AG˹ٷ

STOCK TITAN

[Form 4] Uniti Group Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Item 5.03 � Charter validation On 4 Aug 2025 CXApp Inc. (Nasdaq: CXAI) filed a Delaware DGCL §204 Certificate of Validation to correct a clerical omission that left its Second Amended & Restated Certificate of Incorporation unfiled after shareholder approval on 14 Mar 2023. The Certificate retroactively deems the charter effective at 5:00 p.m. ET on that date, thereby validating all corporate acts taken in reliance on it, including issuances of Class C common stock.

Status & risk The Certificate has been submitted to the Delaware Secretary of State but is not yet approved; CXApp will amend this 8-K if modifications are required.

Item 8.01 � Stockholder notice Under §204(g), the board’s ratification resolutions and a stockholder Notice (Ex. 99.1) are deemed delivered via this filing and must also be sent within 60 days.

  • No financial or operating metrics disclosed
  • Exhibits: Certificate (3.1), Restated Charter (3.2), Stockholder Notice (99.1), XBRL cover (104)

Voce 5.03 � Validazione dello statuto Il 4 agosto 2025 CXApp Inc. (Nasdaq: CXAI) ha depositato un Certificato di Validazione ai sensi della Delaware DGCL §204 per correggere un'omissione clericale che aveva lasciato non depositato il suo Secondo Certificato Modificato e Ristabilito di Costituzione dopo l'approvazione degli azionisti del 14 marzo 2023. Il Certificato considera retroattivamente lo statuto efficace alle 17:00 ET di quella data, convalidando così tutti gli atti societari basati su di esso, incluse le emissioni di azioni ordinarie di Classe C.

Stato e rischio Il Certificato è stato presentato al Segretario di Stato del Delaware ma non è ancora approvato; CXApp modificherà questo modulo 8-K se saranno necessarie delle modifiche.

Voce 8.01 � Avviso agli azionisti Ai sensi della §204(g), le risoluzioni di ratifica del consiglio e un Avviso agli azionisti (Es. 99.1) sono considerati consegnati tramite questo deposito e devono essere inviati anche entro 60 giorni.

  • Non sono stati divulgati dati finanziari o operativi
  • Allegati: Certificato (3.1), Statuto Ristabilito (3.2), Avviso agli azionisti (99.1), Copertina XBRL (104)

Artículo 5.03 � Validación de la carta constitutiva El 4 de agosto de 2025 CXApp Inc. (Nasdaq: CXAI) presentó un Certificado de Validación conforme a la Delaware DGCL §204 para corregir una omisión administrativa que dejó sin presentar su Segundo Certificado Enmendado y Restablecido de Constitución tras la aprobación de los accionistas el 14 de marzo de 2023. El Certificado considera retroactivamente la carta constitutiva efectiva a las 5:00 p.m. ET de esa fecha, validando así todos los actos corporativos realizados en base a ella, incluyendo la emisión de acciones ordinarias Clase C.

Estado y riesgo El Certificado ha sido presentado al Secretario de Estado de Delaware pero aún no está aprobado; CXApp modificará este formulario 8-K si se requieren cambios.

Artículo 8.01 � Aviso a los accionistas Según la §204(g), las resoluciones de ratificación de la junta y un Aviso a los accionistas (Ex. 99.1) se consideran entregados mediante esta presentación y también deben enviarse dentro de los 60 días.

  • No se divulgaron métricas financieras u operativas
  • Exhibiciones: Certificado (3.1), Carta Restablecida (3.2), Aviso a los accionistas (99.1), portada XBRL (104)

항목 5.03 � 정관 확인�2025� 8� 4�, CXApp Inc. (나스�: CXAI)� 델라웨어 DGCL §204� 따른 확인 증명서를 제출하여 2023� 3� 14� 주주 승인 � � 번째 수정 � 재작성된 정관� 누락� 행정� 실수� 바로잡았습니�. � 증명서는 해당 날짜 오후 5�(동부시간)� 기준으로 정관� 효력� 소급하여 인정하며, 이에 의존하여 이루어진 모든 회사 행위, 포함하여 클래� C 보통� 발행� 유효화합니다.

상태 � 위험 증명서� 델라웨어 국무장관에게 제출되었으나 아직 승인되지 않았으며, CXApp은 수정� 필요� 경우 � 8-K 보고서를 수정� 예정입니�.

항목 8.01 � 주주 통지 �204(g)� 따라 이사� 비준 결의안과 주주 통지�(Ex. 99.1)� � 제출� 통해 전달� 것으� 간주되며, 60� 이내� 별도� 송부되어� 합니�.

