[Form 4] Super Micro Computer, Inc. Insider Trading Activity
Liang Charles, identified as a director, 10% owner and President & CEO of Super Micro Computer, Inc. (SMCI), reported changes in beneficial ownership on Form 4. The filing records a reported disposition of 40,426,120 shares and an indirect beneficial holding of 25,677,520 shares via a joint account with a spouse. It also shows awards to the reporting person鈥檚 spouse including 16,392 restricted stock units (RSUs) acquired and 2,110 RSUs reported, plus an employee stock option for 36,428 shares with an exercise price of $49.06 and an expiration date of 08/08/2030. The filing discloses that 1,137 shares were withheld to satisfy tax withholding at $44.60 and were not market sales. RSU and option vesting schedules are tied to continued service, with staged vesting dates and quarterly vesting thereafter.
Liang Charles, identificato come amministratore, titolare del 10% e Presidente & CEO di Super Micro Computer, Inc. (SMCI), ha dichiarato variazioni nella titolarit脿 beneficiaria nel Form 4. La segnalazione riporta una cessione di 40,426,120 azioni e una partecipazione beneficiaria indiretta di 25,677,520 azioni tramite un conto congiunto con il coniuge. Mostra inoltre attribuzioni al coniuge della persona che segnala, incluse 16,392 unit脿 azionarie vincolate (RSU) acquisite e 2,110 RSU segnalate, oltre a un'opzione azionaria per dipendenti su 36,428 azioni con prezzo di esercizio di $49.06 e scadenza 08/08/2030. La comunicazione indica che 1,137 azioni sono state trattenute per soddisfare la ritenuta fiscale a $44.60 e non si trattava di vendite sul mercato. I piani di vesting delle RSU e delle opzioni sono vincolati alla prosecuzione del servizio, con date di maturazione scaglionate e successivo vesting trimestrale.
Liang Charles, identificado como director, propietario del 10% y Presidente & CEO de Super Micro Computer, Inc. (SMCI), declar贸 cambios en la titularidad beneficiaria en el Form 4. La presentaci贸n registra una disposici贸n reportada de 40,426,120 acciones y una tenencia beneficiaria indirecta de 25,677,520 acciones a trav茅s de una cuenta conjunta con su c贸nyuge. Tambi茅n refleja otorgamientos al c贸nyuge de la persona que reporta, incluyendo 16,392 unidades restringidas de acciones (RSU) adquiridas y 2,110 RSU reportadas, adem谩s de una opci贸n sobre acciones para empleados por 36,428 acciones con precio de ejercicio de $49.06 y vencimiento 08/08/2030. La presentaci贸n indica que 1,137 acciones fueron retenidas para cubrir la retenci贸n fiscal a $44.60 y no constituyeron ventas en el mercado. Los calendarios de vesting de las RSU y las opciones est谩n condicionados a la continuidad del servicio, con fechas de vesting escalonadas y vesting trimestral posterior.
Liang Charles電� 鞚挫偓鞚挫瀽 10% 歆�攵� 氤挫湢鞛愳澊氅� Super Micro Computer, Inc. (SMCI)鞚� President & CEO搿滌劀 Form 4鞐� 鞁れ 靻岇湢甓� 氤�霃欖潉 鞁犼碃頄堨姷雼堧嫟. 鞁犼碃靹滌棎電� 40,426,120欤检潣 觳橂秳鞚� 氤搓碃霅橃棃瓿� 氚办毎鞛愳檧鞚� 瓿惦彊 瓿勳毳� 韱淀暅 臧勳爲鞝� 鞁れ 氤挫湢臧� 25,677,520欤茧 旮办灛霅橃柎 鞛堨姷雼堧嫟. 霕愴暅 鞁犼碃鞚胳潣 氚办毎鞛愳棎瓴� 攵�鞐悳 雮挫棴鞙茧 16,392臧滌潣 鞝滍暅攵� 欤检嫕 雼渼(RSU) 旆摑 氚� 2,110臧滌潣 RSU 氤搓碃, 攴鸽Μ瓿� 頄夓偓臧�瓴╈澊 $49.06鞚搓碃 毵岅赴鞚检澊 08/08/2030鞚� 36,428欤检棎 雽�頃� 膦呾梾鞗� 鞀ろ啞鞓奠厴鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟. 鞁犼碃靹滌棎電� 靹戈笀 鞗愳矞歆曥垬毳� 於╇嫻頃橁赴 鞙勴暣 1,137欤缄皜 $44.60鞐� 鞗愳矞歆曥垬霅橃棃鞙茧┌ 鞚措姅 鞁滌灔 毵る弰臧� 鞎勲媹鞐堧嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. RSU鞕� 鞓奠厴鞚� 氩犾姢韺� 鞚检爼鞚� 歆�靻嶌爜鞚� 攴茧鞐� 鞐半彊霅橂┌, 雼硠氤� 氩犾姢韺呾澕瓿� 鞚错泟 攵勱赴氤� 氩犾姢韺呾澊 鞝侅毄霅╇媹雼�.
