AG真人官方

STOCK TITAN
  1. Home
  2. Sec-filings
  3. TY
  4. [Form 4] TRI-Continental Corporation Insider Trading Activity

[Form 4] TRI-Continental Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Christopher O. Petersen, a director and SVP & Assistant Secretary of Tri-Continental Corporation (TY), reported a sale of 151.282 shares of the issuer's common stock on 09/04/2025 at a price of $33.56 per share. Following the reported transaction the filing shows 0 shares beneficially owned by the reporting person.

Christopher O. Petersen, direttore nonch茅 SVP e segretario aggiunto di Tri-Continental Corporation (TY), ha comunicato la vendita di 151.282 azioni del capitale sociale della societ脿 in data 09/04/2025 al prezzo di $33.56 per azione. Dopo l'operazione riportata, la dichiarazione indica che la persona segnalante detiene 0 azioni a titolo beneficiario.

Christopher O. Petersen, director y Vicepresidente Senior (SVP) y Secretario Adjunto de Tri-Continental Corporation (TY), inform贸 la venta de 151.282 acciones de las acciones ordinarias de la emisora el 09/04/2025 a un precio de $33.56 por acci贸n. Tras la transacci贸n informada, el expediente muestra que la persona informante posee 0 acciones con beneficio.

Christopher O. Petersen鞚� Tri-Continental Corporation (TY)鞚� 鞚挫偓鞚挫瀽 靾橃劃 攵�靷灔(SVP) 瓴� 攵�靹滉赴搿滌劀, 2025-09-04鞐� 氚滍枆須岇偓鞚� 氤错喌欤� 151.282欤�毳� 欤茧嫻 $33.56鞐� 毵る弰頄堧嫟瓿� 鞁犼碃頄堨姷雼堧嫟. 鞁犼碃霅� 瓯半灅 頉� 頃措嫻 鞝滌稖靹滊鞐愲姅 氤搓碃鞚胳棎 鞚橅暣 順滍儩鞚� 氚涬姅 欤检嫕 氤挫湢靾� 0欤�搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟.

Christopher O. Petersen, administrateur et vice鈥憄r茅sident principal (SVP) et secr茅taire adjoint de Tri-Continental Corporation (TY), a d茅clar茅 la vente de 151.282 actions des actions ordinaires de l'茅metteur le 09/04/2025 au prix de 33,56 $ par action. Suite 脿 la transaction d茅clar茅e, le dossier indique que la personne d茅clarante poss猫de 0 action 脿 titre b茅n茅ficiaire.

Christopher O. Petersen, Direktor sowie Senior Vice President (SVP) und stellvertretender Sekret盲r von Tri-Continental Corporation (TY), meldete den Verkauf von 151.282 Aktien der Stammaktien des Emittenten am 09/04/2025 zu einem Preis von $33.56 je Aktie. Nach der gemeldeten Transaktion weist die Meldung aus, dass die meldende Person 0 Aktien wirtschaftlich besitzt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider sale of 151.282 shares at $33.56 reduces beneficial ownership to zero; transaction is disclosed on Form 4.

The Form 4 reports a straightforward non-derivative disposition by an officer/director. The sale size (151.282 shares) appears modest in absolute terms given no total prior holding or percentage of float is stated. For investors, the filing establishes that the reporting person no longer holds beneficially any common stock disclosed on this form.

TL;DR: The filing documents a compliant disclosure of an officer/director sale that leaves the individual with no reported beneficial ownership.

The Form 4 contains required details: position of the reporting person, transaction type (sale), number of shares, transaction date, and price. There are no derivative transactions disclosed. The record shows compliance with Section 16 reporting; no additional governance events or plan-based transactions are indicated.

Christopher O. Petersen, direttore nonch茅 SVP e segretario aggiunto di Tri-Continental Corporation (TY), ha comunicato la vendita di 151.282 azioni del capitale sociale della societ脿 in data 09/04/2025 al prezzo di $33.56 per azione. Dopo l'operazione riportata, la dichiarazione indica che la persona segnalante detiene 0 azioni a titolo beneficiario.