  • 재무 또는 운영 지표는 공개되지 않음
  • 첨부 문서: 증명� (3.1), 재작성된 정관 (3.2), 주주 통지� (99.1), XBRL 표지 (104)

Point 5.03 � Validation des statuts Le 4 août 2025, CXApp Inc. (Nasdaq : CXAI) a déposé un certificat de validation conforme à la Delaware DGCL §204 pour corriger une omission administrative ayant laissé son deuxième certificat modifié et restitué de constitution non déposé après approbation des actionnaires le 14 mars 2023. Ce certificat considère rétroactivement les statuts comme effectifs à 17h00 ET ce jour-là, validant ainsi tous les actes corporatifs pris en s’y fondant, y compris les émissions d’actions ordinaires de classe C.

Statut et risques Le certificat a été soumis au secrétaire d’État du Delaware mais n’est pas encore approuvé ; CXApp modifiera ce formulaire 8-K si des ajustements sont nécessaires.

Point 8.01 � Avis aux actionnaires Conformément à la §204(g), les résolutions de ratification du conseil et un avis aux actionnaires (Ex. 99.1) sont réputés délivrés via ce dépôt et doivent également être envoyés dans les 60 jours.

  • Aucune donnée financière ou opérationnelle divulguée
  • Pièces jointes : Certificat (3.1), Statuts restitués (3.2), Avis aux actionnaires (99.1), couverture XBRL (104)

Punkt 5.03 � Satzungsbestätigung Am 4. August 2025 reichte CXApp Inc. (Nasdaq: CXAI) eine Delaware DGCL §204 Validierungsurkunde ein, um einen administrativen Fehler zu korrigieren, der dazu führte, dass die zweite geänderte und neu gefasste Satzung nach der Aktionärszustimmung am 14. März 2023 nicht eingereicht wurde. Die Urkunde erklärt die Satzung rückwirkend zum 14. März 2023, 17:00 Uhr ET, für wirksam und bestätigt damit alle darauf basierenden Unternehmenshandlungen, einschließlich der Ausgabe von Stammaktien der Klasse C.

Status & Risiko Die Urkunde wurde beim Secretary of State von Delaware eingereicht, ist jedoch noch nicht genehmigt; CXApp wird dieses 8-K Formular ändern, falls Anpassungen erforderlich sind.

Punkt 8.01 � Aktionärsbenachrichtigung Gemäß §204(g) gelten die Beschlüsse des Vorstands zur Bestätigung und eine Aktionärsbenachrichtigung (Ex. 99.1) mit dieser Einreichung als zugestellt und müssen auch innerhalb von 60 Tagen versendet werden.

  • Keine finanziellen oder betrieblichen Kennzahlen offengelegt
  • Anlagen: Urkunde (3.1), Neu gefasste Satzung (3.2), Aktionärsbenachrichtigung (99.1), XBRL-Titelseite (104)
Positive
  • Retroactive validation removes uncertainty over the legality of past share issuances and other corporate acts.
  • Board decisiveness in promptly addressing the defect reflects stronger governance oversight.
Negative
  • Approval pending: Delaware Secretary of State has not yet accepted the Certificate, leaving residual risk.
  • Process lapse: The original failure to file the charter indicates weaknesses in administrative controls.

Insights

TL;DR: Filing cures charter defect; validates past share actions but hinges on Delaware approval—moderate governance clean-up, neutral valuation impact.

The §204 Certificate removes the risk that prior share issuances and other actions could be challenged as void, a potential overhang for investors. Retroactive validation strengthens the company’s capital structure and limits litigation exposure. However, the Secretary of State has not yet accepted the filing; if corrections are requested, additional delays or costs could arise. Because the matter is procedural and does not alter financial guidance or operations, we view the market impact as limited. Overall governance diligence is positive, but the prior clerical oversight signals room for process improvement.

Voce 5.03 � Validazione dello statuto Il 4 agosto 2025 CXApp Inc. (Nasdaq: CXAI) ha depositato un Certificato di Validazione ai sensi della Delaware DGCL §204 per correggere un'omissione clericale che aveva lasciato non depositato il suo Secondo Certificato Modificato e Ristabilito di Costituzione dopo l'approvazione degli azionisti del 14 marzo 2023. Il Certificato considera retroattivamente lo statuto efficace alle 17:00 ET di quella data, convalidando così tutti gli atti societari basati su di esso, incluse le emissioni di azioni ordinarie di Classe C.