Liang Charles, identifi茅 comme administrateur, d茅tenteur de 10% et President & CEO de Super Micro Computer, Inc. (SMCI), a d茅clar茅 des modifications de d茅tention b茅n茅ficiaire dans le Form 4. Le d茅p么t enregistre une cession d茅clar茅e de 40,426,120 actions et une d茅tention b茅n茅ficiaire indirecte de 25,677,520 actions via un compte joint avec son conjoint. Il indique 茅galement des attributions au conjoint de la personne d茅clarante, y compris 16,392 unit茅s d'actions restreintes (RSU) acquises et 2,110 RSU d茅clar茅es, ainsi qu'une option d'achat pour employ茅s sur 36,428 actions avec un prix d'exercice de $49.06 et une date d'expiration 08/08/2030. Le d茅p么t pr茅cise que 1,137 actions ont 茅t茅 retenues pour satisfaire une retenue fiscale 脿 $44.60 et n'茅taient pas des ventes sur le march茅. Les calendriers d'acquisition (vesting) des RSU et des options sont li茅s 脿 la poursuite du service, avec des dates d'acquisition 茅chelonn茅es puis un vesting trimestriel par la suite.
Liang Charles, ausgewiesen als Direktor, 10%-Eigent眉mer sowie President & CEO von Super Micro Computer, Inc. (SMCI), meldete 脛nderungen der wirtschaftlichen Eigentumsverh盲ltnisse im Form 4. Die Einreichung verzeichnet eine gemeldete Ver盲u脽erung von 40,426,120 Aktien und eine indirekte wirtschaftliche Beteiligung von 25,677,520 Aktien 眉ber ein Gemeinschaftskonto mit dem Ehepartner. Sie weist zudem Zuwendungen an den Ehepartner der meldenden Person aus, darunter 16,392 Restricted Stock Units (RSU) erworben und 2,110 RSU gemeldet, sowie eine Mitarbeiteraktienoption auf 36,428 Aktien mit einem Aus眉bungspreis von $49.06 und einem Ablaufdatum 08/08/2030. Die Einreichung gibt an, dass 1,137 Aktien zur Erf眉llung der Steuerabz眉ge zu $44.60 einbehalten wurden und keine Marktverk盲ufe darstellten. Die Vesting-Pl盲ne f眉r RSUs und Optionen sind an die Fortf眉hrung der Dienstzeit gekoppelt, mit gestaffelten Vesting-Terminen und anschlie脽ender viertelj盲hrlicher Vesting.
- Grants of equity awards: 16,392 RSUs and 2,110 RSUs awarded to the reporting person鈥檚 spouse, and an employee stock option for 36,428 shares at $49.06, with vesting tied to continued service.
- Tax withholding clarified: 1,137 shares were withheld to satisfy tax obligations at $44.60 and explicitly noted as not a market sale.
- Large reported disposition: the Form 4 lists a disposal of 40,426,120 common shares, which is material given the reporting person鈥檚 status as a 10% owner and director.
- Concentrated indirect holdings: the filing reports 25,677,520 shares held indirectly via a joint account with spouse, affecting control and voting concentration.
Insights
TL;DR: A sizable insider disposition (40.4M shares) coincides with RSU and option grants; material for ownership and potential liquidity impact.
