[Form 4] Sera Prognostics, Inc. Insider Trading Activity
Insider sale to cover RSU tax withholding. Kearney Paul, Chief Data Officer of Sera Prognostics (SERA), sold 6,460 shares of Class A common stock on 08/08/2025 as a mandated sell-to-cover to satisfy tax withholding associated with RSU vesting. The filing states this was not a discretionary transaction by the reporting person. The block trade produced a weighted-average price of $2.54, with transaction prices ranging from $2.28 to $2.73.
The reporting person continues to directly beneficially own 188,940 shares. The filer notes it will provide a per-price breakdown of the block trade to the SEC or other parties upon request. No derivative transactions were reported in this filing.
Vendita interna per copertura della ritenuta fiscale sulle RSU. Kearney Paul, Chief Data Officer di Sera Prognostics (SERA), ha venduto 6,460 azioni ordinarie di Classe A il 08/08/2025 con una vendita obbligatoria 'sell-to-cover' per soddisfare la ritenuta fiscale legata al vesting delle RSU. La comunicazione specifica che non si 猫 trattato di un'operazione discrezionale da parte della persona che ha effettuato la segnalazione. L'operazione a blocco ha prodotto un prezzo medio ponderato di $2.54, con prezzi di transazione compresi tra $2.28 e $2.73.
La persona segnalante continua a detenere direttamente la propriet脿 beneficiaria di 188,940 azioni. Il dichiarante precisa che fornir脿, su richiesta, una ripartizione prezzo-per-prezzo del blocco di vendita alla SEC o ad altre parti. In questa segnalazione non sono state riportate transazioni su derivati.
Venta de insider para cubrir la retenci贸n fiscal de RSU. Kearney Paul, Chief Data Officer de Sera Prognostics (SERA), vendi贸 6,460 acciones ordinarias Clase A el 08/08/2025 como una venta obligatoria 'sell-to-cover' para satisfacer la retenci贸n fiscal asociada al vesting de RSU. La presentaci贸n indica que no fue una operaci贸n discrecional por parte de la persona que informa. La operaci贸n en bloque produjo un precio medio ponderado de $2.54, con precios por transacci贸n entre $2.28 y $2.73.
La persona que informa sigue poseyendo directamente a t铆tulo beneficiario 188,940 acciones. El declarante se帽ala que facilitar谩, a petici贸n, el desglose precio por precio de la operaci贸n en bloque a la SEC u otras partes. No se informaron transacciones con derivados en esta presentaci贸n.
RSU 靹戈笀 鞗愳矞歆曥垬 於╇嫻鞚� 鞙勴暅 雮措秬鞛� 毵る弰. Sera Prognostics(SERA) 斓滉碃雿办澊韯办眳鞛勳瀽(Chief Data Officer)鞚� Kearney Paul鞚� 2025/08/08鞐� Class A 氤错喌欤� 6,460欤茧ゼ RSU 氩犾姢韺� 甏�霠� 靹戈笀 鞗愳矞歆曥垬毳� 於╇嫻頃橁赴 鞙勴暅 鞚橂鞝� 'sell-to-cover' 毵る弰搿� 觳橂秳頄堨姷雼堧嫟. 鞝滌稖靹滊電� 鞚� 瓯半灅臧� 氤搓碃鞚胳潣 鞛焿鞐� 霐半ジ 瓴冹澊 鞎勲媹鞐堧嫟瓿� 氇呾嫓頃橁碃 鞛堨姷雼堧嫟. 頃措嫻 敫旊 瓯半灅鞚� 臧�欷戫弶攴犼皜瓴╈潃 $2.54鞓�鞙茧┌, 瓯半灅 臧�瓴╈潃 $2.28鞐愳劀 $2.73 靷澊鞓�鞀惦媹雼�.
氤搓碃鞚胳潃 瓿勳啀頃挫劀 歆侅爲鞝侅溂搿� 靾橃澋鞝� 靻岇湢甓岇潉 臧�歆� 188,940欤�毳� 氤挫湢頃橁碃 鞛堨姷雼堧嫟. 鞝滌稖鞚胳潃 鞖旍箔鞚� 鞛堨潉 瓴届毎 SEC 霕愲姅 旮绊儉 雼轨偓鞛愳棎瓴� 敫旊 瓯半灅鞚� 臧�瓴╇硠 雮挫棴鞚� 鞝滉车頃橁矤雼り碃 氚濏様鞀惦媹雼�. 氤� 鞁犼碃靹滌棎靹滊姅 韺岇儩靸來拡 瓯半灅臧� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.
