VUZI Director Receives 31,746-Share Stock Award: Form 4 Filing

Q: How many Vuzix shares does Director Kay own after the transaction?

His direct ownership increased to 309,511 common shares .

Q: When will the awarded VUZI shares vest?

The shares are scheduled to vest one year after the 01 Jul 2025 grant date .

[Form 4] Vuzix Corporation Insider Trading Activity

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Vuzix Corporation (VUZI) 鈥� Form 4 insider transaction

Director Edward William Kay Jr. filed a Form 4 reporting the acquisition of 31,746 shares of common stock on 1 July 2025. The transaction code 鈥淎鈥� denotes an acquisition and is identified as a stock award that will vest on the one-year anniversary of the grant date. The shares were granted at a stated price of $0, implying no cash outlay by the director.

After the award, Kay鈥檚 direct beneficial ownership stands at 309,511 shares. No derivative securities or share dispositions were disclosed in the filing.

Insider role: Director
Ownership form: Direct
Earliest transaction date: 01 Jul 2025
Form signed: 03 Jul 2025

The filing reflects routine equity compensation rather than an open-market purchase, but it modestly increases insider equity alignment with other shareholders.

Positive

Director acquired 31,746 shares through an equity award, increasing direct ownership to 309,511 shares and modestly strengthening insider alignment.

Negative

Shares are unvested and do not convert to full economic ownership until July 2026, limiting immediate market signalling effect.

Insights

TL;DR 鈥� Director awarded 31,746 shares; holding rises to 309,511; signal mildly positive but routine compensation.

The stock award adds roughly 11% to Edward Kay Jr.鈥檚 existing stake, bringing total direct ownership to 309,511 shares. Because the grant price is $0 and vesting occurs in twelve months, there is no immediate cash cost to the insider and no open-market demand effect. Nonetheless, the larger equity exposure marginally improves management-shareholder alignment. From a trading perspective, the event is low-impact given its compensatory nature and lack of market purchase.

TL;DR 鈥� Routine equity grant; enhances alignment, but deferred vesting limits near-term ownership impact.

Annual equity awards are standard for Vuzix directors and typically vest after one year, encouraging longer-term oversight. The absence of derivative positions or dispositions suggests a straightforward grant without complex hedging. Because the shares remain unvested until July 2026, governance benefits materialize over time. I view the filing as neutral-to-slightly positive for shareholder interests but not materially impactful to valuation.

07/03/2025 - 10:20 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kay Edward William Jr.

(Last)

(First)

(Middle)

25 HENDRIX ROAD, SUITE A

(Street)

WEST HENRIETTA

14586

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/01/2025		A⁽¹⁾		31,746	A	$0	309,511	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a stock award to the reporting person. The shares will vest at the one-year anniversary of the grant date.

	/s/ Edward Kay	07/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What insider activity did Vuzix (VUZI) report in the latest Form 4?

Director Edward Kay Jr. received a 31,746-share stock award on 01 Jul 2025.

How many Vuzix shares does Director Kay own after the transaction?

His direct ownership increased to 309,511 common shares.

Was the stock award an open-market purchase?

No. The shares were granted at $0 as part of equity compensation, not bought on the market.

When will the awarded VUZI shares vest?

The shares are scheduled to vest one year after the 01 Jul 2025 grant date.

Did the filing disclose any sales or derivative transactions?

No sales or derivative securities were reported; only the stock award was disclosed.

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[Form 4] Vuzix Corporation Insider Trading Activity

Insights

FAQ

What insider activity did Vuzix (VUZI) report in the latest Form 4?

How many Vuzix shares does Director Kay own after the transaction?

Was the stock award an open-market purchase?

When will the awarded VUZI shares vest?

Did the filing disclose any sales or derivative transactions?

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[Form 4] Vuzix Corporation Insider Trading Activity

Insights

Securities Analyst neutral

Corporate Governance Expert neutral

FAQ

What insider activity did Vuzix (VUZI) report in the latest Form 4?

How many Vuzix shares does Director Kay own after the transaction?

Was the stock award an open-market purchase?

When will the awarded VUZI shares vest?

Did the filing disclose any sales or derivative transactions?

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VUZI Rankings

VUZI Latest News

VUZI Latest SEC Filings

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