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[D] SenesTech, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
D
Rhea-AI Filing Summary

SenesTech, Inc. (a Delaware corporation with principal place in Surprise, Arizona) filed a Form D disclosing a Regulation D private offering of common stock warrants that raised an aggregate of $273,539. The filing reports the total amount sold as $273,539 with $0 remaining to be sold and indicates the offering relied on Rule 506(b). Five investors participated and the issuer states $0 of the gross proceeds were used to pay named executive officers.

The placement agent disclosed is H.C. Wainwright & Co., LLC, and the filing estimates sales commissions of $474,589. It also discloses placement agent warrants to purchase up to 72,944 shares at an exercise price of $5.4219 per share, plus accountable expenses and a management fee. The offering is not tied to a business combination and is not intended to last more than one year.

SenesTech, Inc. (societ脿 del Delaware con sede principale a Surprise, Arizona) ha depositato un Modulo D comunicando un'offerta privata ai sensi del Regulation D di warrant su azioni ordinarie per un importo complessivo di $273,539. Il deposito indica l'ammontare totale venduto pari a $273,539, con $0 residuo da vendere, e che l'offerta si 猫 avvalsa della Rule 506(b). Hanno partecipato cinque investitori e l'emittente dichiara che $0 dei proventi lordi sono stati utilizzati per pagare gli amministratori esecutivi nominati.

Il collocatore dichiarato 猫 H.C. Wainwright & Co., LLC e il deposito stima commissioni di vendita per $474,589. Vengono inoltre segnalati warrant del collocatore per l'acquisto fino a 72,944 azioni a un prezzo di esercizio di $5.4219 per azione, oltre a spese rendicontabili e a una commissione di gestione. L'offerta non 猫 connessa a una combinazione aziendale e non 猫 prevista per durare pi霉 di un anno.

SenesTech, Inc. (una sociedad de Delaware con domicilio principal en Surprise, Arizona) present贸 un Formulario D informando una oferta privada bajo la Regulation D de warrants sobre acciones ordinarias que recaud贸 un total de $273,539. La presentaci贸n reporta el monto total vendido como $273,539, con $0 pendiente de venta, e indica que la oferta se bas贸 en la Rule 506(b). Participaron cinco inversores y el emisor declara que $0 de los ingresos brutos se utilizaron para pagar a los directivos nombrados.

El agente colocador declarado es H.C. Wainwright & Co., LLC, y la presentaci贸n estima comisiones de venta por $474,589. Tambi茅n se revelan warrants del agente colocador para comprar hasta 72,944 acciones a un precio de ejercicio de $5.4219 por acci贸n, m谩s gastos justificables y una cuota de gesti贸n. La oferta no est谩 vinculada a una combinaci贸n empresarial y no tiene intenci贸n de durar m谩s de un a帽o.

SenesTech, Inc. (氤胳偓電� 鞎犽Μ臁半倶欤� 靹滍攧霛检澊歃堨棎 鞛堧姅 雿鸽澕鞗柎 氩曥澑)鞚� Regulation D鞐� 霐半ジ 靷 氚滍枆鞚� 瓿奠嫓頃� Form D毳� 鞝滌稖頃橃棳 氤错喌欤� 鞗岆煱韸�搿� 齑� $273,539毳� 臁半嫭頄堨姷雼堧嫟. 鞝滌稖靹滌棎電� 齑� 韺愲Г鞎§潉 $273,539搿� 氤搓碃頄堨溂氅� 鞛旍棳 韺愲Г鞎§潃 $0鞚搓碃, 頃措嫻 氚滍枆鞚� Rule 506(b)鞐� 鞚橁卑頄堨潓鞚� 氇呾嫓頄堨姷雼堧嫟. 雼れ劘 氇呾潣 韴瀽鞛愱皜 彀胳棳頄堨溂氅� 氚滍枆靷姅 齑濎垬鞛� 欷� $0鞚� 氇呾嫓霅� 斓滉碃瓴届榿歆勳棎瓴� 歆�旮夒悩鞐堧嫟瓿� 氚濏様鞀惦媹雼�.