Vente d'initi茅 pour couvrir la retenue fiscale des RSU. Kearney Paul, Chief Data Officer de Sera Prognostics (SERA), a vendu 6,460 actions ordinaires de classe A le 08/08/2025 dans le cadre d'une vente obligatoire 'sell-to-cover' destin茅e 脿 r茅gler la retenue d'imp么t li茅e au vesting des RSU. La d茅claration pr茅cise qu'il ne s'agissait pas d'une transaction discr茅tionnaire de la personne d茅clarante. L'op茅ration en bloc a donn茅 un prix moyen pond茅r茅 de $2.54, avec des prix par transaction allant de $2.28 脿 $2.73.
La personne d茅clarante d茅tient toujours directement 脿 titre b茅n茅ficiaire 188,940 actions. Le d茅clarant indique qu'il fournira, sur demande, une ventilation prix par prix de l'op茅ration en bloc 脿 la SEC ou 脿 d'autres parties. Aucune transaction sur produits d茅riv茅s n'a 茅t茅 signal茅e dans cette d茅claration.
Insider-Verkauf zur Deckung der RSU-Steuerabz眉ge. Kearney Paul, Chief Data Officer von Sera Prognostics (SERA), verkaufte am 08.08.2025 6,460 Aktien der Klasse A im Rahmen eines verpflichtenden 'sell-to-cover'-Verkaufs, um die mit dem Vesting von RSUs verbundenen Steuerabz眉ge zu begleichen. Die Meldung stellt klar, dass es sich nicht um eine diskretion盲re Transaktion der meldenden Person handelte. Der Blockhandel ergab einen gewichteten Durchschnittspreis von $2.54, mit Handelspreisen zwischen $2.28 und $2.73.
Die meldende Person h盲lt weiterhin unmittelbar wirtschaftlich beg眉nstigt 188,940 Aktien. Der Melder weist darauf hin, dass er auf Anfrage der SEC oder anderer Parteien eine preisliche Aufschl眉sselung des Blockgesch盲fts zur Verf眉gung stellen wird. In dieser Meldung wurden keine Derivatgesch盲fte gemeldet.
- Sale was a mandated sell-to-cover to satisfy RSU tax withholding and is explicitly described as non-discretionary
- Reporting person retains 188,940 shares of direct beneficial ownership after the transaction
- 6,460 shares were sold, reducing the reporting person's holdings as reported
- Sale executed at a weighted-average price of $2.54, which provides limited upside context for investors evaluating recent insider activity
Insights
TL;DR Routine sell-to-cover tied to RSU vesting; limited market signal.
The reported sale of 6,460 shares was executed to satisfy tax withholding and is described as non-discretionary. The weighted-average sale price of $2.54 and the stated price range provide transparency on execution. Because the transaction is compensation-related and the reporting person still holds 188,940 shares directly, this filing offers little new information about management's view of the company and is unlikely to be materially market-moving.
TL;DR Compensation-related disposition; governance disclosure appears complete and transparent.
The disclosure clearly identifies the nature of the transaction as a sell-to-cover following RSU vesting and provides the weighted-average price plus the traded price range. The statement that the sale was mandated by the issuer's election and not a discretionary sale reduces concerns about opportunistic insider selling. The filer also offers to supply detailed per-price allocations, which supports governance transparency.
Vendita interna per copertura della ritenuta fiscale sulle RSU. Kearney Paul, Chief Data Officer di Sera Prognostics (SERA), ha venduto 6,460 azioni ordinarie di Classe A il 08/08/2025 con una vendita obbligatoria 'sell-to-cover' per soddisfare la ritenuta fiscale legata al vesting delle RSU. La comunicazione specifica che non si 猫 trattato di un'operazione discrezionale da parte della persona che ha effettuato la segnalazione. L'operazione a blocco ha prodotto un prezzo medio ponderato di $2.54, con prezzi di transazione compresi tra $2.28 e $2.73.
La persona segnalante continua a detenere direttamente la propriet脿 beneficiaria di 188,940 azioni. Il dichiarante precisa che fornir脿, su richiesta, una ripartizione prezzo-per-prezzo del blocco di vendita alla SEC o ad altre parti. In questa segnalazione non sono state riportate transazioni su derivati.
Venta de insider para cubrir la retenci贸n fiscal de RSU. Kearney Paul, Chief Data Officer de Sera Prognostics (SERA), vendi贸 6,460 acciones ordinarias Clase A el 08/08/2025 como una venta obligatoria 'sell-to-cover' para satisfacer la retenci贸n fiscal asociada al vesting de RSU. La presentaci贸n indica que no fue una operaci贸n discrecional por parte de la persona que informa. La operaci贸n en bloque produjo un precio medio ponderado de $2.54, con precios por transacci贸n entre $2.28 y $2.73.
