AG真人官方

STOCK TITAN
  1. Home
  2. Sec-filings
  3. VAPE
  4. [Form 4] CEA Industries Inc. Insider Trading Activity

[Form 4] CEA Industries Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Eos Energy Enterprises (EOSE) Form 4 details CEO and Director Joe Mastrangelo鈥檚 insider transactions.

  • 07/25/25: 333,333 restricted stock units (RSUs) vested and were converted to common shares (Code M) at $0 cost.
  • 07/29/25: 166,667 shares sold (Code S) under a pre-arranged Rule 10b5-1 plan at a weighted-avg $5.94 (range $5.80-$6.29) to cover tax obligations.

Post-transaction ownership: 1,403,226 common shares held directly and 666,667 unvested RSUs that vest in equal installments on the next two anniversaries of the grant date. The sale equals ~12% of the newly issued shares and leaves the CEO with significant equity exposure.

No operational or financial metrics were included; the filing strictly reports insider trading activity.

Eos Energy Enterprises (EOSE) Modulo 4 riporta le transazioni interne del CEO e Direttore Joe Mastrangelo.

  • 25/07/25: 333.333 unit脿 azionarie vincolate (RSU) sono maturate e convertite in azioni ordinarie (Codice M) a costo zero.
  • 29/07/25: 166.667 azioni vendute (Codice S) nell鈥檃mbito di un piano predefinito secondo la Regola 10b5-1, con un prezzo medio ponderato di 5,94 $ (intervallo 5,80-6,29 $) per coprire obblighi fiscali.

Propriet脿 post-transazione: 1.403.226 azioni ordinarie detenute direttamente e 666.667 RSU non maturate che matureranno in quote uguali nei prossimi due anniversari della data di assegnazione. La vendita corrisponde a circa il 12% delle nuove azioni emesse, mantenendo comunque un鈥檈sposizione azionaria significativa per il CEO.

Non sono stati inclusi dati operativi o finanziari; il documento riporta esclusivamente l鈥檃ttivit脿 di trading interno.

Eos Energy Enterprises (EOSE) Formulario 4 detalla las transacciones internas del CEO y Director Joe Mastrangelo.

  • 25/07/25: 333.333 unidades restringidas de acciones (RSU) se consolidaron y convirtieron en acciones comunes (C贸digo M) sin costo.
  • 29/07/25: 166.667 acciones vendidas (C贸digo S) bajo un plan preestablecido conforme a la Regla 10b5-1, con un precio promedio ponderado de 5,94 $ (rango 5,80-6,29 $) para cubrir obligaciones fiscales.

Propiedad despu茅s de la transacci贸n: 1.403.226 acciones comunes en posesi贸n directa y 666.667 RSU no consolidadas que se consolidar谩n en partes iguales en los pr贸ximos dos aniversarios de la fecha de concesi贸n. La venta representa aproximadamente el 12% de las acciones reci茅n emitidas, dejando al CEO con una exposici贸n significativa en acciones.

No se incluyeron m茅tricas operativas o financieras; el informe solo comunica la actividad de comercio interno.

Eos Energy Enterprises (EOSE) Form 4電� CEO 瓴� 鞚挫偓鞚� Joe Mastrangelo鞚� 雮措秬鞛� 瓯半灅 雮挫棴鞚� 靸侅劯頌� 氤搓碃頃╇媹雼�.

  • 2025雲� 7鞗� 25鞚�: 333,333臧滌潣 鞝滍暅 欤检嫕 雼渼(RSU)臧� 靹膘垯霅橃柎 氍挫儊鞙茧 氤错喌欤�(旖旊摐 M)搿� 鞝勴櫂霅橃棃鞀惦媹雼�.
  • 2025雲� 7鞗� 29鞚�: 166,667欤缄皜 靷爠 靹れ爼霅� Rule 10b5-1 瓿勴殟鞐� 霐半澕 韽夑窢 $5.94 (氩旍渼 $5.80-$6.29)鞐� 毵る弰霅橃柎 靹戈笀 雮╇秬鞐� 靷毄霅橃棃鞀惦媹雼�.

瓯半灅 頉� 靻岇湢 順勴櫓: 歆侅爲 氤挫湢頃� 1,403,226欤� 氤错喌欤�鞕� 雼れ潓 霊� 彀鞚� 攵�鞐� 旮半厫鞚检棎 攴犽摫頃橁矊 靹膘垯頃� 666,667 氙胳劚靾� RSU 氤挫湢. 鞚措矆 毵る弰電� 靸堧 氚滍枆霅� 欤检嫕鞚� 鞎� 12%鞐� 頃措嫻頃橂┌ CEO電� 鞐爠頌� 靸侂嫻頃� 欤检嫕 雲胳稖鞚� 鞙犾頃橁碃 鞛堨姷雼堧嫟.