瓿店皽霅� 氚办箻 鞐愳澊鞝勴姼電� H.C. Wainwright & Co., LLC鞚措┌ 鞝滌稖靹滌棎電� 韺愲Г 靾橃垬耄岆ゼ 鞎� $474,589搿� 於旍爼頃橁碃 鞛堨姷雼堧嫟. 霕愴暅 鞐愳澊鞝勴姼 鞗岆煱韸鸽 斓滊寑 72,944欤茧ゼ 欤茧嫻 頄夓偓臧�瓴� $5.4219鞐� 毵れ垬頃� 靾� 鞛堧姅 甓岆Μ鞕� 鞝曥偘 臧�電ロ暅 牍勳毄 氚� 甏�毽� 靾橃垬耄岅皜 瓿店皽霅橃柎 鞛堨姷雼堧嫟. 鞚� 鞓ろ嵓毵侅潃 旮办梾瓴绊暕瓿� 甏�霠悩歆� 鞎婌溂氅� 1雲勳潉 齑堦臣頃橃棳 歆�靻嶋悹 鞓堨爼鞚� 鞎勲嫏雼堧嫟.

SenesTech, Inc. (une soci茅t茅 du Delaware ayant son si猫ge principal 脿 Surprise, Arizona) a d茅pos茅 un Form D d茅clarant une offre priv茅e au titre de la Regulation D de warrants d'actions ordinaires ayant lev茅 au total $273,539. Le d茅p么t indique le montant total vendu de $273,539, avec $0 restant 脿 vendre, et pr茅cise que l'offre s'est appuy茅e sur la Rule 506(b). Cinq investisseurs ont particip茅 et l'茅metteur d茅clare que $0 des produits bruts ont 茅t茅 utilis茅s pour r茅mun茅rer les dirigeants nomm茅s.

L'agent de placement d茅clar茅 est H.C. Wainwright & Co., LLC, et le d茅p么t estime les commissions de vente 脿 $474,589. Il r茅v猫le 茅galement des warrants accord茅s 脿 l'agent de placement permettant d'acheter jusqu'脿 72,944 actions au prix d'exercice de $5.4219 par action, plus les d茅penses remboursables et des frais de gestion. L'offre n'est pas li茅e 脿 une op茅ration de rapprochement d'entreprises et n'est pas destin茅e 脿 durer plus d'un an.

SenesTech, Inc. (eine Delaware-Gesellschaft mit Hauptsitz in Surprise, Arizona) hat ein Formular D eingereicht, in dem ein Private Placement nach Regulation D von Warrants auf Stammaktien angegeben wird, das insgesamt $273,539 einbrachte. Die Einreichung nennt den insgesamt verkauften Betrag mit $273,539, verbleibend $0, und gibt an, dass sich das Angebot auf Rule 506(b) st眉tzte. F眉nf Investoren beteiligten sich, und der Emittent gibt an, dass $0 der Bruttoerl枚se zur Bezahlung namentlich genannter F眉hrungskr盲fte verwendet wurden.

Als Platzierungsagent ist H.C. Wainwright & Co., LLC angegeben, und die Einreichung sch盲tzt Vertriebskommissionen in H枚he von $474,589. Au脽erdem werden Platzierungsagenten-Warrants offengelegt, die zum Kauf von bis zu 72,944 Aktien zu einem Aus眉bungspreis von $5.4219 je Aktie berechtigen, zuz眉glich abrechenbarer Aufwendungen und einer Managementgeb眉hr. Das Angebot steht nicht im Zusammenhang mit einer Unternehmenszusammenf眉hrung und ist nicht dazu bestimmt, l盲nger als ein Jahr zu dauern.

Positive
  • $273,539 raised through issuance of common stock warrants
  • No proceeds were disclosed as paid to named executive officers ($0)
  • Offering claimed under Rule 506(b), which restricts general solicitation
  • Placement agent identified (H.C. Wainwright & Co.), with compensation disclosed
Negative
  • Estimated sales commissions of $474,589 exceed the gross proceeds of $273,539
  • Placement agent warrants to purchase up to 72,944 shares at $5.4219 may cause dilution
  • Only 5 investors participated, indicating a concentrated investor base
  • Aggregate offering amount of $273,539 is small and may be immaterial relative to company scale

Insights

TL;DR: Small warrant raise of $273,539 with estimated placement fees exceeding proceeds and meaningful placement-agent warrants.