La persona que informa sigue poseyendo directamente a t铆tulo beneficiario 188,940 acciones. El declarante se帽ala que facilitar谩, a petici贸n, el desglose precio por precio de la operaci贸n en bloque a la SEC u otras partes. No se informaron transacciones con derivados en esta presentaci贸n.
RSU 靹戈笀 鞗愳矞歆曥垬 於╇嫻鞚� 鞙勴暅 雮措秬鞛� 毵る弰. Sera Prognostics(SERA) 斓滉碃雿办澊韯办眳鞛勳瀽(Chief Data Officer)鞚� Kearney Paul鞚� 2025/08/08鞐� Class A 氤错喌欤� 6,460欤茧ゼ RSU 氩犾姢韺� 甏�霠� 靹戈笀 鞗愳矞歆曥垬毳� 於╇嫻頃橁赴 鞙勴暅 鞚橂鞝� 'sell-to-cover' 毵る弰搿� 觳橂秳頄堨姷雼堧嫟. 鞝滌稖靹滊電� 鞚� 瓯半灅臧� 氤搓碃鞚胳潣 鞛焿鞐� 霐半ジ 瓴冹澊 鞎勲媹鞐堧嫟瓿� 氇呾嫓頃橁碃 鞛堨姷雼堧嫟. 頃措嫻 敫旊 瓯半灅鞚� 臧�欷戫弶攴犼皜瓴╈潃 $2.54鞓�鞙茧┌, 瓯半灅 臧�瓴╈潃 $2.28鞐愳劀 $2.73 靷澊鞓�鞀惦媹雼�.
氤搓碃鞚胳潃 瓿勳啀頃挫劀 歆侅爲鞝侅溂搿� 靾橃澋鞝� 靻岇湢甓岇潉 臧�歆� 188,940欤�毳� 氤挫湢頃橁碃 鞛堨姷雼堧嫟. 鞝滌稖鞚胳潃 鞖旍箔鞚� 鞛堨潉 瓴届毎 SEC 霕愲姅 旮绊儉 雼轨偓鞛愳棎瓴� 敫旊 瓯半灅鞚� 臧�瓴╇硠 雮挫棴鞚� 鞝滉车頃橁矤雼り碃 氚濏様鞀惦媹雼�. 氤� 鞁犼碃靹滌棎靹滊姅 韺岇儩靸來拡 瓯半灅臧� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.
Vente d'initi茅 pour couvrir la retenue fiscale des RSU. Kearney Paul, Chief Data Officer de Sera Prognostics (SERA), a vendu 6,460 actions ordinaires de classe A le 08/08/2025 dans le cadre d'une vente obligatoire 'sell-to-cover' destin茅e 脿 r茅gler la retenue d'imp么t li茅e au vesting des RSU. La d茅claration pr茅cise qu'il ne s'agissait pas d'une transaction discr茅tionnaire de la personne d茅clarante. L'op茅ration en bloc a donn茅 un prix moyen pond茅r茅 de $2.54, avec des prix par transaction allant de $2.28 脿 $2.73.
La personne d茅clarante d茅tient toujours directement 脿 titre b茅n茅ficiaire 188,940 actions. Le d茅clarant indique qu'il fournira, sur demande, une ventilation prix par prix de l'op茅ration en bloc 脿 la SEC ou 脿 d'autres parties. Aucune transaction sur produits d茅riv茅s n'a 茅t茅 signal茅e dans cette d茅claration.
Insider-Verkauf zur Deckung der RSU-Steuerabz眉ge. Kearney Paul, Chief Data Officer von Sera Prognostics (SERA), verkaufte am 08.08.2025 6,460 Aktien der Klasse A im Rahmen eines verpflichtenden 'sell-to-cover'-Verkaufs, um die mit dem Vesting von RSUs verbundenen Steuerabz眉ge zu begleichen. Die Meldung stellt klar, dass es sich nicht um eine diskretion盲re Transaktion der meldenden Person handelte. Der Blockhandel ergab einen gewichteten Durchschnittspreis von $2.54, mit Handelspreisen zwischen $2.28 und $2.73.
Die meldende Person h盲lt weiterhin unmittelbar wirtschaftlich beg眉nstigt 188,940 Aktien. Der Melder weist darauf hin, dass er auf Anfrage der SEC oder anderer Parteien eine preisliche Aufschl眉sselung des Blockgesch盲fts zur Verf眉gung stellen wird. In dieser Meldung wurden keine Derivatgesch盲fte gemeldet.
FAQ
What did Kearney Paul (SERA) do according to the Form 4?
When was the transaction and what price was realized?
How many shares does the reporting person own after the sale?
Was this sale discretionary or part of a plan?
Is there additional transaction detail available about the block trade?
