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[Form 4] Uber Technologies, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Tony West, Chief Legal Officer and Corporate Secretary of Uber Technologies, reported multiple vesting events on August 16, 2025. Several tranches of restricted stock units (RSUs) converted into common stock on a one-for-one basis, increasing his direct holdings to a reported 177,738 shares at one point and ending at 173,394 shares after tax-withholding. The Form 4 shows four RSU vesting entries (totaling 8,759 RSUs converted across noted grants) and four withholding entries where shares were retained to satisfy tax liabilities at a price of $92.60 per share. The filing was signed by Carolyn Mo by power of attorney on August 19, 2025.

Tony West, Chief Legal Officer e Corporate Secretary di Uber Technologies, ha registrato più eventi di vesting il 16 agosto 2025. Diverse tranche di restricted stock units (RSU) sono state convertite in azioni ordinarie sul rapporto uno a uno, portando le sue detenzioni dirette a 177.738 azioni in un momento e a 173.394 azioni dopo la ritenuta fiscale. Il Modulo 4 mostra quattro voci di vesting (per un totale di 8.759 RSU convertite dai grant indicati) e quattro operazioni di ritenuta in cui sono state trattenute azioni per soddisfare le imposte, a un prezzo di 92,60 $ per azione. Il documento è stato firmato da Carolyn Mo per procura il 19 agosto 2025.

Tony West, Director Jurídico y Secretario Corporativo de Uber Technologies, registró varios eventos de vesting el 16 de agosto de 2025. Varias tramas de restricted stock units (RSU) se convirtieron en acciones ordinarias en una proporción uno a uno, elevando su participación directa a 177.738 acciones en un momento dado y quedando en 173.394 acciones tras las retenciones fiscales. El Formulario 4 muestra cuatro entradas de vesting (un total de 8.759 RSU convertidas de las subvenciones indicadas) y cuatro retenciones en las que se retuvieron acciones para cubrir obligaciones fiscales, a un precio de 92,60 $ por acción. La presentación fue firmada por Carolyn Mo mediante poder notarial el 19 de agosto de 2025.

우버 테크놀로지스의 법무총괄 � 기업서기 토니 웨스트는 2025� 8� 16� 여러 차례� 베스�(vesting) 사건� 보고했습니다. 여러 트랜치의 제한주식단위(RSU)가 1대1 비율� 보통주로 전환되어 한때 그의 직접 보유 주식 수가 177,738주에 달했으며 세금 원천징수 후에� 173,394주로 마감되었습니�. 제출� Form 4에는 � 건의 RSU 베스� 항목(기재� 그랜트에� � 8,759 RSU 전환)� 세금 납부� 위해 주식� 보류� � 건의 원천징수 항목� 표시되어 있으�, 주당 가격은 92.60달러였습니�. 해당 서류� 2025� 8� 19� 위임장에 따라 캐롤� 모가 서명했습니다.

Tony West, Chief Legal Officer et Corporate Secretary d'Uber Technologies, a déclaré plusieurs événements de vesting le 16 août 2025. Plusieurs tranches de restricted stock units (RSU) ont été converties en actions ordinaires au taux d'un pour un, portant sa détention directe à 177 738 actions à un moment donné, puis à 173 394 actions après prélèvement fiscal. Le formulaire 4 affiche quatre entrées de vesting (pour un total de 8 759 RSU converties issues des grants mentionnés) et quatre opérations de retenue où des actions ont été conservées pour couvrir les impôts, au prix de 92,60 $ par action. Le dépôt a été signé par Carolyn Mo par procuration le 19 août 2025.

Tony West, Chief Legal Officer und Corporate Secretary von Uber Technologies, meldete mehrere Vesting-Ereignisse am 16. August 2025. Mehrere Tranchen von Restricted Stock Units (RSUs) wurden eins zu eins in Stammaktien umgewandelt, wodurch sein Direktbestand zeitweise 177.738 Aktien erreichte und nach steuerlicher Einbehaltung bei 173.394 Aktien endete. Das Formular 4 weist vier Vesting-Einträge aus (insgesamt 8.759 umgewandelte RSUs aus den angegebenen Grants) sowie vier Einbehaltungen, bei denen Aktien zur Begleichung der Steuerverpflichtungen einbehalten wurden, zum Preis von 92,60 $ je Aktie. Die Einreichung wurde am 19. August 2025 von Carolyn Mo per Vollmacht unterzeichnet.

Positive
  • Scheduled RSU vesting occurred, converting RSUs to common stock and increasing the reporting person's direct holdings.
  • Transparency in reporting: the Form 4 discloses grant vintages, vesting schedules, and tax-withholding amounts and price.
Negative
  • Share withholding to satisfy tax liabilities reduced the net number of shares received from the vesting events.

Insights

TL;DR: Insider RSU vesting increased direct holdings; shares were withheld to cover taxes, modestly reducing net shares.

The filing documents routine equity compensation activity rather than discretionary trading. Multiple RSU vesting events from grants made in 2022�2025 converted into common stock on a one-for-one basis, adding several thousand shares to Tony West's direct holdings. Concurrent withholding at $92.60 per share satisfied tax obligations and lowered the net share count. No open-market purchases or sales were reported. This is a standard post-vesting reporting of executive compensation.

TL;DR: This Form 4 reflects expected compensation vesting and tax withholding, not a change in governance or control.

The Form 4 indicates the reporting person holds director/officer status and received scheduled RSU vesting consistent with grant schedules disclosed in the explanation. The filings reference specific grant vintages and standard monthly vesting schedules. Withholding to satisfy taxes is common and does not indicate intentional market disposition. No indications of leadership change or material governance events are present in this filing.

