[SCHEDULE 13G/A] Rocket Companies, Inc. SEC Filing
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Nuveen Asset Management, LLC ha presentato un emendamento n. 2 al Schedule 13G/A relativo alla partecipazione in Rocket Companies, Inc. (RKT). La comunicazione indica un totale di 25.900.279 azioni, pari al 10,13% della categoria, riferibili a fondi e consulenti affiliati. NAM dichiara la titolarit脿 diretta di 56.641 azioni (0,02%) con pieno diritto di voto e di disposizione su tali azioni. Nel documento si specifica che 20.129.450 azioni sono attribuibili a CREF (consigliato da TCIM) e 5.714.188 azioni ad account gestiti da Teachers Advisors, LLC, e che le azioni sono state acquisite nell'ordinaria attivit脿 di gestione senza intento di influenzare il controllo dell'emittente.
Nuveen Asset Management, LLC present贸 una Enmienda n.潞 2 al Schedule 13G/A notificando la participaci贸n en Rocket Companies, Inc. (RKT). La presentaci贸n muestra un total de 25.900.279 acciones, que representan el 10,13% de la clase, correspondiente a posiciones de asesor铆as y fondos afiliados. NAM informa la propiedad directa de 56.641 acciones (0,02%) con pleno poder de voto y de disposici贸n sobre esas acciones. El documento indica que 20.129.450 acciones se atribuyen a CREF (asesorado por TCIM) y 5.714.188 acciones a cuentas asesoradas por Teachers Advisors, LLC, y que las acciones fueron adquiridas en el curso ordinario del negocio y no con el prop贸sito de influir en el control del emisor.
Nuveen Asset Management, LLC臧� Rocket Companies, Inc.(RKT)鞐� 雽�頃� Schedule 13G/A 靾橃爼靹�(Amendment No. 2)毳� 鞝滌稖頄堨姷雼堧嫟. 鞝滌稖靹滊鞐� 霐半ゴ氅� 齑� 25,900,279欤�, 頃措嫻 韥措灅鞀れ潣 10.13%毳� 氤挫湢頃橁碃 鞛堨溂氅� 鞚措姅 瓿勳棿 鞛愲靷� 氚� 韼�霌滌檧 甏�霠悳 氤挫湢攵勳潉 氚橃榿頃� 靾橃箻鞛呺媹雼�. NAM 鞛愳泊電� 56,641欤�(0.02%)毳� 歆侅爲 氤挫湢頃橁碃 鞛堨溂氅� 頃措嫻 欤检嫕鞐� 雽�頃� 雼弲 鞚橁舶甓� 氚� 觳橂秳甓岇潉 臧�歆�瓿� 鞛堧嫟瓿� 氤搓碃頄堨姷雼堧嫟. 靹滊鞐愲姅 20,129,450欤�臧� TCIM鞚� 鞛愲頃橂姅 CREF鞐� 攴�靻嶋悩瓿� 5,714,188欤�臧� Teachers Advisors, LLC臧� 鞛愲頃橂姅 瓿勳爼鞐� 攴�靻嶋悩氅�, 頃措嫻 欤检嫕鞚� 氚滍枆靷� 歆�氚半牓鞚� 頄夓偓頃橂牑電� 氇╈爜鞚� 鞎勲媽 韱奠儊鞝侅澑 鞓侅梾 瓿检爼鞐愳劀 旆摑霅橃棃雼り碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟.
Nuveen Asset Management, LLC a d茅pos茅 un amendement n掳2 au Schedule 13G/A d茅clarant sa participation dans Rocket Companies, Inc. (RKT). Le d茅p么t indique un total de 25 900 279 actions, repr茅sentant 10,13% de la cat茅gorie, refl茅tant des positions li茅es 脿 des conseillers et fonds affili茅s. NAM d茅clare une propri茅t茅 directe de 56 641 actions (0,02%) avec le plein pouvoir de vote et de disposition sur ces actions. Le document pr茅cise que 20 129 450 actions sont attribuables 脿 CREF (conseill茅 par TCIM) et 5 714 188 actions 脿 des comptes conseill茅s par Teachers Advisors, LLC, et que les actions ont 茅t茅 acquises dans le cours normal des activit茅s et non dans le but d'influencer le contr么le de l'茅metteur.
