유하고 있었습니�. 양식 4� 2025-08-28� 대리인(법정대리인)� 의해 서명되었습니�.

Regions Financial Corp. (RF), la personne déclarante Tara A. Plimpton, SEVP et Chief Legal Officer, a déclaré une opération le 27/08/2025 portant sur la cession de 1�875 actions ordinaires de Regions au moyen d’un Code G (don) à un prix effectif de 0,0000 $. À la suite de cette cession, Plimpton détenait à titre bénéficiaire 74�543 actions. Le formulaire 4 a été signé par un mandataire le 28/08/2025.

Regions Financial Corp. (RF), meldende Person Tara A. Plimpton, SEVP & Chief Legal Officer, meldete eine Transaktion am 27.08.2025, bei der 1.875 Aktien der Stammaktien von Regions mittels Code G (Schenkung) zu einem effektiven Preis von $0,0000 veräußert wurden. Nach der gemeldeten Veräußerung hielt Plimpton wirtschaftlich 74.543 Aktien. Das Formular 4 wurde am 28.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Plimpton Tara A

(Last) (First) (Middle)
P. O. BOX 10247

(Street)
BIRMINGHAM AL 35202-0247

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP & Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/27/2025 G 1,875 D $0.0000 74,543 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
sec16poa_plimpton.txt
/s/ Elizabeth H. Townsend - Attorney-in-Fact 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Tara A. Plimpton report on Form 4 for RF?

The Form 4 reports a Code G (gift) disposition of 1,875 shares of Regions Financial Corp. on 08/27/2025, with 74,543 shares owned after the transaction.

What does Code G mean on the Form 4 filed for RF?

Code G indicates the reported shares were disposed of as a gift, and the transaction price is shown as $0.0000.

When was the Form 4 for RF signed and by whom?

The Form 4 was signed by an Attorney-in-Fact, Elizabeth H. Townsend, on 08/28/2025 for the transaction dated 08/27/2025.

Did the Form 4 report any derivative transactions for RF?

No. Table II for derivative securities shows no derivative instruments were reported in this filing.

How many shares does the reporting person own after the transaction?

The reporting person beneficially owned 74,543 shares of Regions Financial Corp. following the reported disposition.
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