Tony West, Chief Legal Officer e Corporate Secretary di Uber Technologies, ha registrato più eventi di vesting il 16 agosto 2025. Diverse tranche di restricted stock units (RSU) sono state convertite in azioni ordinarie sul rapporto uno a uno, portando le sue detenzioni dirette a 177.738 azioni in un momento e a 173.394 azioni dopo la ritenuta fiscale. Il Modulo 4 mostra quattro voci di vesting (per un totale di 8.759 RSU convertite dai grant indicati) e quattro operazioni di ritenuta in cui sono state trattenute azioni per soddisfare le imposte, a un prezzo di 92,60 $ per azione. Il documento è stato firmato da Carolyn Mo per procura il 19 agosto 2025.

Tony West, Director Jurídico y Secretario Corporativo de Uber Technologies, registró varios eventos de vesting el 16 de agosto de 2025. Varias tramas de restricted stock units (RSU) se convirtieron en acciones ordinarias en una proporción uno a uno, elevando su participación directa a 177.738 acciones en un momento dado y quedando en 173.394 acciones tras las retenciones fiscales. El Formulario 4 muestra cuatro entradas de vesting (un total de 8.759 RSU convertidas de las subvenciones indicadas) y cuatro retenciones en las que se retuvieron acciones para cubrir obligaciones fiscales, a un precio de 92,60 $ por acción. La presentación fue firmada por Carolyn Mo mediante poder notarial el 19 de agosto de 2025.

우버 테크놀로지스의 법무총괄 � 기업서기 토니 웨스트는 2025� 8� 16� 여러 차례� 베스�(vesting) 사건� 보고했습니다. 여러 트랜치의 제한주식단위(RSU)가 1대1 비율� 보통주로 전환되어 한때 그의 직접 보유 주식 수가 177,738주에 달했으며 세금 원천징수 후에� 173,394주로 마감되었습니�. 제출� Form 4에는 � 건의 RSU 베스� 항목(기재� 그랜트에� � 8,759 RSU 전환)� 세금 납부� 위해 주식� 보류� � 건의 원천징수 항목� 표시되어 있으�, 주당 가격은 92.60달러였습니�. 해당 서류� 2025� 8� 19� 위임장에 따라 캐롤� 모가 서명했습니다.

Tony West, Chief Legal Officer et Corporate Secretary d'Uber Technologies, a déclaré plusieurs événements de vesting le 16 août 2025. Plusieurs tranches de restricted stock units (RSU) ont été converties en actions ordinaires au taux d'un pour un, portant sa détention directe à 177 738 actions à un moment donné, puis à 173 394 actions après prélèvement fiscal. Le formulaire 4 affiche quatre entrées de vesting (pour un total de 8 759 RSU converties issues des grants mentionnés) et quatre opérations de retenue où des actions ont été conservées pour couvrir les impôts, au prix de 92,60 $ par action. Le dépôt a été signé par Carolyn Mo par procuration le 19 août 2025.

Tony West, Chief Legal Officer und Corporate Secretary von Uber Technologies, meldete mehrere Vesting-Ereignisse am 16. August 2025. Mehrere Tranchen von Restricted Stock Units (RSUs) wurden eins zu eins in Stammaktien umgewandelt, wodurch sein Direktbestand zeitweise 177.738 Aktien erreichte und nach steuerlicher Einbehaltung bei 173.394 Aktien endete. Das Formular 4 weist vier Vesting-Einträge aus (insgesamt 8.759 umgewandelte RSUs aus den angegebenen Grants) sowie vier Einbehaltungen, bei denen Aktien zur Begleichung der Steuerverpflichtungen einbehalten wurden, zum Preis von 92,60 $ je Aktie. Die Einreichung wurde am 19. August 2025 von Carolyn Mo per Vollmacht unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
West Tony

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/16/2025 M 1,282 A (1) 170,261 D
Common Stock 08/16/2025 M 1,494 A (1) 171,755 D
Common Stock 08/16/2025 M 2,910 A (1) 174,665 D
Common Stock 08/16/2025 M 3,073 A (1) 177,738 D
Common Stock 08/16/2025 F(2) 636 D $92.6 177,102 D
Common Stock 08/16/2025 F(2) 741 D $92.6 176,361 D
Common Stock 08/16/2025 F(2) 1,443 D $92.6 174,918 D
Common Stock 08/16/2025 F(2) 1,524 D $92.6 173,394 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/16/2025 M 1,282 (3) (3) Common Stock 1,282 $0.00 55,123 D
Restricted Stock Units (1) 08/16/2025 M 1,494 (4) (4) Common Stock 1,494 $0.00 46,289 D
Restricted Stock Units (1) 08/16/2025 M 2,910 (5) (5) Common Stock 2,910 $0.00 55,297 D
Restricted Stock Units (1) 08/16/2025 M 3,073 (6) (6) Common Stock 3,073 $0.00 21,509 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on August 16, 2025.
3. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
Chief Legal Officer and Corporate Secretary
/s/ Carolyn Mo by Power of Attorney for Tony West 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Tony West report on the Form 4 for UBER?

The Form 4 reports RSU vesting events on 08/16/2025 where multiple restricted stock units converted into common stock and shares were withheld to satisfy taxes.

How many shares did the filing show Tony West beneficially owning after the transactions?

The filing lists several post-transaction amounts; the highest reported direct ownership shown is 177,738 shares and a final reported line shows 173,394 shares after withholding.

At what price were shares withheld for taxes in the Form 4?

Shares withheld to satisfy tax liability were recorded at a price of $92.60 per share.

Which RSU grant vintages are referenced in the filing?

The filing references RSU grants dated March 1, 2022, March 1, 2023, March 1, 2024, and March 3, 2025 with monthly vesting schedules.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by Carolyn Mo by power of attorney for Tony West on 08/19/2025.
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Software - Application
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United States
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