The offering size is modest at $273,539, yet the filing shows an estimated sales commission of $474,589, which exceeds the gross proceeds disclosed. The placement agent also received warrants to purchase up to 72,944 shares at an exercise price of $5.4219, which creates potential dilution if exercised. Only 5 investors participated, indicating a concentrated investor base. For capital structure and dilution analysis, the interaction of these placement warrants with existing outstanding warrants and shares is material to valuation.

TL;DR: Disclosure shows executive payments of $0 and clear placement-agent compensation, enabling transparent assessment of related-party use of proceeds.

The Form D explicitly states that $0 of gross proceeds are proposed to be used for payments to named executive officers, which is a clear governance disclosure. The issuer selected Rule 506(b), limiting general solicitation. The filing also identifies the placement agent and quantifies estimated fees and placement-agent warrants, providing investors and regulators with actionable compensation information. The issuer checked "Decline to Disclose" for issuer size, which limits some context for assessing materiality relative to company scale.

SenesTech, Inc. (societ脿 del Delaware con sede principale a Surprise, Arizona) ha depositato un Modulo D comunicando un'offerta privata ai sensi del Regulation D di warrant su azioni ordinarie per un importo complessivo di $273,539. Il deposito indica l'ammontare totale venduto pari a $273,539, con $0 residuo da vendere, e che l'offerta si 猫 avvalsa della Rule 506(b). Hanno partecipato cinque investitori e l'emittente dichiara che $0 dei proventi lordi sono stati utilizzati per pagare gli amministratori esecutivi nominati.

Il collocatore dichiarato 猫 H.C. Wainwright & Co., LLC e il deposito stima commissioni di vendita per $474,589. Vengono inoltre segnalati warrant del collocatore per l'acquisto fino a 72,944 azioni a un prezzo di esercizio di $5.4219 per azione, oltre a spese rendicontabili e a una commissione di gestione. L'offerta non 猫 connessa a una combinazione aziendale e non 猫 prevista per durare pi霉 di un anno.

SenesTech, Inc. (una sociedad de Delaware con domicilio principal en Surprise, Arizona) present贸 un Formulario D informando una oferta privada bajo la Regulation D de warrants sobre acciones ordinarias que recaud贸 un total de $273,539. La presentaci贸n reporta el monto total vendido como $273,539, con $0 pendiente de venta, e indica que la oferta se bas贸 en la Rule 506(b). Participaron cinco inversores y el emisor declara que $0 de los ingresos brutos se utilizaron para pagar a los directivos nombrados.

El agente colocador declarado es H.C. Wainwright & Co., LLC, y la presentaci贸n estima comisiones de venta por $474,589. Tambi茅n se revelan warrants del agente colocador para comprar hasta 72,944 acciones a un precio de ejercicio de $5.4219 por acci贸n, m谩s gastos justificables y una cuota de gesti贸n. La oferta no est谩 vinculada a una combinaci贸n empresarial y no tiene intenci贸n de durar m谩s de un a帽o.

SenesTech, Inc. (氤胳偓電� 鞎犽Μ臁半倶欤� 靹滍攧霛检澊歃堨棎 鞛堧姅 雿鸽澕鞗柎 氩曥澑)鞚� Regulation D鞐� 霐半ジ 靷 氚滍枆鞚� 瓿奠嫓頃� Form D毳� 鞝滌稖頃橃棳 氤错喌欤� 鞗岆煱韸�搿� 齑� $273,539毳� 臁半嫭頄堨姷雼堧嫟. 鞝滌稖靹滌棎電� 齑� 韺愲Г鞎§潉 $273,539搿� 氤搓碃頄堨溂氅� 鞛旍棳 韺愲Г鞎§潃 $0鞚搓碃, 頃措嫻 氚滍枆鞚� Rule 506(b)鞐� 鞚橁卑頄堨潓鞚� 氇呾嫓頄堨姷雼堧嫟. 雼れ劘 氇呾潣 韴瀽鞛愱皜 彀胳棳頄堨溂氅� 氚滍枆靷姅 齑濎垬鞛� 欷� $0鞚� 氇呾嫓霅� 斓滉碃瓴届榿歆勳棎瓴� 歆�旮夒悩鞐堧嫟瓿� 氚濏様鞀惦媹雼�.