鞖挫榿 霕愲姅 鞛 歆�響滊姅 韽暔霅橃 鞎婌晿鞙茧┌, 頃措嫻 氤搓碃靹滊姅 雮措秬鞛� 瓯半灅 頇滊彊毵岇潉 氤搓碃頃╇媹雼�.

Eos Energy Enterprises (EOSE) Formulaire 4 d茅taille les transactions d鈥檌niti茅s du PDG et directeur Joe Mastrangelo.

  • 25/07/25 : 333 333 unit茅s d鈥檃ctions restreintes (RSU) ont 茅t茅 acquises et converties en actions ordinaires (Code M) sans co没t.
  • 29/07/25 : 166 667 actions vendues (Code S) dans le cadre d鈥檜n plan pr茅茅tabli selon la r猫gle 10b5-1, 脿 un prix moyen pond茅r茅 de 5,94 $ (fourchette 5,80-6,29 $) pour couvrir les obligations fiscales.

Possession post-transaction : 1 403 226 actions ordinaires d茅tenues directement et 666 667 RSU non acquises qui seront acquises par parts 茅gales lors des deux prochains anniversaires de la date d鈥檃ttribution. La vente repr茅sente environ 12 % des actions nouvellement 茅mises, laissant au PDG une exposition significative au capital.

Aucune donn茅e op茅rationnelle ou financi猫re n鈥檃 茅t茅 incluse ; le d茅p么t rapporte uniquement l鈥檃ctivit茅 d鈥檌niti茅s.

Eos Energy Enterprises (EOSE) Formular 4 beschreibt die Insider-Transaktionen von CEO und Direktor Joe Mastrangelo.

  • 25.07.25: 333.333 Restricted Stock Units (RSUs) sind f盲llig geworden und wurden kostenfrei in Stammaktien (Code M) umgewandelt.
  • 29.07.25: 166.667 Aktien wurden (Code S) im Rahmen eines vorab vereinbarten Rule 10b5-1 Plans zu einem gewichteten Durchschnittspreis von 5,94 $ (Spanne 5,80-6,29 $) verkauft, um Steuerverpflichtungen zu decken.

Eigentum nach der Transaktion: 1.403.226 Stammaktien direkt gehalten und 666.667 nicht f盲llige RSUs, die in gleichen Teilen an den n盲chsten beiden Jahrestagen des Gew盲hrungsdatums f盲llig werden. Der Verkauf entspricht etwa 12 % der neu ausgegebenen Aktien und hinterl盲sst dem CEO eine bedeutende Aktienposition.

Es wurden keine operativen oder finanziellen Kennzahlen angegeben; die Meldung beschr盲nkt sich ausschlie脽lich auf Insiderhandel.

Positive
  • CEO retains 1.4 m shares and 0.67 m RSUs, indicating sustained alignment with shareholders.
  • Sale executed under a Rule 10b5-1 plan, enhancing governance transparency.
Negative
  • Insider sale of 166,667 shares could be viewed as a modest sentiment drag despite tax-related rationale.

Insights

TL;DR: Neutral鈥攔outine RSU vesting; limited sell for taxes, CEO retains large stake.

The conversion of RSUs into 333k shares is a standard compensation event. The follow-on sale of 166.7k shares (~$0.99 m) was executed under a 10b5-1 plan, signalling pre-planned liquidity rather than opportunistic selling. Mastrangelo still controls 1.4 m shares plus 0.67 m RSUs, maintaining meaningful alignment with shareholders. Market impact should be minimal given modest volume and clear purpose of sale.

TL;DR: Governance sound; transparent 10b5-1 use mitigates insider-sale concerns.

Filing shows compliance with SEC disclosure and the company鈥檚 2020 Incentive Plan. The preset trading plan and prompt reporting reduce litigation and perception risk. Continued unvested RSUs incentivise long-term performance. No red flags on control or significant dilution were observed.

Eos Energy Enterprises (EOSE) Modulo 4 riporta le transazioni interne del CEO e Direttore Joe Mastrangelo.

  • 25/07/25: 333.333 unit脿 azionarie vincolate (RSU) sono maturate e convertite in azioni ordinarie (Codice M) a costo zero.
  • 29/07/25: 166.667 azioni vendute (Codice S) nell鈥檃mbito di un piano predefinito secondo la Regola 10b5-1, con un prezzo medio ponderato di 5,94 $ (intervallo 5,80-6,29 $) per coprire obblighi fiscali.

