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Amaze Holdings, Inc. (NYSE American: AMZE), formerly Fresh Vine Wine, filed an 8-K dated 11 July 2025 to disclose a new consulting agreement and related unregistered share issuance.

• Consulting Agreement: Signed 11 July 2025 with DNA Holdings Venture Inc. (Puerto Rico) for a 12-month term, auto-renewable for another 12 months unless cancelled on 30-days notice.
• Scope of Services: Crypto strategy & token architecture, e-commerce/Web3 integration, cross-border currency solutions, credibility/visibility support and market-making for the Company鈥檚 planned Token Generation Event.
• Consideration: Company issued 100,000 common shares to the Consultant. No cash payment disclosed.
• Unregistered Securities: Shares issued under Section 4(a)(2) and/or Rule 506(b) of Regulation D, relying on the private-offering exemption.
• Reg FD: A press release announcing the agreement was furnished as Exhibit 99.1 on 15 July 2025.
• Exhibits: 10.1 (Consulting Agreement), 99.1 (Press Release), 104 (Cover Page iXBRL file).

No financial performance metrics were provided in this filing. The transaction introduces crypto-related strategic initiatives while creating modest share dilution.

Dillard鈥檚, Inc. (DDS) filed an amended Form 4 to correct a clerical error in an earlier insider-trading report for CEO and Chairman William T. Dillard II. The revised filing shows that on 06/30/2025 Mr. Dillard acquired 27 shares of DDS Class A common stock at $413.32 per share, increasing his direct holdings to 897,000 shares. The prior Form 4 had mistakenly stated 897,900 shares. No derivative security transactions were reported, and the filing contains no other changes to ownership structure or executive compensation.

The amendment merely lowers the reported post-transaction ownership by 900 shares (鈮�0.1% of his stake) and does not signal any strategic shift or material impact on corporate governance or capital structure. Overall, the disclosure is administrative and has limited investment significance beyond confirming the CEO鈥檚 substantial equity alignment.

Duos Technologies Group, Inc. (DUOT) 鈥� Form 4 filing dated 07/10/2025

CEO and Director Charles P. Ferry reported the purchase of 662 common shares on 06/30/2025 through the company鈥檚 Employee Stock Purchase Plan (ESPP). The shares were acquired at $6.0435, reflecting the ESPP鈥檚 15% discount to the market closing price. Following the transaction, Ferry鈥檚 beneficial ownership is reported as:

• 4,396 shares held directly
• 9,773 shares held jointly with spouse
• 522,889 unvested restricted shares granted under the 2021 Equity Incentive Plan (three-year cliff vesting, all shares vest on 01/01/2028)

The filing indicates voluntary disclosure and exemption under Rule 16b-3(c). No derivative security activity was reported.

Federal Agricultural Mortgage Corporation (Farmer Mac) filed a Form 8-K disclosing a leadership change in its finance organization. On 8 July 2025, Executive Vice President & Chief Financial Officer (CFO) Aparna Ramesh notified the company she will resign effective 31 July 2025 to pursue another opportunity. The company states the departure is not related to any disagreement over accounting, reporting, internal controls or operations.

The Board has engaged an executive search firm to conduct a nationwide search for a permanent successor. In the interim, beginning 1 August 2025, Gregory N. Ramsey鈥攃urrently Vice President & Chief Accounting Officer鈥攚ill assume the role of principal financial officer. Ramsey, 61, has served as Farmer Mac鈥檚 principal accounting officer since 2013 and previously filled the interim CFO role from July 2019 to January 2020. No new compensatory arrangements were announced, and the filing reports no related-party transactions.

While a senior-level departure can introduce short-term uncertainty, the appointment of an experienced internal executive and the absence of accounting disputes help contain governance risk. There is no immediate financial impact disclosed, and all other terms of the company鈥檚 securities remain unchanged.

Form 144 filing for Roku, Inc. (ROKU): The notice discloses a proposed sale of 1,500 common shares by insider Daniel Jedda. The shares, acquired as restricted stock on 11/15/2023, are to be sold through Morgan Stanley Smith Barney LLC with an aggregate market value of $136,500. Roku reports 146.657 million shares outstanding, so the proposed sale equals roughly 0.001% of total shares. An earlier sale of 1,500 shares on 06/16/2025 generated gross proceeds of $121,980. The approximate sale date for the current transaction is 07/10/2025 on the NASDAQ exchange. The filer affirms no possession of undisclosed material adverse information and acknowledges Rule 10b5-1 representations.

Roku, Inc. filed an Amendment No. 1 to its Form 8-K originally submitted on June 12, 2025. The sole purpose of this Form 8-K/A is to disclose the Board of Directors鈥� formal decision regarding the frequency of future non-binding stockholder advisory votes on executive compensation (the 鈥淪ay-on-Pay Vote鈥�).

Consistent with the voting results from the 2025 Annual Meeting of Stockholders held on June 11, 2025鈥攚here a majority of shareholders favored an annual Say-on-Pay Vote鈥攁nd in line with the Board鈥檚 recommendation in the proxy statement, Roku will conduct Say-on-Pay Votes every year. The Board will revisit the frequency after the next Say-on-Frequency vote, which is required to occur no later than Roku鈥檚 2031 Annual Meeting. No other information from the original Form 8-K has been changed.

Form 4 Overview: Roku, Inc. (ticker ROKU) disclosed that Charles Collier, President of Roku Media, executed a single open-market sale of the company鈥檚 Class A common stock on 17 June 2025.

Transaction details: Collier sold 3,590 shares at an execution price of $85.00 per share, generating gross proceeds of roughly $305,150. The sale was made under a pre-arranged Rule 10b5-1 trading plan, indicating the transaction was scheduled in advance and designed to comply with insider-trading regulations.

Post-transaction holdings: After the sale, Collier directly owns 7,380 shares and indirectly holds 600 shares through the Charles D. Collier Revocable Trust, for a combined beneficial ownership of 7,980 shares.

Materiality considerations: No derivative securities were reported, and no additional acquisitions or exercises were disclosed. The filing contains no indication of broader strategic changes, earnings data, or other corporate developments. While insider selling can sometimes signal reduced confidence, the modest size of this disposition and its execution under a 10b5-1 plan generally limits negative interpretation.

Key takeaway: The filing represents a routine insider sale with limited apparent impact on Roku鈥檚 fundamental outlook. Investors may monitor subsequent filings to see if selling activity continues or accelerates.

On 06/16/2025, Roku, Inc. (ROKU) CFO Dan Jedda disclosed the sale of 1,500 Class A common shares at $81.32 per share in a Form 4 filing. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan, indicating a routine, scheduled disposal rather than an opportunistic trade. After the sale, Jedda continues to hold 80,632 shares directly, preserving the vast majority of his equity stake.