Stato e rischio Il Certificato è stato presentato al Segretario di Stato del Delaware ma non è ancora approvato; CXApp modificherà questo modulo 8-K se saranno necessarie delle modifiche.

Voce 8.01 � Avviso agli azionisti Ai sensi della §204(g), le risoluzioni di ratifica del consiglio e un Avviso agli azionisti (Es. 99.1) sono considerati consegnati tramite questo deposito e devono essere inviati anche entro 60 giorni.

  • Non sono stati divulgati dati finanziari o operativi
  • Allegati: Certificato (3.1), Statuto Ristabilito (3.2), Avviso agli azionisti (99.1), Copertina XBRL (104)

Artículo 5.03 � Validación de la carta constitutiva El 4 de agosto de 2025 CXApp Inc. (Nasdaq: CXAI) presentó un Certificado de Validación conforme a la Delaware DGCL §204 para corregir una omisión administrativa que dejó sin presentar su Segundo Certificado Enmendado y Restablecido de Constitución tras la aprobación de los accionistas el 14 de marzo de 2023. El Certificado considera retroactivamente la carta constitutiva efectiva a las 5:00 p.m. ET de esa fecha, validando así todos los actos corporativos realizados en base a ella, incluyendo la emisión de acciones ordinarias Clase C.

Estado y riesgo El Certificado ha sido presentado al Secretario de Estado de Delaware pero aún no está aprobado; CXApp modificará este formulario 8-K si se requieren cambios.

Artículo 8.01 � Aviso a los accionistas Según la §204(g), las resoluciones de ratificación de la junta y un Aviso a los accionistas (Ex. 99.1) se consideran entregados mediante esta presentación y también deben enviarse dentro de los 60 días.

  • No se divulgaron métricas financieras u operativas
  • Exhibiciones: Certificado (3.1), Carta Restablecida (3.2), Aviso a los accionistas (99.1), portada XBRL (104)

항목 5.03 � 정관 확인�2025� 8� 4�, CXApp Inc. (나스�: CXAI)� 델라웨어 DGCL §204� 따른 확인 증명서를 제출하여 2023� 3� 14� 주주 승인 � � 번째 수정 � 재작성된 정관� 누락� 행정� 실수� 바로잡았습니�. � 증명서는 해당 날짜 오후 5�(동부시간)� 기준으로 정관� 효력� 소급하여 인정하며, 이에 의존하여 이루어진 모든 회사 행위, 포함하여 클래� C 보통� 발행� 유효화합니다.

상태 � 위험 증명서� 델라웨어 국무장관에게 제출되었으나 아직 승인되지 않았으며, CXApp은 수정� 필요� 경우 � 8-K 보고서를 수정� 예정입니�.

항목 8.01 � 주주 통지 �204(g)� 따라 이사� 비준 결의안과 주주 통지�(Ex. 99.1)� � 제출� 통해 전달� 것으� 간주되며, 60� 이내� 별도� 송부되어� 합니�.

  • 재무 또는 운영 지표는 공개되지 않음
  • 첨부 문서: 증명� (3.1), 재작성된 정관 (3.2), 주주 통지� (99.1), XBRL 표지 (104)

Point 5.03 � Validation des statuts Le 4 août 2025, CXApp Inc. (Nasdaq : CXAI) a déposé un certificat de validation conforme à la Delaware DGCL §204 pour corriger une omission administrative ayant laissé son deuxième certificat modifié et restitué de constitution non déposé après approbation des actionnaires le 14 mars 2023. Ce certificat considère rétroactivement les statuts comme effectifs à 17h00 ET ce jour-là, validant ainsi tous les actes corporatifs pris en s’y fondant, y compris les émissions d’actions ordinaires de classe C.

Statut et risques Le certificat a été soumis au secrétaire d’État du Delaware mais n’est pas encore approuvé ; CXApp modifiera ce formulaire 8-K si des ajustements sont nécessaires.

Point 8.01 � Avis aux actionnaires Conformément à la §204(g), les résolutions de ratification du conseil et un avis aux actionnaires (Ex. 99.1) sont réputés délivrés via ce dépôt et doivent également être envoyés dans les 60 jours.

