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Roku SEC Filings

ROKU NASDAQ

Welcome to our dedicated page for Roku SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Streaming hours, advertising margins, and device costs all converge in Roku’s SEC disclosures, yet vital metrics—like platform gross profit or active account growth—are scattered across dense exhibits. If you’ve ever needed to locate "Roku insider trading Form 4 transactions" before an earnings call, or wanted a single page that tracks every amendment, you’re in the right place.

Stock Titan’s AI scans each new document the instant it reaches EDGAR and distills the essentials: revenue per user from a 10-Q, share-based pay buried in a proxy, or contractual shifts revealed in an 8-K. With AI-powered summaries and plain-language highlights, "understanding Roku SEC documents with AI" becomes straightforward—whether you’re comparing a Roku quarterly earnings report 10-Q filing to last year’s numbers or untangling complex compensation tables.

Use this hub to:

  • Receive real-time alerts for Roku Form 4 insider transactions real-time, so you can monitor Roku executive stock transactions Form 4 without delay.
  • Dive into a Roku annual report 10-K simplified overview that explains platform vs. player economics.
  • Access Roku proxy statement executive compensation insights that clarify option grants and performance targets.
  • Read Roku 8-K material events explained, from new content partnerships to finance leadership changes.
  • Leverage Roku earnings report filing analysis to benchmark revenue trends and ad growth.

No more leafing through hundreds of pages—our platform gathers every filing type, refreshes data continuously, and surfaces the numbers that drive valuation. Roku SEC filings explained simply; informed decisions made faster.

Rhea-AI Summary

Charles Collier, President of Roku Media, exercised employee stock options and sold shares under a 10b5-1 plan on 08/22/2025. He exercised an option with a $49.59 exercise price to acquire 10,269 shares and simultaneously sold 10,269 shares at $95. After the transactions he directly beneficially owned 10,469 shares and indirectly owned 600 shares through the Charles D. Collier Revocable Trust. The filing shows he retains derivative exposure covering 770,168 shares and notes the option vests in 48 monthly installments with the first vesting on December 4, 2022. The Form 4 was signed by an attorney-in-fact on 08/25/2025.

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Filing
Rhea-AI Summary

Form 144 filed for Roku, Inc. (ROKU) discloses proposed and recent sales of Common stock by an insider identified as Charles Collier. The filing lists a proposed sale of 10,269 shares through Morgan Stanley Smith Barney with an aggregate market value of $975,555, and shows multiple prior sales during June–July 2025 including a 154,034-share sale for $14,633,230 and several other transactions (examples: 10,269-share tranches around $975,555 each, and smaller tranches of 3,590 and 7,181 shares). The acquisition source for the 10,269-share lot is stated as a stock option exercise paid in cash on 08/22/2025. The filer affirms no undisclosed material adverse information and the sales are being processed via a named broker on NASDAQ.

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Rhea-AI Summary

Anthony J. Wood, listed as CEO, Chairman and a 10% owner of Roku, Inc. (ROKU), reported insider transactions dated 08/20/2025. The Form 4 shows a disposition of 29,271 Class A shares (reported price $0.00) and a simultaneous acquisition of 29,271 Class A shares (reported price $0.00). The filing lists multiple trusts and indirect holdings, with reported beneficial ownership totals following the transactions including 64,976 shares (indirect) for one line and other trust balances aggregated in the form.

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Rhea-AI Summary

Charles Collier, identified as President, Roku Media and an officer of Roku, Inc. (ROKU), received 78,463 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A Common Stock and the reported grant shows a $0 price per unit. The RSUs are direct beneficial ownership and the award vests in four quarterly installments with the first installment vesting on September 1, 2027, leaving 78,463 shares reported as beneficially owned following the transaction.

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Roku, Inc. Form 4 filing reports that Gilbert Fuchsberg, President, Subscriptions, was granted 36,580 restricted stock units (RSUs) on 08/15/2025. Each RSU represents the contingent right to receive one share of Class A common stock and the reported 36,580 RSUs are shown as directly beneficially owned. The RSUs vest in 12 substantially equal quarterly installments, with the first installment vesting on 11/15/2025. The filing shows a price of $0.0 for the award and was filed on 08/19/2025 by an attorney-in-fact.

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Roku insider transaction summary: The filing shows that Jedda Dan, identified as CFO & COO of Roku, sold two blocks of 1,500 shares each on 08/15/2025 at prices of $88.14 and $90.00, respectively, and reported ownership levels of 74,632 and 73,132 shares following those sales. The sales were executed pursuant to a 10b5-1 plan. The filing also reports three restricted stock unit grants that together represent 80,264 RSUs (16,883; 33,484; 29,897). Vesting schedules are disclosed: one grant vests in four quarterly installments starting 11/15/2025, one vests in eight quarterly installments starting 11/15/2025, and one vests in five quarterly installments beginning 09/01/2027.

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Roku, Inc. (ROKU) Form 4 filing shows an award of 53,406 restricted stock units (RSUs) to Mustafa Ozgen, who is listed as President, Devices, Prod, and Tech. The RSUs were granted on 08/15/2025 and the reporting shows 53,406 shares of Class A Common Stock beneficially owned following the grant. Each RSU converts to one share of Class A common stock and vests in 12 substantially equal quarterly installments, with the first installment vesting on 11/15/2025. The reported RSUs carry a reported price of $0.0. The Form 4 was signed via power of attorney on 08/19/2025.

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Anthony J. Wood, CEO and Chairman of Roku, filed a Form 4 reporting equity awards granted on 08/15/2025. The filing shows 140,701 Restricted Stock Units (RSUs) (5,638 and 135,063) and 239,174 employee stock options (9,567 and 229,607) were acquired, with exercise price for the options at $90.29. The RSUs and options are subject to multi-period vesting: the smaller RSU vests in 4 quarterly installments, the larger RSU in 12 quarterly installments, the smaller option in 12 monthly installments and the larger option in 36 monthly installments, with first vesting dates in Q4 2025. The report was signed by attorney-in-fact Renee Strandness on 08/19/2025.

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Matthew C. Banks, VP, Corporate Controller & CAO of Roku, Inc., was granted 9,454 restricted stock units (RSUs) on 08/15/2025. Each RSU converts to one share of Class A common stock and the award will vest in 12 substantially equal quarterly installments, with the first installment vesting on November 15, 2025. Following the grant, Mr. Banks beneficially owns 9,454 shares on a direct basis. The reported RSUs carry a reported price of $0.0 and the Form 4 was signed by an attorney-in-fact on 08/19/2025.

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Filing
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Summary of Form 144 filing for ROKU. The filer proposes to sell 3,000 shares of ROKU common stock through Morgan Stanley Smith Barney, with an aggregate market value of $267,210 and an approximate sale date of 08/15/2025 on NASDAQ. The filing shows 147,330,633 shares outstanding.

The shares were acquired as restricted stock from the issuer on 03/01/2024. The filer reported four sales in the past three months totaling $529,080.00 in gross proceeds across 5,000 shares sold on 06/16/2025, 07/10/2025 and 07/15/2025. The form includes the standard representation that the filer is not aware of undisclosed material adverse information.

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FAQ

What is the current stock price of Roku (ROKU)?

The current stock price of Roku (ROKU) is $97.54 as of August 28, 2025.

What is the market cap of Roku (ROKU)?

The market cap of Roku (ROKU) is approximately 14.1B.
Roku

NASDAQ:ROKU

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ROKU Stock Data

14.08B
129.31M
0.67%
87.82%
4.54%
Entertainment
Cable & Other Pay Television Services
United States
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