Nuveen Asset Management, LLC hat 脛nderung Nr. 2 zu einem Schedule 13G/A eingereicht, die wirtschaftliches Eigentum an Rocket Companies, Inc. (RKT) meldet. Die Einreichung weist insgesamt 25.900.279 Aktien, entsprechend 10,13% der Klasse aus, die mit verbundenen Beratern und Fonds verbunden sind. NAM selbst meldet direkte wirtschaftliche Eigent眉merschaft an 56.641 Aktien (0,02%) mit alleinigem Stimm鈥� und Verf眉gungsrecht 眉ber diese Aktien. In der Meldung hei脽t es, dass 20.129.450 Aktien CREF (beraten von TCIM) zugerechnet werden und 5.714.188 Aktien Konten zugeordnet sind, die von Teachers Advisors, LLC beraten werden, und dass die Aktien im normalen Gesch盲ftsverlauf erworben wurden, nicht um die Kontrolle des Emittenten zu beeinflussen.
- Aggregate 10.13% ownership disclosed, providing transparency about significant institutional holdings
- Filing states shares were acquired in the ordinary course of business and not to influence control
- Breakout of major holdings provided: 20,129,450 shares (CREF) and 5,714,188 shares (TAL-related accounts)
- NAM's sole voting power is limited to 56,641 shares (0.02%), indicating limited direct influence despite larger economic exposure
- Filing does not disclose any changes in holdings over time or acquisition dates for the aggregated positions
Insights
TL;DR: A meaningful 10.13% aggregate stake is disclosed, largely held via affiliated TIAA-managed funds, signaling notable institutional interest.
The filing attributes 25.9 million shares (10.13% of common stock) to Nuveen and affiliated investment advisers, primarily CREF and accounts managed by Teachers Advisors. While NAM's direct voting power is minimal (56,641 shares), the combined economic ownership is material and may affect liquidity and shareholder composition. The statement that shares were acquired in the ordinary course of business and not to influence control reduces immediate governance concerns but highlights concentrated institutional ownership that investors should note.
TL;DR: Filing clarifies ownership lines and affirms no intent to influence control, but concentrated holdings merit monitoring.
The Schedule 13G/A distinguishes NAM's limited direct voting/dispositive power from the larger economic positions held through TCIM and TAL-advised vehicles. Certification that holdings were not acquired to change control is typical for passive investors filing under Rule 13d-1(b). Nevertheless, a >10% aggregate holding by related advisers is material for governance dynamics and could become more significant if holdings or voting arrangements change.
Nuveen Asset Management, LLC ha presentato un emendamento n. 2 al Schedule 13G/A relativo alla partecipazione in Rocket Companies, Inc. (RKT). La comunicazione indica un totale di 25.900.279 azioni, pari al 10,13% della categoria, riferibili a fondi e consulenti affiliati. NAM dichiara la titolarit脿 diretta di 56.641 azioni (0,02%) con pieno diritto di voto e di disposizione su tali azioni. Nel documento si specifica che 20.129.450 azioni sono attribuibili a CREF (consigliato da TCIM) e 5.714.188 azioni ad account gestiti da Teachers Advisors, LLC, e che le azioni sono state acquisite nell'ordinaria attivit脿 di gestione senza intento di influenzare il controllo dell'emittente.
Nuveen Asset Management, LLC present贸 una Enmienda n.潞 2 al Schedule 13G/A notificando la participaci贸n en Rocket Companies, Inc. (RKT). La presentaci贸n muestra un total de 25.900.279 acciones, que representan el 10,13% de la clase, correspondiente a posiciones de asesor铆as y fondos afiliados. NAM informa la propiedad directa de 56.641 acciones (0,02%) con pleno poder de voto y de disposici贸n sobre esas acciones. El documento indica que 20.129.450 acciones se atribuyen a CREF (asesorado por TCIM) y 5.714.188 acciones a cuentas asesoradas por Teachers Advisors, LLC, y que las acciones fueron adquiridas en el curso ordinario del negocio y no con el prop贸sito de influir en el control del emisor.