Propriet脿 post-transazione: 1.403.226 azioni ordinarie detenute direttamente e 666.667 RSU non maturate che matureranno in quote uguali nei prossimi due anniversari della data di assegnazione. La vendita corrisponde a circa il 12% delle nuove azioni emesse, mantenendo comunque un鈥檈sposizione azionaria significativa per il CEO.

Non sono stati inclusi dati operativi o finanziari; il documento riporta esclusivamente l鈥檃ttivit脿 di trading interno.

Eos Energy Enterprises (EOSE) Formulario 4 detalla las transacciones internas del CEO y Director Joe Mastrangelo.

  • 25/07/25: 333.333 unidades restringidas de acciones (RSU) se consolidaron y convirtieron en acciones comunes (C贸digo M) sin costo.
  • 29/07/25: 166.667 acciones vendidas (C贸digo S) bajo un plan preestablecido conforme a la Regla 10b5-1, con un precio promedio ponderado de 5,94 $ (rango 5,80-6,29 $) para cubrir obligaciones fiscales.

Propiedad despu茅s de la transacci贸n: 1.403.226 acciones comunes en posesi贸n directa y 666.667 RSU no consolidadas que se consolidar谩n en partes iguales en los pr贸ximos dos aniversarios de la fecha de concesi贸n. La venta representa aproximadamente el 12% de las acciones reci茅n emitidas, dejando al CEO con una exposici贸n significativa en acciones.

No se incluyeron m茅tricas operativas o financieras; el informe solo comunica la actividad de comercio interno.

Eos Energy Enterprises (EOSE) Form 4電� CEO 瓴� 鞚挫偓鞚� Joe Mastrangelo鞚� 雮措秬鞛� 瓯半灅 雮挫棴鞚� 靸侅劯頌� 氤搓碃頃╇媹雼�.

  • 2025雲� 7鞗� 25鞚�: 333,333臧滌潣 鞝滍暅 欤检嫕 雼渼(RSU)臧� 靹膘垯霅橃柎 氍挫儊鞙茧 氤错喌欤�(旖旊摐 M)搿� 鞝勴櫂霅橃棃鞀惦媹雼�.
  • 2025雲� 7鞗� 29鞚�: 166,667欤缄皜 靷爠 靹れ爼霅� Rule 10b5-1 瓿勴殟鞐� 霐半澕 韽夑窢 $5.94 (氩旍渼 $5.80-$6.29)鞐� 毵る弰霅橃柎 靹戈笀 雮╇秬鞐� 靷毄霅橃棃鞀惦媹雼�.

瓯半灅 頉� 靻岇湢 順勴櫓: 歆侅爲 氤挫湢頃� 1,403,226欤� 氤错喌欤�鞕� 雼れ潓 霊� 彀鞚� 攵�鞐� 旮半厫鞚检棎 攴犽摫頃橁矊 靹膘垯頃� 666,667 氙胳劚靾� RSU 氤挫湢. 鞚措矆 毵る弰電� 靸堧 氚滍枆霅� 欤检嫕鞚� 鞎� 12%鞐� 頃措嫻頃橂┌ CEO電� 鞐爠頌� 靸侂嫻頃� 欤检嫕 雲胳稖鞚� 鞙犾頃橁碃 鞛堨姷雼堧嫟.

鞖挫榿 霕愲姅 鞛 歆�響滊姅 韽暔霅橃 鞎婌晿鞙茧┌, 頃措嫻 氤搓碃靹滊姅 雮措秬鞛� 瓯半灅 頇滊彊毵岇潉 氤搓碃頃╇媹雼�.

Eos Energy Enterprises (EOSE) Formulaire 4 d茅taille les transactions d鈥檌niti茅s du PDG et directeur Joe Mastrangelo.

  • 25/07/25 : 333 333 unit茅s d鈥檃ctions restreintes (RSU) ont 茅t茅 acquises et converties en actions ordinaires (Code M) sans co没t.
  • 29/07/25 : 166 667 actions vendues (Code S) dans le cadre d鈥檜n plan pr茅茅tabli selon la r猫gle 10b5-1, 脿 un prix moyen pond茅r茅 de 5,94 $ (fourchette 5,80-6,29 $) pour couvrir les obligations fiscales.

