[Form 4] Retractable Technologies, Inc Insider Trading Activity
Thomas J. Shaw, President & CEO and director of Retractable Technologies, Inc. (RVP), acquired 3,983 shares of the issuer's common stock at a weighted average price of $0.8015 under a Rule 10b5-1 plan. After the reported purchase, Mr. Shaw directly beneficially owned 15,593,248 shares and held indirect beneficial ownership of 831,600 shares through arrangements that include trustee investment power and a voting agreement.
The filing identifies Mr. Shaw as a director, officer and a greater-than-10% owner and states the 10b5-1 plan was adopted on August 22, 2024. The disclosed transaction was reported on Form 4 and was filed by one reporting person.
Thomas J. Shaw, Presidente & CEO e direttore di Retractable Technologies, Inc. (RVP), ha acquisito 3,983 azioni dell'azionariato ordinario dell'emittente a un prezzo medio ponderato di $0.8015 nell'ambito di un piano Rule 10b5-1.
Dopo l'acquisto comunicato, il sig. Shaw possedeva direttamente, a titolo beneficiario, 15,593,248 azioni e deteneva una propriet脿 beneficiaria indiretta di 831,600 azioni tramite accordi che includono i poteri di investimento di un trustee e un accordo di voto. La dichiarazione identifica il sig. Shaw come direttore, dirigente e azionista con una partecipazione superiore al 10% e indica che il piano 10b5-1 猫 stato adottato il 22 agosto 2024. La transazione divulgata 猫 stata riportata nel Modulo 4 ed 猫 stata presentata da una sola persona dichiarante.
Thomas J. Shaw, presidente & CEO y director de Retractable Technologies, Inc. (RVP), adquiri贸 3,983 acciones del capital social de la emisora a un precio medio ponderado de $0.8015 en el marco de un plan Rule 10b5-1.
Tras la compra comunicada, el Sr. Shaw pose铆a directamente, a t铆tulo beneficiario, 15,593,248 acciones y manten铆a una propiedad beneficiaria indirecta de 831,600 acciones mediante acuerdos que incluyen facultades de inversi贸n del fiduciario y un convenio de voto. La presentaci贸n identifica al Sr. Shaw como director, ejecutivo y propietario con m谩s del 10% y se帽ala que el plan 10b5-1 fue adoptado el 22 de agosto de 2024. La transacci贸n divulgada se inform贸 en el Formulario 4 y fue presentada por una sola persona informante.
Retractable Technologies, Inc. (RVP)鞚� 須岇灔 瓴� CEO鞚挫瀽 鞚挫偓鞚� Thomas J. Shaw電� Rule 10b5-1 瓿勴殟鞐� 霐半澕 氚滍枆靷潣 氤错喌欤� 3,983欤茧ゼ 臧�欷戫弶攴犼皜瓴� $0.8015鞐� 旆摑頄堨姷雼堧嫟.
氤搓碃霅� 毵れ垬 鞚错泟 Shaw 鞌姅 歆侅爲鞝侅溂搿� 靾橃澋鞝� 靻岇湢鞛愲靹� 15,593,248欤茧ゼ 氤挫湢頃橁碃 鞛堨棃瓿�, 靾橅儊鞛愳潣 韴瀽 甓岉暅 氚� 鞚橁舶甓� 頃╈潣 霌膘潉 韽暔頃� 氚╈嫕鞙茧 831,600欤茧ゼ 臧勳爲鞝侅溂搿� 靾橃澋鞝� 氤挫湢頃橁碃 鞛堨棃鞀惦媹雼�. 鞝滌稖 靹滊電� Shaw 鞌ゼ 鞚挫偓鞚挫瀽 鞛勳洂 氚� 10% 齑堦臣 氤挫湢鞛愲 鞁濍硠頃橁碃 鞛堨溂氅�, 頃措嫻 10b5-1 瓿勴殟鞚� 2024雲� 8鞗� 22鞚检棎 毂勴儩霅橃棃雼り碃 氇呾嫓頃╇媹雼�. 瓿店皽霅� 瓯半灅電� Form 4鞐� 氤搓碃霅橃棃瓿� 頃� 氇呾潣 鞁犼碃鞚胳棎 鞚橅暣 鞝滌稖霅橃棃鞀惦媹雼�.
Thomas J. Shaw, pr茅sident & directeur g茅n茅ral et administrateur de Retractable Technologies, Inc. (RVP), a acquis 3,983 actions du capital social de l'茅metteur 脿 un prix moyen pond茅r茅 de $0.8015 dans le cadre d'un plan Rule 10b5-1.
