[144] Upstart Holdings, Inc. Common stock SEC Filing
Insider sale notice for Upstart Holdings, Inc. common stock filed under Rule 144. The filing shows a proposed sale of 6,402 shares through Charles Schwab & Co., with an aggregate market value of $435,336 and an outstanding share count listed as 96,217,742. The shares to be sold were acquired on 08/20/2025 via restricted stock lapse as equity compensation. The filer, Scott Darling, also reported multiple prior open-market sales over the past three months totaling 33,638 shares for gross proceeds of $2,159,838 across seven transactions. The notice includes the filer鈥檚 certification about absence of undisclosed material information.
Avviso di vendita da parte di insider per azioni ordinarie di Upstart Holdings, Inc. ai sensi della Rule 144. La comunicazione indica la proposta di vendita di 6.402 azioni tramite Charles Schwab & Co., con un valore di mercato complessivo di $435.336 e un totale di azioni in circolazione pari a 96.217.742. Le azioni oggetto della vendita sono state acquisite il 20/08/2025 a seguito della maturazione di azioni soggette a restrizioni come compenso azionario. Il dichiarante, Scott Darling, ha inoltre segnalato diverse vendite sul mercato aperto nei tre mesi precedenti per un totale di 33.638 azioni e proventi lordi pari a $2.159.838 in sette operazioni. L鈥檃vviso include la certificazione del dichiarante circa l鈥檃ssenza di informazioni rilevanti non divulgate.
Aviso de venta por parte de un insider sobre acciones ordinarias de Upstart Holdings, Inc. presentado conforme a la Regla 144. La presentaci贸n muestra la propuesta de venta de 6.402 acciones a trav茅s de Charles Schwab & Co., con un valor de mercado total de $435.336 y un n煤mero de acciones en circulaci贸n de 96.217.742. Las acciones a vender se adquirieron el 20/08/2025 mediante el vencimiento de acciones restringidas como compensaci贸n accionaria. El declarante, Scott Darling, tambi茅n inform贸 m煤ltiples ventas anteriores en mercado abierto durante los 煤ltimos tres meses por un total de 33.638 acciones y unos ingresos brutos de $2.159.838 en siete transacciones. El aviso incluye la certificaci贸n del declarante sobre la ausencia de informaci贸n material no divulgada.
Rule 144鞐� 霐半澕 鞝滌稖霅� Upstart Holdings, Inc. 氤错喌欤� 雮措秬鞛� 毵る弰 韱奠. 鞝滌稖靹滌棎電� Charles Schwab & Co.毳� 韱淀暣 6,402欤茧ゼ 毵る弰頃橂牑電� 瓿勴殟鞚� 旮办灛霅橃柎 鞛堨溂氅�, 齑� 鞁滌灔臧�旃橂姅 $435,336, 氚滍枆欤检嫕靾橂姅 96,217,742搿� 響滌嫓霅橃柎 鞛堨姷雼堧嫟. 毵る弰 鞓堨爼 欤检嫕鞚� 2025-08-20鞐� 鞝滍暅欤检嫕(Restricted Stock) 頃挫牅 順曧儨鞚� 欤检嫕 氤挫儊鞙茧 旆摑霅橃棃鞀惦媹雼�. 鞝滌稖鞚胳澑 鞀れ涧 雼(Scott Darling)鞚� 霕愴暅 歆�雮� 3臧滌洈 霃欖晥 齑� 33,638欤�毳� 毵る弰頃橃棳 齑� 毵り皝雽�旮� $2,159,838鞚� 鞏混潃 雼れ垬鞚� 瓿店皽鞁滌灔 瓯半灅(齑� 7瓯�)毳� 氤搓碃頄堨姷雼堧嫟. 韱奠鞐愲姅 瓿店皽霅橃 鞎婌潃 欷戩殧頃� 鞝曤炒臧� 鞐嗠嫟電� 鞝滌稖鞚胳潣 鞚胳霃� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Avis de vente d'initi茅 concernant les actions ordinaires d'Upstart Holdings, Inc., d茅pos茅 conform茅ment 脿 la r猫gle 144. Le dossier indique une vente propos茅e de 6 402 actions via Charles Schwab & Co., pour une valeur de march茅 agr茅g茅e de $435鈥�336 et un nombre d'actions en circulation de 96鈥�217鈥�742. Les actions 脿 vendre ont 茅t茅 acquises le 20/08/2025 suite 脿 la lev茅e de restrictions sur des actions attribu茅es en tant que r茅mun茅ration en actions. Le d茅clarant, Scott Darling, a 茅galement signal茅 plusieurs ventes sur le march茅 au cours des trois derniers mois totalisant 33 638 actions pour un produit brut de $2鈥�159鈥�838 r茅parti sur sept transactions. L'avis inclut la certification du d茅posant attestant l'absence d'informations mat茅rielles non divulgu茅es.
