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STOCK TITAN

[Form 4] Roku, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

What happened: Roku officer Matthew C. Banks reported a sale of common stock: he sold 3,360 shares at $85.05 per share and now directly owns 5,195 shares.

Why it matters: This Form 4 records an insider sale by a senior finance executive. It documents a change in ownership but does not explain the reason for the sale; investors watch these filings to monitor insider confidence.

Che cosa è successo: Matthew C. Banks, dirigente di Roku, ha segnalato la vendita di azioni ordinarie: ha venduto 3,360 azioni a $85.05 ciascuna e ora possiede direttamente 5,195 azioni.

Perché conta: Questo Modulo 4 registra una vendita da parte di un insider, effettuata da un alto dirigente finanziario. Documenta una variazione nella partecipazione azionaria, ma non ne fornisce la motivazione; gli investitori monitorano questi documenti per valutare il livello di fiducia dei dirigenti.

Qué pasó: Matthew C. Banks, ejecutivo de Roku, informó la venta de acciones ordinarias: vendió 3,360 acciones a $85.05 por acción y ahora posee directamente 5,195 acciones.

Por qué importa: Este Formulario 4 registra una venta de un insider realizada por un alto ejecutivo financiero. Documenta un cambio en la titularidad, pero no explica el motivo de la venta; los inversores revisan estos documentos para vigilar la confianza de los directivos.

무슨 일이 있었�: Roku 임원 Matthew C. Banks가 보통주를 매도했다� 신고했습니다: 그는 주당 $85.053,360주를 매도했으� 현재 직접 보유� 주식은 5,195주입니다.

� 중요한가: � Form 4� 고위 재무 임원� 내부� 매도� 기록합니�. 소유� 변동을 문서화하지� 매도 이유� 밝히지 않으�, 투자자들은 내부� 신뢰도를 모니터링하기 위해 이러� 신고� 주시합니�.

Ce qui s'est passé: Matthew C. Banks, cadre chez Roku, a déclaré une vente d'actions ordinaires : il a vendu 3,360 actions à $85.05 chacune et détient désormais directement 5,195 actions.

Pourquoi c'est important: Ce formulaire 4 enregistre une cession d'initié effectuée par un haut responsable financier. Il documente un changement de détention sans en préciser la raison ; les investisseurs consultent ces formulaires pour apprécier le niveau de confiance des dirigeants.

Was geschah: Roku-Manager Matthew C. Banks meldete den Verkauf von Stammaktien: Er veräußerte 3,360 Aktien zu je $85.05 und hält nun direkt 5,195 Aktien.

Warum das wichtig ist: Dieses Formular 4 dokumentiert einen Insider-Verkauf durch einen leitenden Finanzmanager. Es weist eine Änderung der Eigentumsverhältnisse aus, nennt jedoch nicht den Grund für den Verkauf; Anleger beobachten solche Meldungen, um das Vertrauen der Insider einzuschätzen.

Positive
  • Reporting shows the officer retains a direct stake of 5,195 shares after the sale
  • Form 4 was submitted and signed by an authorized attorney-in-fact, indicating procedural compliance
Negative
  • An officer executed a sale of 3,360 shares, which reduces insider holdings
  • The filing does not state the reason

Insights

TL;DR: An officer sold 3,360 Roku shares at $85.05, leaving 5,195 shares; this is a recorded insider sale with neutral immediate impact.

Detailed analysis: The filing shows a straightforward sale transaction by Matthew C. Banks, Roku's VP, Corporate Controller & CAO. The sale reduces his direct holdings to 5,195 shares. There is no information here about the reason for the sale, any trading plan, or broader changes to compensation or equity programs. On its face, this looks like a routine disclosure of insider activity rather than a material corporate event.

TL;DR: Form 4 was filed reporting an officer sale and shows continued insider ownership; no governance red flags are apparent from the filing alone.