瓿店皽霅� 氚办箻 鞐愳澊鞝勴姼電� H.C. Wainwright & Co., LLC鞚措┌ 鞝滌稖靹滌棎電� 韺愲Г 靾橃垬耄岆ゼ 鞎� $474,589搿� 於旍爼頃橁碃 鞛堨姷雼堧嫟. 霕愴暅 鞐愳澊鞝勴姼 鞗岆煱韸鸽 斓滊寑 72,944欤茧ゼ 欤茧嫻 頄夓偓臧�瓴� $5.4219鞐� 毵れ垬頃� 靾� 鞛堧姅 甓岆Μ鞕� 鞝曥偘 臧�電ロ暅 牍勳毄 氚� 甏�毽� 靾橃垬耄岅皜 瓿店皽霅橃柎 鞛堨姷雼堧嫟. 鞚� 鞓ろ嵓毵侅潃 旮办梾瓴绊暕瓿� 甏�霠悩歆� 鞎婌溂氅� 1雲勳潉 齑堦臣頃橃棳 歆�靻嶋悹 鞓堨爼鞚� 鞎勲嫏雼堧嫟.

SenesTech, Inc. (une soci茅t茅 du Delaware ayant son si猫ge principal 脿 Surprise, Arizona) a d茅pos茅 un Form D d茅clarant une offre priv茅e au titre de la Regulation D de warrants d'actions ordinaires ayant lev茅 au total $273,539. Le d茅p么t indique le montant total vendu de $273,539, avec $0 restant 脿 vendre, et pr茅cise que l'offre s'est appuy茅e sur la Rule 506(b). Cinq investisseurs ont particip茅 et l'茅metteur d茅clare que $0 des produits bruts ont 茅t茅 utilis茅s pour r茅mun茅rer les dirigeants nomm茅s.

L'agent de placement d茅clar茅 est H.C. Wainwright & Co., LLC, et le d茅p么t estime les commissions de vente 脿 $474,589. Il r茅v猫le 茅galement des warrants accord茅s 脿 l'agent de placement permettant d'acheter jusqu'脿 72,944 actions au prix d'exercice de $5.4219 par action, plus les d茅penses remboursables et des frais de gestion. L'offre n'est pas li茅e 脿 une op茅ration de rapprochement d'entreprises et n'est pas destin茅e 脿 durer plus d'un an.

SenesTech, Inc. (eine Delaware-Gesellschaft mit Hauptsitz in Surprise, Arizona) hat ein Formular D eingereicht, in dem ein Private Placement nach Regulation D von Warrants auf Stammaktien angegeben wird, das insgesamt $273,539 einbrachte. Die Einreichung nennt den insgesamt verkauften Betrag mit $273,539, verbleibend $0, und gibt an, dass sich das Angebot auf Rule 506(b) st眉tzte. F眉nf Investoren beteiligten sich, und der Emittent gibt an, dass $0 der Bruttoerl枚se zur Bezahlung namentlich genannter F眉hrungskr盲fte verwendet wurden.

Als Platzierungsagent ist H.C. Wainwright & Co., LLC angegeben, und die Einreichung sch盲tzt Vertriebskommissionen in H枚he von $474,589. Au脽erdem werden Platzierungsagenten-Warrants offengelegt, die zum Kauf von bis zu 72,944 Aktien zu einem Aus眉bungspreis von $5.4219 je Aktie berechtigen, zuz眉glich abrechenbarer Aufwendungen und einer Managementgeb眉hr. Das Angebot steht nicht im Zusammenhang mit einer Unternehmenszusammenf眉hrung und ist nicht dazu bestimmt, l盲nger als ein Jahr zu dauern.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001680378
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
SenesTech, Inc.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago
Within Last Five Years (Specify Year)
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
SenesTech, Inc.
Street Address 1 Street Address 2
13430 NORTH DYSART ROAD SUITE 105
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
SURPRISE ARIZONA 85379 (928) 779-4143

3. Related Persons

Last Name First Name Middle Name
Chesterman Thomas C.
Street Address 1 Street Address 2
13430 North Dysart Road Suite 105
City State/Province/Country ZIP/PostalCode
Surprise ARIZONA 85379
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Executive Vice President, Chief Financial Officer, Treasurer, and Secretary
Last Name First Name Middle Name
Fruendt Joel L.
Street Address 1 Street Address 2
13430 North Dysart Road Suite 105
City State/Province/Country ZIP/PostalCode
Surprise ARIZONA 85379
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

