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[D] Universal Safety Products, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
D
Rhea-AI Filing Summary

Universal Safety Products, Inc. filed a Form D claiming a Regulation D exemption under Rule 506(b) for a private offering of securities. The issuer is a Maryland corporation with principal offices in Owings Mills, MD. The offering size is $2,500,000, of which $1,000,000 has been sold and $1,500,000 remains available. The filing lists the types of securities offered as debt, options/warrants, and the securities issuable on exercise. The minimum outside investment is stated as $2,500,000, and the filing reports one investor to date. Sales commissions and finders鈥� fees are reported as $0. The issuer indicates the offering will not last more than one year and is not tied to a business combination.

Universal Safety Products, Inc. ha depositato un Form D invocando l'esenzione Regulation D ai sensi della Rule 506(b) per un'offerta privata di titoli. L'emittente 猫 una societ脿 del Maryland con sede principale a Owings Mills, MD. L'ammontare complessivo dell'offerta 猫 di $2.500.000, di cui $1.000.000 gi脿 sottoscritti e $1.500.000 ancora disponibili. Il deposito indica come titoli offerti debito, opzioni/warrant e i titoli emessi in esercizio. L'investimento minimo esterno 猫 indicato in $2.500.000 e al momento 猫 stato riportato un investitore. Le commissioni di vendita e i compensi per intermediari risultano pari a $0. L'emittente segnala che l'offerta non durer脿 pi霉 di un anno e non 猫 collegata a una combinazione aziendale.

Universal Safety Products, Inc. present贸 un Form D alegando la exenci贸n de la Regulation D conforme a la Rule 506(b) para una oferta privada de valores. El emisor es una corporaci贸n de Maryland con oficinas principales en Owings Mills, MD. El tama帽o de la oferta es de $2,500,000, de los cuales se han vendido $1,000,000 y quedan disponibles $1,500,000. La presentaci贸n enumera los tipos de valores ofrecidos como deuda, opciones/warrants y los valores emitidos al ejercerse. La inversi贸n m铆nima externa se indica en $2,500,000, y hasta la fecha se reporta un inversor. Las comisiones de venta y las tarifas de buscadores se informan como $0. El emisor indica que la oferta no durar谩 m谩s de un a帽o y no est谩 vinculada a una combinaci贸n empresarial.

Universal Safety Products, Inc.電� 靷爜 歃濌秾 鞝滌晥鞚� 鞙勴暣 Rule 506(b)鞐� 霐半ジ Regulation D 氅挫牅毳� 欤检灔頃橂┌ Form D毳� 鞝滌稖頄堨姷雼堧嫟. 氚滍枆須岇偓電� 氅旊Υ霝滊摐欤检棎 靹る霅� 氩曥澑鞙茧 欤茧悳 靷靻岆姅 Owings Mills, MD鞐� 鞛堨姷雼堧嫟. 瓿惦 齑濎暋鞚 $2,500,000鞚措┌ 鞚� 欷� $1,000,000臧 韺愲Г霅橃棃瓿� $1,500,000電� 鞎勳 雮晞 鞛堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 鞝滉车霅橂姅 歃濌秾 鞙犿槙鞙茧 攵毂�, 鞓奠厴/鞗岆煱韸� 氚� 頄夓偓 鞁� 氚滍枆霅橂姅 歃濌秾鞚� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞕鸽秬 韴瀽 斓滌唽旮堨暋鞚 $2,500,000搿� 氇呾嫓霅橃柎 鞛堨溂氅� 順勳灛旯岇 1氇�鞚� 韴瀽鞛愱皜 氤搓碃霅橃棃鞀惦媹雼�. 韺愲Г 靾橃垬耄� 氚� 欷戧皽 靾橃垬耄岆姅 $0搿� 氤搓碃霅橃棃鞀惦媹雼�. 氚滍枆鞚胳潃 鞚� 鞝滌晥鞚� 1雲勳潉 齑堦臣頃橃 鞎婌潉 瓴冹澊氅� 旮办梾瓴绊暕瓿� 鞐瓣舶霅橃柎 鞛堨 鞎婋嫟瓿� 響滌嫓頄堨姷雼堧嫟.

