AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] Webster Financial Corporation Waterbury Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) â€� Form 144 filing discloses that insider Wupen Yuen intends to sell 265 common shares on 07/23/2025 through Morgan Stanley Smith Barney, valued at $26,478.80. The shares were acquired as restricted stock on 07/20/2024. Lumentum has 69.4 million shares outstanding; the proposed sale represents roughly 0.0004 % of total shares, posing no dilution risk.

The filing also lists Yuen’s prior sales over the last three months totaling 14,675 shares for gross proceeds of about $456 k, equal to �0.02 % of shares outstanding. No Rule 10b5-1 plan adoption date is provided. The standard representation states the seller is unaware of undisclosed adverse information.

Overall, the notice signals routine liquidity activity rather than a material corporate event, but it adds to a pattern of modest ongoing insider sales that some investors may monitor for sentiment.

Lumentum Holdings Inc. (LITE) � Comunicazione Form 144 rivela che l’insider Wupen Yuen intende vendere 265 azioni ordinarie il 23/07/2025 tramite Morgan Stanley Smith Barney, per un valore di 26.478,80 $. Le azioni sono state acquisite come azioni vincolate il 20/07/2024. Lumentum ha 69,4 milioni di azioni in circolazione; la vendita proposta rappresenta circa lo 0,0004% del totale, senza rischio di diluizione.

La comunicazione riporta inoltre le vendite precedenti di Yuen negli ultimi tre mesi, per un totale di 14.675 azioni con ricavi lordi di circa 456 mila $, pari a circa lo 0,02% delle azioni in circolazione. Non è indicata la data di adozione di un piano secondo la Regola 10b5-1. La dichiarazione standard afferma che il venditore non è a conoscenza di informazioni negative non divulgate.

In generale, la notifica indica un’attività di liquidità di routine piuttosto che un evento aziendale rilevante, ma si inserisce in un modello di vendite interne modeste e continue che alcuni investitori potrebbero monitorare per valutare il sentiment.

Lumentum Holdings Inc. (LITE) � Presentación del Formulario 144 revela que el insider Wupen Yuen planea vender 265 acciones ordinarias el 23/07/2025 a través de Morgan Stanley Smith Barney, por un valor de 26,478.80 $. Las acciones fueron adquiridas como acciones restringidas el 20/07/2024. Lumentum tiene 69.4 millones de acciones en circulación; la venta propuesta representa aproximadamente el 0.0004% del total, sin riesgo de dilución.

La presentación también detalla ventas anteriores de Yuen en los últimos tres meses por un total de 14,675 acciones con ingresos brutos de alrededor de 456 mil $, equivalentes a aproximadamente el 0.02% de las acciones en circulación. No se proporciona la fecha de adopción de un plan bajo la Regla 10b5-1. La declaración estándar indica que el vendedor desconoce información adversa no revelada.

En general, el aviso señala una actividad rutinaria de liquidez más que un evento corporativo significativo, pero se suma a un patrón de ventas internas modestas y continuas que algunos inversores podrían seguir para evaluar el sentimiento.

Lumentum Holdings Inc. (LITE) â€� Form 144 제출ì—서 ë‚´ë¶€ìž� Wupen Yuenì� 2025ë…� 7ì›� 23ì� Morgan Stanley Smith Barneyë¥� 통해 265ì£� 보통ì£�ë¥� 매ë„í•� ì˜ˆì •ìž„ì„ ë°ížˆê³� 있으ë©�, 해당 ì£¼ì‹ ê°€ì¹˜ëŠ” 26,478.80달러입니ë‹�. ì� 주ì‹ì€ 2024ë…� 7ì›� 20ì� 제한 주ì‹ìœ¼ë¡œ ì·¨ë“ë˜ì—ˆìŠµë‹ˆë‹�. Lumentumì€ 6,940ë§� ì£¼ì˜ ë°œí–‰ 주ì‹ì� 보유하고 있으ë©�, 제안ë� 매ë„ëŠ� ì „ì²´ 주ì‹ì� ì•� 0.0004%ì—� 해당하여 í¬ì„ 위험ì� 없습니다.