Insider-Verkaufsmitteilung f眉r Stammaktien von Upstart Holdings, Inc. eingereicht nach Rule 144. Die Einreichung zeigt einen geplanten Verkauf von 6.402 Aktien 眉ber Charles Schwab & Co. mit einem Gesamtmarktwert von $435.336 und einer ausgewiesenen ausstehenden Aktienanzahl von 96.217.742. Die zu ver盲u脽ernden Aktien wurden am 20.08.2025 im Zuge des Ablaufs beschr盲nkter Aktien als Aktienverg眉tung erworben. Der Meldende, Scott Darling, berichtete zudem 眉ber mehrere vorherige Verk盲ufe am offenen Markt innerhalb der letzten drei Monate, insgesamt 33.638 Aktien mit Bruttoerl枚sen von $2.159.838 in sieben Transaktionen. Die Mitteilung enth盲lt die Best盲tigung des Meldenden, dass keine nicht offengelegten wesentlichen Informationen vorliegen.
- Compliance with Rule 144: The filing follows Rule 144 disclosure requirements and includes the required certification by the filer.
- Source of shares disclosed: The 6,402 shares arise from a restricted stock lapse, clarifying these are equity compensation proceeds rather than purchases.
- Insider selling activity: Prior sales by the same individual total 33,638 shares over three months, yielding $2,159,838 in gross proceeds, which may be viewed negatively by some market participants.
- Concentration of recent sales: Multiple transactions in a short timeframe (June鈥揂ugust) could prompt investor questions about insider motivations.
Insights
TL;DR: Insider executed planned sales totaling 33,638 shares recently; proposed sale of 6,402 shares originates from equity vesting.
The transactions reflect disposal of vested restricted stock rather than open-market purchases, with reported gross proceeds of $2.16 million from prior sales and a proposed sale valued at $435,336. For investors this is a routine Rule 144 disclosure showing compliance with resale restrictions and aggregation of recent insider sales. The amounts represent a modest fraction of the reported outstanding shares, suggesting limited direct dilution or immediate market impact from this single notice.
TL;DR: Multiple insider sales disclosed; documentation indicates adherence to Rule 144 and a representation of no undisclosed material information.
The filing documents that the 6,402-share sale stems from a restricted stock lapse and equity compensation, and prior sales by the same individual occurred between June and August. The notice includes the required signer representation about material information and references potential use of a broker. From a governance perspective, the filing meets procedural requirements but highlights concentrated insider selling activity over a short period, which stakeholders may monitor for context.
Avviso di vendita da parte di insider per azioni ordinarie di Upstart Holdings, Inc. ai sensi della Rule 144. La comunicazione indica la proposta di vendita di 6.402 azioni tramite Charles Schwab & Co., con un valore di mercato complessivo di $435.336 e un totale di azioni in circolazione pari a 96.217.742. Le azioni oggetto della vendita sono state acquisite il 20/08/2025 a seguito della maturazione di azioni soggette a restrizioni come compenso azionario. Il dichiarante, Scott Darling, ha inoltre segnalato diverse vendite sul mercato aperto nei tre mesi precedenti per un totale di 33.638 azioni e proventi lordi pari a $2.159.838 in sette operazioni. L鈥檃vviso include la certificazione del dichiarante circa l鈥檃ssenza di informazioni rilevanti non divulgate.