  • Aucune donnée financière ou opérationnelle divulguée
  • Pièces jointes : Certificat (3.1), Statuts restitués (3.2), Avis aux actionnaires (99.1), couverture XBRL (104)

Punkt 5.03 � Satzungsbestätigung Am 4. August 2025 reichte CXApp Inc. (Nasdaq: CXAI) eine Delaware DGCL §204 Validierungsurkunde ein, um einen administrativen Fehler zu korrigieren, der dazu führte, dass die zweite geänderte und neu gefasste Satzung nach der Aktionärszustimmung am 14. März 2023 nicht eingereicht wurde. Die Urkunde erklärt die Satzung rückwirkend zum 14. März 2023, 17:00 Uhr ET, für wirksam und bestätigt damit alle darauf basierenden Unternehmenshandlungen, einschließlich der Ausgabe von Stammaktien der Klasse C.

Status & Risiko Die Urkunde wurde beim Secretary of State von Delaware eingereicht, ist jedoch noch nicht genehmigt; CXApp wird dieses 8-K Formular ändern, falls Anpassungen erforderlich sind.

Punkt 8.01 � Aktionärsbenachrichtigung Gemäß §204(g) gelten die Beschlüsse des Vorstands zur Bestätigung und eine Aktionärsbenachrichtigung (Ex. 99.1) mit dieser Einreichung als zugestellt und müssen auch innerhalb von 60 Tagen versendet werden.

  • Keine finanziellen oder betrieblichen Kennzahlen offengelegt
  • Anlagen: Urkunde (3.1), Neu gefasste Satzung (3.2), Aktionärsbenachrichtigung (99.1), XBRL-Titelseite (104)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Perez-Carlton Carmen

(Last) (First) (Middle)
2101 RIVERFRONT DRIVE
SUITE A

(Street)
LITTLE ROCK AR 72202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Uniti Group LLC [ UNIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 08/01/2025 D 167,652(1)(2)(3) D (1)(2)(3) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On August 1, 2025, pursuant to the Agreement and Plan of Merger dated as of May 3, 2024, by and between Uniti Group LLC, a Delaware limited liability company (f/k/a Uniti Group Inc.) ("Old Uniti"), New Windstream, LLC, a Delaware limited liability company ("Windstream") (as successor to Windstream Holdings II, LLC, a Delaware limited liability company), New Uniti HoldCo LP, a Delaware limited partnership, and New Windstream Merger Sub, LLC, a Delaware limited liability company and indirect wholly owned subsidiary of Windstream, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of July 17, 2024, (i) each share of Old Uniti common stock
2. (Footnote 1 continued) ("Old Uniti Common Stock") held by the reporting person was converted into the right to receive 0.6029 shares of common stock of Uniti Group Inc., a Delaware corporation (f/k/a Windstream Parent, Inc.) ("New Uniti Common Stock"), together with cash in lieu of fractional shares of New Uniti Common Stock, and (ii) each award of restricted shares of Old Uniti Common Stock held by the reporting person (each, an "Old Uniti Restricted Stock Award") was converted into an award of restricted shares of New Uniti Common Stock (each, a "New Uniti Restricted Stock Award") subject to the same terms and conditions as were applicable to the corresponding Old Uniti Restricted Stock Award, with the number of shares of New Uniti Common Stock subject to such New Uniti Restricted Stock Award equal to the product of
3. (Footnote 2 continued) (x) the number of shares of Old Uniti Common Stock subject to the corresponding Old Uniti Restricted Stock Award and (y) 0.6029 (rounded up or down to the nearest whole share). Cash in lieu of fractional shares of New Uniti Common Stock will be calculated by multiplying the closing sale price of a share of New Uniti Common Stock on Nasdaq on August 4, 2025 by the fraction of a share of New Uniti Common Stock to which the reporting person would otherwise have been entitled, without interest and subject to any withholding of taxes.
/s/ CARMEN PEREZ-CARLTON BY: DANIEL L. HEARD, ATTORNEY-IN-FACT 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did CXAI file a Certificate of Validation on 4 Aug 2025?

To retroactively validate its Second Amended & Restated Charter that was approved but not filed on 14 Mar 2023.

Does the filing affect CXAI’s outstanding shares?

Yes. It confirms that previously issued Class C common shares are valid and no longer voidable.

Has Delaware approved CXAI’s Certificate of Validation?

Not yet. The Certificate is filed but awaits approval; the company will amend the 8-K if changes are required.

Will shareholders receive additional notice?

Yes. DGCL §204(g) requires a stockholder notice within 60 days; a copy is included as Exhibit 99.1.

Are there any financial results in this 8-K?

No. The report solely addresses a corporate governance matter and contains no earnings or guidance.
Uniti Group Inc

NASDAQ:UNIT

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1.78B
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REIT - Specialty
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United States
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