[Form 4] Rocket Lab Corporation Insider Trading Activity
Rocket Lab director Edward H. Frank was granted 3,960 restricted stock units (RSUs) on 08/27/2025 under the company's non-employee director compensation policy and 2021 incentive plan. The RSUs carry a $0.0 purchase price and will vest in full on the earlier of the issuer's next annual meeting or the one-year anniversary of grant, provided Mr. Frank continues board service through that date. Following the grant, the filing shows Mr. Frank beneficially owns 150,004 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Il direttore di Rocket Lab, Edward H. Frank, ha ricevuto in data 27/08/2025 3.960 restricted stock units (RSU) ai sensi della politica di compensazione per amministratori non esecutivi e del piano incentivi 2021 della societ脿. Le RSU hanno un prezzo di acquisto pari a $0,0 e matureranno integralmente alla prima tra la prossima assemblea annuale dell'emittente e il primo anniversario della concessione, a condizione che il sig. Frank continui il suo mandato in consiglio fino a tale data. Dopo la concessione, la comunicazione indica che il sig. Frank possiede beneficialmente 150.004 azioni. Il Modulo 4 猫 stato firmato da un procuratore in nome della persona che effettua la comunicazione.
El director de Rocket Lab, Edward H. Frank, recibi贸 el 27/08/2025 3.960 restricted stock units (RSU) conforme a la pol铆tica de compensaci贸n para directores no empleados y al plan de incentivos 2021 de la compa帽铆a. Las RSU tienen un precio de compra de $0,0 y se consolidar谩n por completo en la fecha que ocurra antes entre la pr贸xima junta anual del emisor o el primer aniversario de la concesi贸n, siempre que el Sr. Frank contin煤e prestando servicio en la junta hasta esa fecha. Tras la concesi贸n, la presentaci贸n indica que el Sr. Frank posee de forma beneficiaria 150.004 acciones. El Formulario 4 fue firmado por un apoderado en nombre de la persona informante.
Rocket Lab 鞚挫偓 Edward H. Frank電� 2025-08-27鞐� 須岇偓鞚� 牍勳瀯鞗� 鞚挫偓 氤挫儊鞝曥眳 氚� 2021 鞚胳劶韹半笇 頂岆灉鞐� 霐半澕 3,960臧滌潣 鞝滍暅攵� 欤检嫕 雼渼(RSU)毳� 攵�鞐皼鞎橃姷雼堧嫟. 頃措嫻 RSU鞚� 旆摑 臧�瓴╈潃 $0.0鞚措┌, 靾橂牴鞚茧攵�韯� 1雲� 瓴疥臣鞚� 霕愲姅 氚滍枆靷潣 雼れ潓 鞐半 欤检＜齑濏殞 欷� 牍犽ジ 鞁滌爯鞐� 鞝勲秬 氩犾姢韸�(vesting)霅橂┌, 鞚措姅 Frank 鞌皜 頃措嫻 鞚检瀽旯岇 鞚挫偓須� 頇滊彊鞚� 瓿勳啀頃� 瓴届毎鞐� 頃滍暕雼堧嫟. 攵�鞐� 頉� 鞝滌稖靹滊鞐愲姅 Frank 鞌皜 鞁れ鞝侅溂搿� 150,004欤�毳� 氤挫湢頃橁碃 鞛堧姅 瓴冹溂搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖霅� Form 4電� 氤搓碃鞚胳潉 雽�鞁犿暅 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Le directeur de Rocket Lab, Edward H. Frank, s'est vu attribuer le 27/08/2025 3 960 unit茅s d'actions restreintes (RSU) en vertu de la politique de r茅mun茅ration des administrateurs non salari茅s et du plan d'incitation 2021 de la soci茅t茅. Les RSU ont un prix d'achat de 0,0 $ et seront int茅gralement acquises 脿 la premi猫re des deux dates suivantes : la prochaine assembl茅e g茅n茅rale annuelle de l'茅metteur ou le premier anniversaire de l'attribution, 脿 condition que M. Frank continue d'exercer ses fonctions au conseil jusqu'脿 cette date. Apr猫s l'attribution, la d茅claration indique que M. Frank d茅tient 脿 titre b茅n茅ficiaire 150 004 actions. Le formulaire 4 a 茅t茅 sign茅 par un mandataire agissant au nom de la personne d茅clarante.
Dem Direktor von Rocket Lab, Edward H. Frank, wurden am 27.08.2025 gem盲脽 der Verg眉tungsregelung f眉r nicht-gesch盲ftsf眉hrende Direktoren und dem Incentive-Plan 2021 3.960 Restricted Stock Units (RSUs) gew盲hrt. Die RSUs haben einen Aus眉bungspreis von $0,0 und werden vollst盲ndig zum fr眉heren Zeitpunkt zwischen der n盲chsten Hauptversammlung des Emittenten und dem einj盲hrigen Jahrestag der Gew盲hrung f盲llig, vorausgesetzt, Herr Frank bleibt bis dahin im Vorstand t盲tig. Nach der Gew盲hrung weist die Meldung aus, dass Herr Frank wirtschaftlich 150.004 Aktien besitzt. Das Formular 4 wurde von einem Bevollm盲chtigten im Namen der meldenden Person unterzeichnet.
- RSU grant aligns director pay with shareholder interests through equity-based compensation
- Clear vesting schedule (earlier of next annual meeting or one-year anniversary) conditioned on continued board service
- None.
Insights
TL;DR: A routine director equity grant of 3,960 RSUs increases reported beneficial ownership to 150,004 shares; appears compensatory, not a market trade.