Apr猫s cet achat d茅clar茅, M. Shaw d茅tenait directement, 脿 titre b茅n茅ficiaire, 15,593,248 actions et poss茅dait une participation b茅n茅ficiaire indirecte de 831,600 actions via des accords comprenant notamment des pouvoirs d'investissement d'un fiduciaire et un accord de vote. Le d茅p么t identifie M. Shaw comme administrateur, dirigeant et d茅tenteur de plus de 10 % et pr茅cise que le plan 10b5-1 a 茅t茅 adopt茅 le 22 ao没t 2024. La transaction divulgu茅e a 茅t茅 signal茅e sur le Formulaire 4 et a 茅t茅 d茅pos茅e par une seule personne d茅clarante.
Thomas J. Shaw, Pr盲sident & CEO und Direktor von Retractable Technologies, Inc. (RVP), erwarb im Rahmen eines Rule 10b5-1-Plans 3,983 Aktien der Stammaktien des Emittenten zu einem gewichteten Durchschnittspreis von $0.8015.
Nach dem gemeldeten Kauf besa脽 Herr Shaw direkt wirtschaftlich 15,593,248 Aktien und hielt zudem eine indirekte wirtschaftliche Beteiligung an 831,600 Aktien durch Vereinbarungen, die unter anderem Treuhand-Investitionsbefugnisse und eine Stimmrechtsvereinbarung umfassen. Die Meldung bezeichnet Herrn Shaw als Direktor, leitenden Angestellten und als Inhaber von mehr als 10 % und gibt an, dass der 10b5-1-Plan am 22. August 2024 angenommen wurde. Die offengelegte Transaktion wurde in Formular 4 gemeldet und von einer meldenden Person eingereicht.
- None.
- None.
Insights
TL;DR: Routine insider purchase under a 10b5-1 plan; small incremental acquisition relative to large existing holdings.
The acquisition of 3,983 shares at a $0.8015 weighted average price is explicitly reported and executed pursuant to a Rule 10b5-1 plan adopted August 22, 2024. Given Mr. Shaw's large direct stake of 15,593,248 shares and indirect control of 831,600 shares, this transaction is immaterial in size but confirms continued insider ownership alignment with shareholders. There is no disclosure of any derivative activity or other unusual transactions in this filing.
TL;DR: Disclosure shows governance clarity on voting and investment control, and use of a pre-established trading plan.
The Form 4 details that Mr. Shaw exercises investment power over 500,000 shares as trustee and voting control over additional shares via a voting agreement, clarifying the mix of direct and indirect ownership. The use of a 10b5-1 plan (adopted August 22, 2024) is explicitly noted and the reporting form indicates a single reporting person filed the transaction. These elements improve transparency but do not indicate material change to control or governance structure.
Thomas J. Shaw, Presidente & CEO e direttore di Retractable Technologies, Inc. (RVP), ha acquisito 3,983 azioni dell'azionariato ordinario dell'emittente a un prezzo medio ponderato di $0.8015 nell'ambito di un piano Rule 10b5-1.
Dopo l'acquisto comunicato, il sig. Shaw possedeva direttamente, a titolo beneficiario, 15,593,248 azioni e deteneva una propriet脿 beneficiaria indiretta di 831,600 azioni tramite accordi che includono i poteri di investimento di un trustee e un accordo di voto. La dichiarazione identifica il sig. Shaw come direttore, dirigente e azionista con una partecipazione superiore al 10% e indica che il piano 10b5-1 猫 stato adottato il 22 agosto 2024. La transazione divulgata 猫 stata riportata nel Modulo 4 ed 猫 stata presentata da una sola persona dichiarante.
Thomas J. Shaw, presidente & CEO y director de Retractable Technologies, Inc. (RVP), adquiri贸 3,983 acciones del capital social de la emisora a un precio medio ponderado de $0.8015 en el marco de un plan Rule 10b5-1.
Tras la compra comunicada, el Sr. Shaw pose铆a directamente, a t铆tulo beneficiario, 15,593,248 acciones y manten铆a una propiedad beneficiaria indirecta de 831,600 acciones mediante acuerdos que incluyen facultades de inversi贸n del fiduciario y un convenio de voto. La presentaci贸n identifica al Sr. Shaw como director, ejecutivo y propietario con m谩s del 10% y se帽ala que el plan 10b5-1 fue adoptado el 22 de agosto de 2024. La transacci贸n divulgada se inform贸 en el Formulario 4 y fue presentada por una sola persona informante.