The filing shows a reported disposal of 40,426,120 common shares while also documenting compensation-related awards: 16,392 RSUs, 2,110 RSUs, and an option for 36,428 shares at $49.06. The tax-withholding of 1,137 shares at $44.60 is explicitly a non-market transaction. For investors, a disposal of this magnitude by a 10% owner materially alters concentrated ownership metrics and could affect voting power and perceived insider sentiment; the concurrent multi-year vesting schedules suggest ongoing alignment of equity-based compensation with service.
TL;DR: Large reported disposition by a 10% owner plus spouse-held indirect interests and structured vesting raises governance and ownership concentration questions.
The Form 4 documents significant indirect holdings and awards to the reporting person鈥檚 spouse and a reported disposition of 40,426,120 shares. RSUs and an option are subject to explicit vesting contingent on continued service, with specific vesting schedules cited. The report also clarifies that 1,137 shares were withheld for taxes rather than sold. From a governance perspective, the interplay of direct disposals and extensive indirect holdings through a spouse, together with sizeable equity awards, is material to control and alignment analyses and warrants attention from investors and proxy advisors.
Liang Charles, identificato come amministratore, titolare del 10% e Presidente & CEO di Super Micro Computer, Inc. (SMCI), ha dichiarato variazioni nella titolarit脿 beneficiaria nel Form 4. La segnalazione riporta una cessione di 40,426,120 azioni e una partecipazione beneficiaria indiretta di 25,677,520 azioni tramite un conto congiunto con il coniuge. Mostra inoltre attribuzioni al coniuge della persona che segnala, incluse 16,392 unit脿 azionarie vincolate (RSU) acquisite e 2,110 RSU segnalate, oltre a un'opzione azionaria per dipendenti su 36,428 azioni con prezzo di esercizio di $49.06 e scadenza 08/08/2030. La comunicazione indica che 1,137 azioni sono state trattenute per soddisfare la ritenuta fiscale a $44.60 e non si trattava di vendite sul mercato. I piani di vesting delle RSU e delle opzioni sono vincolati alla prosecuzione del servizio, con date di maturazione scaglionate e successivo vesting trimestrale.
Liang Charles, identificado como director, propietario del 10% y Presidente & CEO de Super Micro Computer, Inc. (SMCI), declar贸 cambios en la titularidad beneficiaria en el Form 4. La presentaci贸n registra una disposici贸n reportada de 40,426,120 acciones y una tenencia beneficiaria indirecta de 25,677,520 acciones a trav茅s de una cuenta conjunta con su c贸nyuge. Tambi茅n refleja otorgamientos al c贸nyuge de la persona que reporta, incluyendo 16,392 unidades restringidas de acciones (RSU) adquiridas y 2,110 RSU reportadas, adem谩s de una opci贸n sobre acciones para empleados por 36,428 acciones con precio de ejercicio de $49.06 y vencimiento 08/08/2030. La presentaci贸n indica que 1,137 acciones fueron retenidas para cubrir la retenci贸n fiscal a $44.60 y no constituyeron ventas en el mercado. Los calendarios de vesting de las RSU y las opciones est谩n condicionados a la continuidad del servicio, con fechas de vesting escalonadas y vesting trimestral posterior.