Possession post-transaction : 1 403 226 actions ordinaires d茅tenues directement et 666 667 RSU non acquises qui seront acquises par parts 茅gales lors des deux prochains anniversaires de la date d鈥檃ttribution. La vente repr茅sente environ 12 % des actions nouvellement 茅mises, laissant au PDG une exposition significative au capital.

Aucune donn茅e op茅rationnelle ou financi猫re n鈥檃 茅t茅 incluse ; le d茅p么t rapporte uniquement l鈥檃ctivit茅 d鈥檌niti茅s.

Eos Energy Enterprises (EOSE) Formular 4 beschreibt die Insider-Transaktionen von CEO und Direktor Joe Mastrangelo.

  • 25.07.25: 333.333 Restricted Stock Units (RSUs) sind f盲llig geworden und wurden kostenfrei in Stammaktien (Code M) umgewandelt.
  • 29.07.25: 166.667 Aktien wurden (Code S) im Rahmen eines vorab vereinbarten Rule 10b5-1 Plans zu einem gewichteten Durchschnittspreis von 5,94 $ (Spanne 5,80-6,29 $) verkauft, um Steuerverpflichtungen zu decken.

Eigentum nach der Transaktion: 1.403.226 Stammaktien direkt gehalten und 666.667 nicht f盲llige RSUs, die in gleichen Teilen an den n盲chsten beiden Jahrestagen des Gew盲hrungsdatums f盲llig werden. Der Verkauf entspricht etwa 12 % der neu ausgegebenen Aktien und hinterl盲sst dem CEO eine bedeutende Aktienposition.

Es wurden keine operativen oder finanziellen Kennzahlen angegeben; die Meldung beschr盲nkt sich ausschlie脽lich auf Insiderhandel.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ETTEN NICHOLAS J.
(Last) (First) (Middle)
681 GREENWOOD AVENUE
(Street)
GLENCOE IL 60022
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CEA Industries Inc. [ VAPE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9,347 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock - RSU $0 07/27/2025 (2) A 119,669(1) (2) (2) Common Stock 119,669(1) $0 119,669(1) D
Explanation of Responses:
1. Represents the grant of 119,669 restricted stock units issued under the Company's 2025 Equity Incentive Plan ("the Plan") as an equity retention award.
2. The Restricted Stock Units will vest on the next business day after the approval of the Plan by the shareholders of the Company pursuant to state and federal law.
/s/ Nicholas J. Etten 07/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

How many EOSE shares did the CEO acquire on 07/25/25?

He received 333,333 common shares through RSU vesting.

What price were EOSE shares sold at on 07/29/25?

Shares were sold at a weighted-average price of $5.94, with individual trades between $5.80 and $6.29.

How many EOSE shares does Joe Mastrangelo now own?

After the transactions he directly owns 1,403,226 shares.

Why did the CEO sell EOSE stock?

Sales were automatic under a Rule 10b5-1 plan to cover estimated tax withholding from RSU vesting.

How many unvested RSUs remain with the CEO?

He retains 666,667 unvested RSUs scheduled to vest in two equal future tranches.
Stock VAPE logo
CEA Industries

NASDAQ:VAPE

VAPE Rankings

#9133 Ranked by Market Cap
N/A Ranked by Dividends

VAPE Latest News

Aug 5, 2025
CEA Industries Closes $500 Million Private Placement to Advance Its BNB Treasury Strategy; Common Stock Ticker to Become 鈥淏NC鈥�
Aug 5, 2025
CEA Industries Inc. Announces Ticker Symbol Change to 鈥淏NC鈥� for Common Stock and 鈥淏NCWW鈥� for Warrants
Jul 28, 2025
CEA Industries and 10X Capital, with the support of YZi Labs, announce $500 Million Private Placement to Establish Largest Publicly-Listed $BNB Treasury Company in the World (NASDAQ:VAPE)
Jul 18, 2025
CEA Industries Applauds FDA Authorization of JUUL Products, Signals Opportunity for U.S. Market Expansion

VAPE Latest SEC Filings

Aug 1, 2025
[8-K] CEA Industries Inc. Reports Material Event
Jul 31, 2025
[SCHEDULE 13G] CEA Industries Inc. SEC Filing
Jul 30, 2025
[SCHEDULE 13D/A] CEA Industries Inc. SEC Filing
Jul 30, 2025
[SCHEDULE 13D/A] CEA Industries Inc. SEC Filing
Jul 29, 2025
[Form 4] CEA Industries Inc. Insider Trading Activity

VAPE Stock Data

17.92M
788.73k
6.25%
5.81%
0.13%
Farm & Heavy Construction Machinery
Industrials
United States
BOULDER