President and Chief Executive Officer
Last Name First Name Middle Name
Bechtel, JD, Ph.D. Jamie
Street Address 1 Street Address 2
13430 North Dysart Road Suite 105
City State/Province/Country ZIP/PostalCode
Surprise ARIZONA 85379
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Grandinetti, III Phillip N.
Street Address 1 Street Address 2
13430 North Dysart Road Suite 105
City State/Province/Country ZIP/PostalCode
Surprise ARIZONA 85379
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Leach Jake S.
Street Address 1 Street Address 2
13430 North Dysart Road Suite 105
City State/Province/Country ZIP/PostalCode
Surprise ARIZONA 85379
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
AG真人官方 Estate
Commercial
Construction
REITS & Finance
Residential
Other AG真人官方 Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
X
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2025-08-04 First Sale Yet to Occur
Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
Yes X No

9. Type(s) of Securities Offered (select all that apply)

Equity Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
X Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Common Stock Warrants

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number None
H.C. Wainwright & Co., LLC 000000375
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
430 Park Avenue 4th Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States		 All States
Foreign/non-US
CALIFORNIA
FLORIDA
ILLINOIS
NEW YORK
TEXAS

13. Offering and Sales Amounts

Total Offering Amount $273,539 USD
or Indefinite
Total Amount Sold $273,539 USD
Total Remaining to be Sold $0 USD
or Indefinite

Clarification of Response (if Necessary):

Common stock warrants issued for an aggregate of $273,539 in addition to agreement to exercise previously issued warrants at the existing exercise price.

14. Investors

 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
5

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $474,589 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

The placement agent also received placement agent warrants to purchase up to an aggregate of 72,944 shares of common stock at an exercise price of $5.4219 per share and payment of accountable expenses and a management fee.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
SenesTech, Inc. /s/ Thomas C. Chesterman Thomas C. Chesterman Executive Vice President, CFO, Treasurer, and Secretary 2025-08-11

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

Source:

FAQ

What did SenesTech (SNES) raise in this Form D filing?

SenesTech sold common stock warrants for an aggregate of $273,539; the filing reports $0 remaining to be sold.

Which exemption did SenesTech (SNES) claim for the offering?

The issuer claimed a Rule 506(b) exemption under Regulation D.

How many investors participated and what was the minimum investment?

A total of 5 investors participated and the minimum investment accepted is listed as $0.

Who was the placement agent and what compensation was disclosed?

The placement agent is H.C. Wainwright & Co., LLC; estimated sales commissions are $474,589 and placement-agent warrants to purchase up to 72,944 shares at $5.4219 per share were granted, plus expenses and a management fee.

Were any proceeds used to pay executives or directors?

The filing discloses $0 of the gross proceeds were proposed to be used for payments to named executive officers.

Is this offering related to a business combination transaction?

No; the filing indicates the offering is not being made in connection with a business combination.
Stock SNES logo
Senestech Inc

NASDAQ:SNES

SNES Rankings

#5623 Ranked by Market Cap
N/A Ranked by Dividends

SNES Latest News

Aug 18, 2025
SenesTech to Participate in the Lytham Partners 2025 Consumer & Technology Investor Summit on August 19, 2025
Aug 7, 2025
SenesTech Reports Second Quarter 2025 Financial Results with Record Revenue and Record Gross Profit Margins
Aug 5, 2025
SenesTech Announces Closing of Warrant Exercise for $6.3 Million in Gross Proceeds
Aug 5, 2025
SenesTech Announces Warrant Exercise for $6.3 Million in Gross Proceeds
Jul 31, 2025
SenesTech to Report Second Quarter 2025 Financial Results on Thursday, August 7, 2025

SNES Latest SEC Filings

Aug 15, 2025
[S-3] SenesTech, Inc. Shelf Registration Statement
Aug 14, 2025
[Form 3] SenesTech, Inc. Initial Statement of Beneficial Ownership
Aug 12, 2025
[SCHEDULE 13G/A] SenesTech, Inc. SEC Filing
Aug 5, 2025
[8-K] SenesTech, Inc. Reports Material Event
Jul 14, 2025
[D] SenesTech, Inc. SEC Filing

SNES Stock Data

24.03M
3.42M
4.22%
2.07%
16.26%
Specialty Chemicals
Agricultural Chemicals
United States
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