Liang Charles電� 鞚挫偓鞚挫瀽 10% 歆�攵� 氤挫湢鞛愳澊氅� Super Micro Computer, Inc. (SMCI)鞚� President & CEO搿滌劀 Form 4鞐� 鞁れ 靻岇湢甓� 氤�霃欖潉 鞁犼碃頄堨姷雼堧嫟. 鞁犼碃靹滌棎電� 40,426,120欤检潣 觳橂秳鞚� 氤搓碃霅橃棃瓿� 氚办毎鞛愳檧鞚� 瓿惦彊 瓿勳毳� 韱淀暅 臧勳爲鞝� 鞁れ 氤挫湢臧� 25,677,520欤茧 旮办灛霅橃柎 鞛堨姷雼堧嫟. 霕愴暅 鞁犼碃鞚胳潣 氚办毎鞛愳棎瓴� 攵�鞐悳 雮挫棴鞙茧 16,392臧滌潣 鞝滍暅攵� 欤检嫕 雼渼(RSU) 旆摑 氚� 2,110臧滌潣 RSU 氤搓碃, 攴鸽Μ瓿� 頄夓偓臧�瓴╈澊 $49.06鞚搓碃 毵岅赴鞚检澊 08/08/2030鞚� 36,428欤检棎 雽�頃� 膦呾梾鞗� 鞀ろ啞鞓奠厴鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟. 鞁犼碃靹滌棎電� 靹戈笀 鞗愳矞歆曥垬毳� 於╇嫻頃橁赴 鞙勴暣 1,137欤缄皜 $44.60鞐� 鞗愳矞歆曥垬霅橃棃鞙茧┌ 鞚措姅 鞁滌灔 毵る弰臧� 鞎勲媹鞐堧嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. RSU鞕� 鞓奠厴鞚� 氩犾姢韺� 鞚检爼鞚� 歆�靻嶌爜鞚� 攴茧鞐� 鞐半彊霅橂┌, 雼硠氤� 氩犾姢韺呾澕瓿� 鞚错泟 攵勱赴氤� 氩犾姢韺呾澊 鞝侅毄霅╇媹雼�.
Liang Charles, identifi茅 comme administrateur, d茅tenteur de 10% et President & CEO de Super Micro Computer, Inc. (SMCI), a d茅clar茅 des modifications de d茅tention b茅n茅ficiaire dans le Form 4. Le d茅p么t enregistre une cession d茅clar茅e de 40,426,120 actions et une d茅tention b茅n茅ficiaire indirecte de 25,677,520 actions via un compte joint avec son conjoint. Il indique 茅galement des attributions au conjoint de la personne d茅clarante, y compris 16,392 unit茅s d'actions restreintes (RSU) acquises et 2,110 RSU d茅clar茅es, ainsi qu'une option d'achat pour employ茅s sur 36,428 actions avec un prix d'exercice de $49.06 et une date d'expiration 08/08/2030. Le d茅p么t pr茅cise que 1,137 actions ont 茅t茅 retenues pour satisfaire une retenue fiscale 脿 $44.60 et n'茅taient pas des ventes sur le march茅. Les calendriers d'acquisition (vesting) des RSU et des options sont li茅s 脿 la poursuite du service, avec des dates d'acquisition 茅chelonn茅es puis un vesting trimestriel par la suite.
Liang Charles, ausgewiesen als Direktor, 10%-Eigent眉mer sowie President & CEO von Super Micro Computer, Inc. (SMCI), meldete 脛nderungen der wirtschaftlichen Eigentumsverh盲ltnisse im Form 4. Die Einreichung verzeichnet eine gemeldete Ver盲u脽erung von 40,426,120 Aktien und eine indirekte wirtschaftliche Beteiligung von 25,677,520 Aktien 眉ber ein Gemeinschaftskonto mit dem Ehepartner. Sie weist zudem Zuwendungen an den Ehepartner der meldenden Person aus, darunter 16,392 Restricted Stock Units (RSU) erworben und 2,110 RSU gemeldet, sowie eine Mitarbeiteraktienoption auf 36,428 Aktien mit einem Aus眉bungspreis von $49.06 und einem Ablaufdatum 08/08/2030. Die Einreichung gibt an, dass 1,137 Aktien zur Erf眉llung der Steuerabz眉ge zu $44.60 einbehalten wurden und keine Marktverk盲ufe darstellten. Die Vesting-Pl盲ne f眉r RSUs und Optionen sind an die Fortf眉hrung der Dienstzeit gekoppelt, mit gestaffelten Vesting-Terminen und anschlie脽ender viertelj盲hrlicher Vesting.
FAQ
What transactions did the SMCI Form 4 report for Liang Charles?
Were any shares withheld for taxes according to the SMCI Form 4?
What vesting terms are disclosed for the RSUs and options on the Form 4?
How much indirect ownership via spouse or joint accounts is reported for SMCI?
What is the exercise price and expiration for the reported option in the SMCI Form 4?