Aviso de venta por parte de un insider sobre acciones ordinarias de Upstart Holdings, Inc. presentado conforme a la Regla 144. La presentaci贸n muestra la propuesta de venta de 6.402 acciones a trav茅s de Charles Schwab & Co., con un valor de mercado total de $435.336 y un n煤mero de acciones en circulaci贸n de 96.217.742. Las acciones a vender se adquirieron el 20/08/2025 mediante el vencimiento de acciones restringidas como compensaci贸n accionaria. El declarante, Scott Darling, tambi茅n inform贸 m煤ltiples ventas anteriores en mercado abierto durante los 煤ltimos tres meses por un total de 33.638 acciones y unos ingresos brutos de $2.159.838 en siete transacciones. El aviso incluye la certificaci贸n del declarante sobre la ausencia de informaci贸n material no divulgada.
Rule 144鞐� 霐半澕 鞝滌稖霅� Upstart Holdings, Inc. 氤错喌欤� 雮措秬鞛� 毵る弰 韱奠. 鞝滌稖靹滌棎電� Charles Schwab & Co.毳� 韱淀暣 6,402欤茧ゼ 毵る弰頃橂牑電� 瓿勴殟鞚� 旮办灛霅橃柎 鞛堨溂氅�, 齑� 鞁滌灔臧�旃橂姅 $435,336, 氚滍枆欤检嫕靾橂姅 96,217,742搿� 響滌嫓霅橃柎 鞛堨姷雼堧嫟. 毵る弰 鞓堨爼 欤检嫕鞚� 2025-08-20鞐� 鞝滍暅欤检嫕(Restricted Stock) 頃挫牅 順曧儨鞚� 欤检嫕 氤挫儊鞙茧 旆摑霅橃棃鞀惦媹雼�. 鞝滌稖鞚胳澑 鞀れ涧 雼(Scott Darling)鞚� 霕愴暅 歆�雮� 3臧滌洈 霃欖晥 齑� 33,638欤�毳� 毵る弰頃橃棳 齑� 毵り皝雽�旮� $2,159,838鞚� 鞏混潃 雼れ垬鞚� 瓿店皽鞁滌灔 瓯半灅(齑� 7瓯�)毳� 氤搓碃頄堨姷雼堧嫟. 韱奠鞐愲姅 瓿店皽霅橃 鞎婌潃 欷戩殧頃� 鞝曤炒臧� 鞐嗠嫟電� 鞝滌稖鞚胳潣 鞚胳霃� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Avis de vente d'initi茅 concernant les actions ordinaires d'Upstart Holdings, Inc., d茅pos茅 conform茅ment 脿 la r猫gle 144. Le dossier indique une vente propos茅e de 6 402 actions via Charles Schwab & Co., pour une valeur de march茅 agr茅g茅e de $435鈥�336 et un nombre d'actions en circulation de 96鈥�217鈥�742. Les actions 脿 vendre ont 茅t茅 acquises le 20/08/2025 suite 脿 la lev茅e de restrictions sur des actions attribu茅es en tant que r茅mun茅ration en actions. Le d茅clarant, Scott Darling, a 茅galement signal茅 plusieurs ventes sur le march茅 au cours des trois derniers mois totalisant 33 638 actions pour un produit brut de $2鈥�159鈥�838 r茅parti sur sept transactions. L'avis inclut la certification du d茅posant attestant l'absence d'informations mat茅rielles non divulgu茅es.
Insider-Verkaufsmitteilung f眉r Stammaktien von Upstart Holdings, Inc. eingereicht nach Rule 144. Die Einreichung zeigt einen geplanten Verkauf von 6.402 Aktien 眉ber Charles Schwab & Co. mit einem Gesamtmarktwert von $435.336 und einer ausgewiesenen ausstehenden Aktienanzahl von 96.217.742. Die zu ver盲u脽ernden Aktien wurden am 20.08.2025 im Zuge des Ablaufs beschr盲nkter Aktien als Aktienverg眉tung erworben. Der Meldende, Scott Darling, berichtete zudem 眉ber mehrere vorherige Verk盲ufe am offenen Markt innerhalb der letzten drei Monate, insgesamt 33.638 Aktien mit Bruttoerl枚sen von $2.159.838 in sieben Transaktionen. Die Mitteilung enth盲lt die Best盲tigung des Meldenden, dass keine nicht offengelegten wesentlichen Informationen vorliegen.
FAQ
What does the Form 144 for UPST disclose about the proposed sale?
Where did the shares being sold originate?
How many shares has the filer sold recently and for how much?
Does the filing indicate any undisclosed material information?
Through which broker is the proposed sale planned?