Christopher O. Petersen, director y Vicepresidente Senior (SVP) y Secretario Adjunto de Tri-Continental Corporation (TY), inform贸 la venta de 151.282 acciones de las acciones ordinarias de la emisora el 09/04/2025 a un precio de $33.56 por acci贸n. Tras la transacci贸n informada, el expediente muestra que la persona informante posee 0 acciones con beneficio.

Christopher O. Petersen鞚� Tri-Continental Corporation (TY)鞚� 鞚挫偓鞚挫瀽 靾橃劃 攵�靷灔(SVP) 瓴� 攵�靹滉赴搿滌劀, 2025-09-04鞐� 氚滍枆須岇偓鞚� 氤错喌欤� 151.282欤�毳� 欤茧嫻 $33.56鞐� 毵る弰頄堧嫟瓿� 鞁犼碃頄堨姷雼堧嫟. 鞁犼碃霅� 瓯半灅 頉� 頃措嫻 鞝滌稖靹滊鞐愲姅 氤搓碃鞚胳棎 鞚橅暣 順滍儩鞚� 氚涬姅 欤检嫕 氤挫湢靾� 0欤�搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟.

Christopher O. Petersen, administrateur et vice鈥憄r茅sident principal (SVP) et secr茅taire adjoint de Tri-Continental Corporation (TY), a d茅clar茅 la vente de 151.282 actions des actions ordinaires de l'茅metteur le 09/04/2025 au prix de 33,56 $ par action. Suite 脿 la transaction d茅clar茅e, le dossier indique que la personne d茅clarante poss猫de 0 action 脿 titre b茅n茅ficiaire.

Christopher O. Petersen, Direktor sowie Senior Vice President (SVP) und stellvertretender Sekret盲r von Tri-Continental Corporation (TY), meldete den Verkauf von 151.282 Aktien der Stammaktien des Emittenten am 09/04/2025 zu einem Preis von $33.56 je Aktie. Nach der gemeldeten Transaktion weist die Meldung aus, dass die meldende Person 0 Aktien wirtschaftlich besitzt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Petersen Christopher O.
(Last) (First) (Middle)
901 3RD AVE S
(Street)
MINNEAPOLIS MN 55402
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRI-CONTINENTAL Corp [ TY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Asst Secretary
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Tri-Continental Corporation Common Stock 09/04/2025 S 151.282 D $33.56 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Joseph D'Alessandro, Power of Attorney 09/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What did the Form 4 for TRI-Continental Corporation (TY) report?

The Form 4 reports a sale of 151.282 shares of TY common stock by Christopher O. Petersen at $33.56 per share.

When was the TY insider transaction executed?

The reported transaction date is 09/04/2025.

How many TY shares does the reporting person own after the transaction?

The Form 4 shows 0 shares beneficially owned following the reported sale.

Was the transaction a derivative or a direct sale?

It was a non-derivative sale (direct disposition) of common stock; no derivative securities were reported.

What is the reporting person's role at the company?

The reporting person is listed as a Director and SVP & Assistant Secretary of TRI-Continental Corporation.
Stock TY logo
Tri-Continental Corporation

NYSE:TY

TY Rankings

#2199 Ranked by Market Cap
#1168 Ranked by Dividends

TY Latest News

Sep 5, 2025
Tri-Continental Corporation Declares Third Quarter Distribution
Jun 24, 2025
Tri-Continental Corporation Holds 95th Annual Meeting of Stockholders
May 22, 2025
Tri-Continental Corporation Declares Second Quarter Distribution
Mar 31, 2025
Tri-Continental Corporation Announcements Regarding 95th Annual Meeting of Stockholders
Mar 7, 2025
Tri-Continental Corporation Declares First Quarter Distribution

TY Latest SEC Filings

Sep 5, 2025
[8-K] TRI-Continental Corporation Reports Material Event
Aug 21, 2025
[Form 4] TRI-Continental Corporation Insider Trading Activity
Jun 24, 2025
[8-K] TRI-Continental Corporation Reports Material Event

TY Stock Data

1.76B
51.96M
0.03%
13.15%
1.64%
Asset Management
Financial Services
United States
Boston