Detailed analysis: The form identifies the reporting person as an officer and records the disposition of shares along with post-transaction ownership. The form was signed via attorney-in-fact, which is an accepted procedural practice. Absent additional details such as a trading plan, unusual timing, or related-party transactions, this filing does not by itself indicate governance issues. Stakeholders may note the sale but should seek context before drawing conclusions.

Che cosa è successo: Matthew C. Banks, dirigente di Roku, ha segnalato la vendita di azioni ordinarie: ha venduto 3,360 azioni a $85.05 ciascuna e ora possiede direttamente 5,195 azioni.

Perché conta: Questo Modulo 4 registra una vendita da parte di un insider, effettuata da un alto dirigente finanziario. Documenta una variazione nella partecipazione azionaria, ma non ne fornisce la motivazione; gli investitori monitorano questi documenti per valutare il livello di fiducia dei dirigenti.

Qué pasó: Matthew C. Banks, ejecutivo de Roku, informó la venta de acciones ordinarias: vendió 3,360 acciones a $85.05 por acción y ahora posee directamente 5,195 acciones.

Por qué importa: Este Formulario 4 registra una venta de un insider realizada por un alto ejecutivo financiero. Documenta un cambio en la titularidad, pero no explica el motivo de la venta; los inversores revisan estos documentos para vigilar la confianza de los directivos.

무슨 일이 있었�: Roku 임원 Matthew C. Banks가 보통주를 매도했다� 신고했습니다: 그는 주당 $85.053,360주를 매도했으� 현재 직접 보유� 주식은 5,195주입니다.

� 중요한가: � Form 4� 고위 재무 임원� 내부� 매도� 기록합니�. 소유� 변동을 문서화하지� 매도 이유� 밝히지 않으�, 투자자들은 내부� 신뢰도를 모니터링하기 위해 이러� 신고� 주시합니�.

Ce qui s'est passé: Matthew C. Banks, cadre chez Roku, a déclaré une vente d'actions ordinaires : il a vendu 3,360 actions à $85.05 chacune et détient désormais directement 5,195 actions.

Pourquoi c'est important: Ce formulaire 4 enregistre une cession d'initié effectuée par un haut responsable financier. Il documente un changement de détention sans en préciser la raison ; les investisseurs consultent ces formulaires pour apprécier le niveau de confiance des dirigeants.

Was geschah: Roku-Manager Matthew C. Banks meldete den Verkauf von Stammaktien: Er veräußerte 3,360 Aktien zu je $85.05 und hält nun direkt 5,195 Aktien.

Warum das wichtig ist: Dieses Formular 4 dokumentiert einen Insider-Verkauf durch einen leitenden Finanzmanager. Es weist eine Änderung der Eigentumsverhältnisse aus, nennt jedoch nicht den Grund für den Verkauf; Anleger beobachten solche Meldungen, um das Vertrauen der Insider einzuschätzen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banks Matthew C.

(Last) (First) (Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CA 95110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Corp Controller & CAO
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/04/2025 S 3,360 D $85.05 5,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney
/s/ Renee Strandness, attorney-in-fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Roku (ROKU) Form 4 report?

The Form 4 reports that officer Matthew C. Banks sold 3,360 shares of Roku common stock at $85.05 per share and now directly owns 5,195 shares.

When was the transaction reported for ROKU insider activity?

The reported transaction date on the Form 4 is 08/04/2025, with the form submission signed on 08/05/2025.

Does the Form 4 explain why the Roku officer sold shares?

No. The Form 4 records the sale amount and resulting ownership but does not provide a reason

How many shares does the officer own after the sale?

After the reported sale, the officer directly owns 5,195 shares of Roku common stock according to the Form 4.

Is this Form 4 filing a sign of governance problems at Roku?

The filing shows a routine insider sale and includes an authorized signature; it does not by itself indicate governance problems but investors may seek more context.
Roku

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14.08B
129.31M
0.67%
87.82%
4.54%
Entertainment
Cable & Other Pay Television Services
United States
SAN JOSE