Retractable Technologies, Inc. (RVP)鞚� 須岇灔 瓴� CEO鞚挫瀽 鞚挫偓鞚� Thomas J. Shaw電� Rule 10b5-1 瓿勴殟鞐� 霐半澕 氚滍枆靷潣 氤错喌欤� 3,983欤茧ゼ 臧�欷戫弶攴犼皜瓴� $0.8015鞐� 旆摑頄堨姷雼堧嫟.
氤搓碃霅� 毵れ垬 鞚错泟 Shaw 鞌姅 歆侅爲鞝侅溂搿� 靾橃澋鞝� 靻岇湢鞛愲靹� 15,593,248欤茧ゼ 氤挫湢頃橁碃 鞛堨棃瓿�, 靾橅儊鞛愳潣 韴瀽 甓岉暅 氚� 鞚橁舶甓� 頃╈潣 霌膘潉 韽暔頃� 氚╈嫕鞙茧 831,600欤茧ゼ 臧勳爲鞝侅溂搿� 靾橃澋鞝� 氤挫湢頃橁碃 鞛堨棃鞀惦媹雼�. 鞝滌稖 靹滊電� Shaw 鞌ゼ 鞚挫偓鞚挫瀽 鞛勳洂 氚� 10% 齑堦臣 氤挫湢鞛愲 鞁濍硠頃橁碃 鞛堨溂氅�, 頃措嫻 10b5-1 瓿勴殟鞚� 2024雲� 8鞗� 22鞚检棎 毂勴儩霅橃棃雼り碃 氇呾嫓頃╇媹雼�. 瓿店皽霅� 瓯半灅電� Form 4鞐� 氤搓碃霅橃棃瓿� 頃� 氇呾潣 鞁犼碃鞚胳棎 鞚橅暣 鞝滌稖霅橃棃鞀惦媹雼�.
Thomas J. Shaw, pr茅sident & directeur g茅n茅ral et administrateur de Retractable Technologies, Inc. (RVP), a acquis 3,983 actions du capital social de l'茅metteur 脿 un prix moyen pond茅r茅 de $0.8015 dans le cadre d'un plan Rule 10b5-1.
Apr猫s cet achat d茅clar茅, M. Shaw d茅tenait directement, 脿 titre b茅n茅ficiaire, 15,593,248 actions et poss茅dait une participation b茅n茅ficiaire indirecte de 831,600 actions via des accords comprenant notamment des pouvoirs d'investissement d'un fiduciaire et un accord de vote. Le d茅p么t identifie M. Shaw comme administrateur, dirigeant et d茅tenteur de plus de 10 % et pr茅cise que le plan 10b5-1 a 茅t茅 adopt茅 le 22 ao没t 2024. La transaction divulgu茅e a 茅t茅 signal茅e sur le Formulaire 4 et a 茅t茅 d茅pos茅e par une seule personne d茅clarante.
Thomas J. Shaw, Pr盲sident & CEO und Direktor von Retractable Technologies, Inc. (RVP), erwarb im Rahmen eines Rule 10b5-1-Plans 3,983 Aktien der Stammaktien des Emittenten zu einem gewichteten Durchschnittspreis von $0.8015.
Nach dem gemeldeten Kauf besa脽 Herr Shaw direkt wirtschaftlich 15,593,248 Aktien und hielt zudem eine indirekte wirtschaftliche Beteiligung an 831,600 Aktien durch Vereinbarungen, die unter anderem Treuhand-Investitionsbefugnisse und eine Stimmrechtsvereinbarung umfassen. Die Meldung bezeichnet Herrn Shaw als Direktor, leitenden Angestellten und als Inhaber von mehr als 10 % und gibt an, dass der 10b5-1-Plan am 22. August 2024 angenommen wurde. Die offengelegte Transaktion wurde in Formular 4 gemeldet und von einer meldenden Person eingereicht.
FAQ
What transaction did Thomas J. Shaw report on Form 4 for RVP?
How many RVP shares does Thomas J. Shaw beneficially own after the reported transaction?
What is the nature of the indirect ownership disclosed by Mr. Shaw in the RVP filing?
Was the transaction executed under a 10b5-1 trading plan for RVP?
What roles does Thomas J. Shaw hold at Retractable Technologies (RVP)?