Universal Safety Products, Inc. a d茅pos茅 un Form D en revendiquant une exemption Regulation D en vertu de la Rule 506(b) pour une offre priv茅e de titres. L'茅metteur est une soci茅t茅 du Maryland dont le si猫ge principal est 脿 Owings Mills, MD. Le montant de l'offre est de 2 500 000 $, dont 1 000 000 $ ont 茅t茅 vendus et 1 500 000 $ restent disponibles. Le d茅p么t indique les types de titres offerts comme 茅tant dette, options/warrants et les titres 茅mis 脿 l'exercice. L'investissement minimum externe est indiqu茅 脿 2 500 000 $, et un seul investisseur est d茅clar茅 脿 ce jour. Les commissions de vente et les frais d'interm茅diaires sont d茅clar茅s 脿 0 $. L'茅metteur pr茅cise que l'offre ne durera pas plus d'un an et n'est pas li茅e 脿 une op茅ration de fusion-acquisition.

Universal Safety Products, Inc. reichte ein Form D ein und machte dabei eine Regulation-D-Befreiung nach Rule 506(b) f眉r ein Privatangebot von Wertpapieren geltend. Der Emittent ist eine Gesellschaft aus Maryland mit Hauptsitz in Owings Mills, MD. Die Angebotsgr枚脽e betr盲gt $2.500.000, davon wurden $1.000.000 verkauft und $1.500.000 sind noch verf眉gbar. In der Meldung werden die angebotenen Wertpapierarten als Schuldtitel, Optionen/Warrants und die bei Aus眉bung auszugebenden Wertpapiere angegeben. Die Mindestau脽eninvestition wird mit $2.500.000 angegeben, und bisher wurde ein Investor gemeldet. Verkaufsprovisionen und Finder-Geb眉hren werden mit $0 angegeben. Der Emittent gibt an, dass das Angebot nicht l盲nger als ein Jahr laufen wird und nicht an eine Unternehmenszusammenf眉hrung gebunden ist.

Positive
  • $1,000,000 of the $2,500,000 offering has already been sold, indicating partial subscription progress
  • The issuer used Rule 506(b), a common Regulation D exemption that allows reliance on accredited investors without state registration in many cases
  • No sales commissions or finders' fees reported, suggesting direct placement and reduced issuance costs
Negative
  • Minimum outside investment of $2,500,000 severely limits participation and indicates a highly concentrated investor base
  • Only one investor has invested so far, creating concentration risk and potential governance/control issues
  • Offering remains $1,500,000 unsold, which may indicate limited market interest at the stated terms

Insights

TL;DR: Routine private placement under Rule 506(b) with $1.0M sold of a $2.5M offering; investor concentration and high minimums stand out.

The Form D indicates a small, targeted raise using a standard exemptive route (Rule 506(b)). Selling $1.0M so far against a $2.5M ceiling shows moderate traction but the stated $2.5M minimum investment implies participation is limited to a single large accredited investor or related parties, consistent with the filing showing one investor. No sales commissions were paid, which may reflect direct placement. For investors, material considerations are the concentration of ownership, offering size relative to the issuer's reported asset range ($5M鈥�$25M), and the securities mix including debt and exercisable instruments; these factors affect liquidity and capital structure but the filing provides no financial performance data.

TL;DR: The filing is a routine securities notice; governance implications center on concentrated investor exposure and related-party involvement of listed executives.

The Form D names executive officers and directors at the issuer鈥檚 address, suggesting insider-led fundraising. With only one investor reported and a very high minimum subscription, governance risks include potential control influence by a single investor and limited new investor oversight. The filing discloses $0 being allocated to payments to insiders. Overall, the disclosure is standard but highlights investor concentration and limited public participation.

Universal Safety Products, Inc. ha depositato un Form D invocando l'esenzione Regulation D ai sensi della Rule 506(b) per un'offerta privata di titoli. L'emittente 猫 una societ脿 del Maryland con sede principale a Owings Mills, MD. L'ammontare complessivo dell'offerta 猫 di $2.500.000, di cui $1.000.000 gi脿 sottoscritti e $1.500.000 ancora disponibili. Il deposito indica come titoli offerti debito, opzioni/warrant e i titoli emessi in esercizio. L'investimento minimo esterno 猫 indicato in $2.500.000 e al momento 猫 stato riportato un investitore. Le commissioni di vendita e i compensi per intermediari risultano pari a $0. L'emittente segnala che l'offerta non durer脿 pi霉 di un anno e non 猫 collegata a una combinazione aziendale.