The grant is reported as an acquisition (code A) of RSUs with no cash price, consistent with standard non-employee director compensation. Vesting is time-based and conditioned on continued service, with full vesting at either the next annual meeting or one year from grant. This does not reflect a purchase or sale in the market and is unlikely to materially affect near-term free float given the modest share count relative to typical public company float sizes.
TL;DR: Typical board compensation disclosed; vesting tied to service and standard governance practices.
The disclosure aligns with Rocket Lab's stated non-employee director compensation framework and the 2021 incentive plan. Time-based RSUs that vest on the next annual meeting or one year from grant are common mechanisms to align director incentives with shareholder interests while conditioning award delivery on continued service. The filing was executed by an attorney-in-fact, which is a routine administrative practice.
Il direttore di Rocket Lab, Edward H. Frank, ha ricevuto in data 27/08/2025 3.960 restricted stock units (RSU) ai sensi della politica di compensazione per amministratori non esecutivi e del piano incentivi 2021 della societ脿. Le RSU hanno un prezzo di acquisto pari a $0,0 e matureranno integralmente alla prima tra la prossima assemblea annuale dell'emittente e il primo anniversario della concessione, a condizione che il sig. Frank continui il suo mandato in consiglio fino a tale data. Dopo la concessione, la comunicazione indica che il sig. Frank possiede beneficialmente 150.004 azioni. Il Modulo 4 猫 stato firmato da un procuratore in nome della persona che effettua la comunicazione.
El director de Rocket Lab, Edward H. Frank, recibi贸 el 27/08/2025 3.960 restricted stock units (RSU) conforme a la pol铆tica de compensaci贸n para directores no empleados y al plan de incentivos 2021 de la compa帽铆a. Las RSU tienen un precio de compra de $0,0 y se consolidar谩n por completo en la fecha que ocurra antes entre la pr贸xima junta anual del emisor o el primer aniversario de la concesi贸n, siempre que el Sr. Frank contin煤e prestando servicio en la junta hasta esa fecha. Tras la concesi贸n, la presentaci贸n indica que el Sr. Frank posee de forma beneficiaria 150.004 acciones. El Formulario 4 fue firmado por un apoderado en nombre de la persona informante.
Rocket Lab 鞚挫偓 Edward H. Frank電� 2025-08-27鞐� 須岇偓鞚� 牍勳瀯鞗� 鞚挫偓 氤挫儊鞝曥眳 氚� 2021 鞚胳劶韹半笇 頂岆灉鞐� 霐半澕 3,960臧滌潣 鞝滍暅攵� 欤检嫕 雼渼(RSU)毳� 攵�鞐皼鞎橃姷雼堧嫟. 頃措嫻 RSU鞚� 旆摑 臧�瓴╈潃 $0.0鞚措┌, 靾橂牴鞚茧攵�韯� 1雲� 瓴疥臣鞚� 霕愲姅 氚滍枆靷潣 雼れ潓 鞐半 欤检＜齑濏殞 欷� 牍犽ジ 鞁滌爯鞐� 鞝勲秬 氩犾姢韸�(vesting)霅橂┌, 鞚措姅 Frank 鞌皜 頃措嫻 鞚检瀽旯岇 鞚挫偓須� 頇滊彊鞚� 瓿勳啀頃� 瓴届毎鞐� 頃滍暕雼堧嫟. 攵�鞐� 頉� 鞝滌稖靹滊鞐愲姅 Frank 鞌皜 鞁れ鞝侅溂搿� 150,004欤�毳� 氤挫湢頃橁碃 鞛堧姅 瓴冹溂搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖霅� Form 4電� 氤搓碃鞚胳潉 雽�鞁犿暅 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Le directeur de Rocket Lab, Edward H. Frank, s'est vu attribuer le 27/08/2025 3 960 unit茅s d'actions restreintes (RSU) en vertu de la politique de r茅mun茅ration des administrateurs non salari茅s et du plan d'incitation 2021 de la soci茅t茅. Les RSU ont un prix d'achat de 0,0 $ et seront int茅gralement acquises 脿 la premi猫re des deux dates suivantes : la prochaine assembl茅e g茅n茅rale annuelle de l'茅metteur ou le premier anniversaire de l'attribution, 脿 condition que M. Frank continue d'exercer ses fonctions au conseil jusqu'脿 cette date. Apr猫s l'attribution, la d茅claration indique que M. Frank d茅tient 脿 titre b茅n茅ficiaire 150 004 actions. Le formulaire 4 a 茅t茅 sign茅 par un mandataire agissant au nom de la personne d茅clarante.
Dem Direktor von Rocket Lab, Edward H. Frank, wurden am 27.08.2025 gem盲脽 der Verg眉tungsregelung f眉r nicht-gesch盲ftsf眉hrende Direktoren und dem Incentive-Plan 2021 3.960 Restricted Stock Units (RSUs) gew盲hrt. Die RSUs haben einen Aus眉bungspreis von $0,0 und werden vollst盲ndig zum fr眉heren Zeitpunkt zwischen der n盲chsten Hauptversammlung des Emittenten und dem einj盲hrigen Jahrestag der Gew盲hrung f盲llig, vorausgesetzt, Herr Frank bleibt bis dahin im Vorstand t盲tig. Nach der Gew盲hrung weist die Meldung aus, dass Herr Frank wirtschaftlich 150.004 Aktien besitzt. Das Formular 4 wurde von einem Bevollm盲chtigten im Namen der meldenden Person unterzeichnet.
FAQ
What did Rocket Lab (RKLB) report on Form 4 for Edward H. Frank?
When do the 3,960 RSUs granted to Edward H. Frank vest?
How many Rocket Lab shares does Edward H. Frank beneficially own after the reported transaction?
Was cash paid for the RSUs reported in the Form 4?
Who signed the Form 4 filing for Edward H. Frank?