Nuveen Asset Management, LLC臧� Rocket Companies, Inc.(RKT)鞐� 雽�頃� Schedule 13G/A 靾橃爼靹�(Amendment No. 2)毳� 鞝滌稖頄堨姷雼堧嫟. 鞝滌稖靹滊鞐� 霐半ゴ氅� 齑� 25,900,279欤�, 頃措嫻 韥措灅鞀れ潣 10.13%毳� 氤挫湢頃橁碃 鞛堨溂氅� 鞚措姅 瓿勳棿 鞛愲靷� 氚� 韼�霌滌檧 甏�霠悳 氤挫湢攵勳潉 氚橃榿頃� 靾橃箻鞛呺媹雼�. NAM 鞛愳泊電� 56,641欤�(0.02%)毳� 歆侅爲 氤挫湢頃橁碃 鞛堨溂氅� 頃措嫻 欤检嫕鞐� 雽�頃� 雼弲 鞚橁舶甓� 氚� 觳橂秳甓岇潉 臧�歆�瓿� 鞛堧嫟瓿� 氤搓碃頄堨姷雼堧嫟. 靹滊鞐愲姅 20,129,450欤�臧� TCIM鞚� 鞛愲頃橂姅 CREF鞐� 攴�靻嶋悩瓿� 5,714,188欤�臧� Teachers Advisors, LLC臧� 鞛愲頃橂姅 瓿勳爼鞐� 攴�靻嶋悩氅�, 頃措嫻 欤检嫕鞚� 氚滍枆靷� 歆�氚半牓鞚� 頄夓偓頃橂牑電� 氇╈爜鞚� 鞎勲媽 韱奠儊鞝侅澑 鞓侅梾 瓿检爼鞐愳劀 旆摑霅橃棃雼り碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟.
Nuveen Asset Management, LLC a d茅pos茅 un amendement n掳2 au Schedule 13G/A d茅clarant sa participation dans Rocket Companies, Inc. (RKT). Le d茅p么t indique un total de 25 900 279 actions, repr茅sentant 10,13% de la cat茅gorie, refl茅tant des positions li茅es 脿 des conseillers et fonds affili茅s. NAM d茅clare une propri茅t茅 directe de 56 641 actions (0,02%) avec le plein pouvoir de vote et de disposition sur ces actions. Le document pr茅cise que 20 129 450 actions sont attribuables 脿 CREF (conseill茅 par TCIM) et 5 714 188 actions 脿 des comptes conseill茅s par Teachers Advisors, LLC, et que les actions ont 茅t茅 acquises dans le cours normal des activit茅s et non dans le but d'influencer le contr么le de l'茅metteur.
Nuveen Asset Management, LLC hat 脛nderung Nr. 2 zu einem Schedule 13G/A eingereicht, die wirtschaftliches Eigentum an Rocket Companies, Inc. (RKT) meldet. Die Einreichung weist insgesamt 25.900.279 Aktien, entsprechend 10,13% der Klasse aus, die mit verbundenen Beratern und Fonds verbunden sind. NAM selbst meldet direkte wirtschaftliche Eigent眉merschaft an 56.641 Aktien (0,02%) mit alleinigem Stimm鈥� und Verf眉gungsrecht 眉ber diese Aktien. In der Meldung hei脽t es, dass 20.129.450 Aktien CREF (beraten von TCIM) zugerechnet werden und 5.714.188 Aktien Konten zugeordnet sind, die von Teachers Advisors, LLC beraten werden, und dass die Aktien im normalen Gesch盲ftsverlauf erworben wurden, nicht um die Kontrolle des Emittenten zu beeinflussen.
FAQ
What percentage of Rocket Companies (RKT) does Nuveen Asset Management report owning?
How many shares does Nuveen directly control and vote for RKT?
Which affiliated advisers hold the largest portions of the reported RKT stake?
Does the filing indicate intent to influence control of Rocket Companies?
When was this Schedule 13G/A signed?