Universal Safety Products, Inc. present贸 un Form D alegando la exenci贸n de la Regulation D conforme a la Rule 506(b) para una oferta privada de valores. El emisor es una corporaci贸n de Maryland con oficinas principales en Owings Mills, MD. El tama帽o de la oferta es de $2,500,000, de los cuales se han vendido $1,000,000 y quedan disponibles $1,500,000. La presentaci贸n enumera los tipos de valores ofrecidos como deuda, opciones/warrants y los valores emitidos al ejercerse. La inversi贸n m铆nima externa se indica en $2,500,000, y hasta la fecha se reporta un inversor. Las comisiones de venta y las tarifas de buscadores se informan como $0. El emisor indica que la oferta no durar谩 m谩s de un a帽o y no est谩 vinculada a una combinaci贸n empresarial.

Universal Safety Products, Inc.電� 靷爜 歃濌秾 鞝滌晥鞚� 鞙勴暣 Rule 506(b)鞐� 霐半ジ Regulation D 氅挫牅毳� 欤检灔頃橂┌ Form D毳� 鞝滌稖頄堨姷雼堧嫟. 氚滍枆須岇偓電� 氅旊Υ霝滊摐欤检棎 靹る霅� 氩曥澑鞙茧 欤茧悳 靷靻岆姅 Owings Mills, MD鞐� 鞛堨姷雼堧嫟. 瓿惦 齑濎暋鞚 $2,500,000鞚措┌ 鞚� 欷� $1,000,000臧 韺愲Г霅橃棃瓿� $1,500,000電� 鞎勳 雮晞 鞛堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 鞝滉车霅橂姅 歃濌秾 鞙犿槙鞙茧 攵毂�, 鞓奠厴/鞗岆煱韸� 氚� 頄夓偓 鞁� 氚滍枆霅橂姅 歃濌秾鞚� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞕鸽秬 韴瀽 斓滌唽旮堨暋鞚 $2,500,000搿� 氇呾嫓霅橃柎 鞛堨溂氅� 順勳灛旯岇 1氇�鞚� 韴瀽鞛愱皜 氤搓碃霅橃棃鞀惦媹雼�. 韺愲Г 靾橃垬耄� 氚� 欷戧皽 靾橃垬耄岆姅 $0搿� 氤搓碃霅橃棃鞀惦媹雼�. 氚滍枆鞚胳潃 鞚� 鞝滌晥鞚� 1雲勳潉 齑堦臣頃橃 鞎婌潉 瓴冹澊氅� 旮办梾瓴绊暕瓿� 鞐瓣舶霅橃柎 鞛堨 鞎婋嫟瓿� 響滌嫓頄堨姷雼堧嫟.

Universal Safety Products, Inc. a d茅pos茅 un Form D en revendiquant une exemption Regulation D en vertu de la Rule 506(b) pour une offre priv茅e de titres. L'茅metteur est une soci茅t茅 du Maryland dont le si猫ge principal est 脿 Owings Mills, MD. Le montant de l'offre est de 2 500 000 $, dont 1 000 000 $ ont 茅t茅 vendus et 1 500 000 $ restent disponibles. Le d茅p么t indique les types de titres offerts comme 茅tant dette, options/warrants et les titres 茅mis 脿 l'exercice. L'investissement minimum externe est indiqu茅 脿 2 500 000 $, et un seul investisseur est d茅clar茅 脿 ce jour. Les commissions de vente et les frais d'interm茅diaires sont d茅clar茅s 脿 0 $. L'茅metteur pr茅cise que l'offre ne durera pas plus d'un an et n'est pas li茅e 脿 une op茅ration de fusion-acquisition.

Universal Safety Products, Inc. reichte ein Form D ein und machte dabei eine Regulation-D-Befreiung nach Rule 506(b) f眉r ein Privatangebot von Wertpapieren geltend. Der Emittent ist eine Gesellschaft aus Maryland mit Hauptsitz in Owings Mills, MD. Die Angebotsgr枚脽e betr盲gt $2.500.000, davon wurden $1.000.000 verkauft und $1.500.000 sind noch verf眉gbar. In der Meldung werden die angebotenen Wertpapierarten als Schuldtitel, Optionen/Warrants und die bei Aus眉bung auszugebenden Wertpapiere angegeben. Die Mindestau脽eninvestition wird mit $2.500.000 angegeben, und bisher wurde ein Investor gemeldet. Verkaufsprovisionen und Finder-Geb眉hren werden mit $0 angegeben. Der Emittent gibt an, dass das Angebot nicht l盲nger als ein Jahr laufen wird und nicht an eine Unternehmenszusammenf眉hrung gebunden ist.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
None
Entity Type
0000102109
UNIVERSAL SECURITY INSTRUMENTS INC
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
UNIVERSAL SAFETY PRODUCTS, INC.
Jurisdiction of Incorporation/Organization
MARYLAND
Year of Incorporation/Organization
X Over Five Years Ago
Within Last Five Years (Specify Year)
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
UNIVERSAL SAFETY PRODUCTS, INC.
Street Address 1 Street Address 2
11407 CRONHILL DRIVE, SUITES A-D
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
OWINGS MILLS MARYLAND 21117-3586 4103633000

3. Related Persons

Last Name First Name Middle Name
Grossblatt Harvey B.
Street Address 1 Street Address 2
11407 Cronhill Drive, Suite A
City State/Province/Country ZIP/PostalCode
Owings Mills MARYLAND 21117
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Seff Ronald A.
Street Address 1 Street Address 2
11407 Cronhill Drive, Suite A
City State/Province/Country ZIP/PostalCode
Owings Mills MARYLAND 21117
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Bormel Ira
Street Address 1 Street Address 2
11407 Cronhill Drive, Suite A
City State/Province/Country ZIP/PostalCode
Owings Mills MARYLAND 21117
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Ault, III Milton C.
Street Address 1 Street Address 2
11407 Cronhill Drive, Suite A
City State/Province/Country ZIP/PostalCode
Owings Mills MARYLAND 21117
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Nisser Henry
Street Address 1 Street Address 2
11407 Cronhill Drive, Suite A
City State/Province/Country ZIP/PostalCode
Owings Mills MARYLAND 21117
Relationship: Executive Officer X Director Promoter

Clarification of Response (if Necessary):


4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
AG真人官方 Estate
Commercial
Construction
REITS & Finance
Residential
Other AG真人官方 Estate
X
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
X $5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2025-08-13 First Sale Yet to Occur
Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
Yes X No

9. Type(s) of Securities Offered (select all that apply)

Equity Pooled Investment Fund Interests
X Debt Tenant-in-Common Securities
X Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
X Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $2,500,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
N/A None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
N/A N/A
City State/Province/Country ZIP/Postal Code
N/A NEW YORK 00000
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW YORK

13. Offering and Sales Amounts

Total Offering Amount $2,500,000 USD
or Indefinite
Total Amount Sold $1,000,000 USD
Total Remaining to be Sold $1,500,000 USD
or Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
1

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
UNIVERSAL SAFETY PRODUCTS, INC. /s/ Harvey B. Grossblatt Harvey B. Grossblatt President 2025-08-15

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


FAQ

What exemption did Universal Safety Products, Inc. (UUU) claim on its Form D?

The issuer claimed a Regulation D exemption under Rule 506(b).

How large is the offering reported by UUU and how much has been sold?

The total offering amount is $2,500,000; $1,000,000 has been sold and $1,500,000 remains available.

What is the minimum investment required for the offering (UUU)?

The filing states a minimum outside investment of $2,500,000 USD.

What types of securities is UUU offering in this Form D?

The filing lists debt, options/warrants, and securities issuable upon exercise as the types of securities offered.

How many investors have participated in UUU鈥檚 offering so far?

The Form D reports one investor has invested in the offering to date.
Universal Security Instruments

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12.86%
0.23%
Building Products & Equipment
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United States
OWINGS MILLS