제출 문서ì—는 Yuenì� ì§€ë‚� 3개월 ë™ì•ˆ ì´� 14,675ì£�ë¥� 매ë„하여 ì•� 456,000달러ì� ì´� 수ìµì� 올린 ë‚´ìš©ë� í¬í•¨ë˜ì–´ 있으ë©�, ì´ëŠ” 발행 주ì‹ì� ì•� 0.02%ì—� 해당합니ë‹�. Rule 10b5-1 ê³„íš ì±„íƒ ë‚ ì§œëŠ� 제공ë˜ì§€ 않았습니ë‹�. 표준 진술ì—� 따르ë©� íŒë§¤ìžëŠ” 공개ë˜ì§€ ì•Šì€ ë¶ˆë¦¬í•� ì •ë³´ë¥� 알지 못한다고 명시ë˜ì–´ 있습니다.

ì „ë°˜ì ìœ¼ë¡� ì´ë²ˆ 공시ëŠ� 중대í•� 기업 ì´ë²¤íŠ¸ë³´ë‹¤ëŠ” ì¼ìƒì ì¸ 유ë™ì„� 활ë™ì� 나타내며, ì¼ë¶€ 투ìžìžë“¤ì� 심리 ìƒíƒœë¥� 파악하기 위해 주목í•� ìˆ� 있는 소규ëª� ë‚´ë¶€ìž� ë§¤ë„ íŒ¨í„´ì—� 추가ë˜ëŠ” 내용입니ë‹�.

Lumentum Holdings Inc. (LITE) � Dépôt du formulaire 144 révèle que l’initié Wupen Yuen prévoit de vendre 265 actions ordinaires le 23/07/2025 via Morgan Stanley Smith Barney, pour une valeur de 26 478,80 $. Ces actions ont été acquises en tant qu’actions restreintes le 20/07/2024. Lumentum compte 69,4 millions d’actions en circulation ; la vente proposée représente environ 0,0004 % du total, sans risque de dilution.

Le dépôt mentionne également les ventes précédentes de Yuen au cours des trois derniers mois, totalisant 14 675 actions pour un produit brut d’environ 456 000 $, soit environ 0,02 % des actions en circulation. Aucune date d’adoption d’un plan selon la règle 10b5-1 n’est fournie. La déclaration standard indique que le vendeur ignore toute information défavorable non divulguée.

Dans l’ensemble, cet avis signale une activité de liquidité de routine plutôt qu’un événement d’entreprise significatif, mais s’inscrit dans un schéma de ventes internes modestes et régulières que certains investisseurs pourraient surveiller pour jauger le sentiment.

Lumentum Holdings Inc. (LITE) � Form 144 Einreichung offenbart, dass Insider Wupen Yuen beabsichtigt, am 23.07.2025 265 Stammaktien über Morgan Stanley Smith Barney zu verkaufen, mit einem Wert von 26.478,80 $. Die Aktien wurden am 20.07.2024 als eingeschränkte Aktien erworben. Lumentum hat 69,4 Millionen ausstehende Aktien; der vorgeschlagene Verkauf entspricht etwa 0,0004 % der Gesamtaktien und stellt daher kein Verwässerungsrisiko dar.

Die Einreichung listet auch Yuens vorherige Verkäufe der letzten drei Monate mit insgesamt 14.675 Aktien und Bruttoerlösen von etwa 456.000 $ auf, was etwa 0,02 % der ausstehenden Aktien entspricht. Ein Datum zur Annahme eines Rule 10b5-1 Plans wird nicht angegeben. Die Standarderklärung besagt, dass der Verkäufer keine nicht offengelegten nachteiligen Informationen kennt.

Insgesamt signalisiert die Meldung eine routinemäßige Liquiditätsaktivität und kein wesentliches Unternehmensereignis, fügt sich jedoch in ein Muster moderater, laufender Insiderverkäufe ein, die einige Investoren zur Stimmungslage beobachten könnten.

Positive
  • Proposed sale is only 0.0004 % of shares outstanding, posing no dilution or liquidity issues.
  • Rule 144 disclosure indicates regulatory compliance and transparency from the insider.
Negative
  • Continued insider selling—≈14,675 shares in 3 months—may be interpreted as weak insider conviction.
  • No 10b5-1 plan date disclosed, implying sales are discretionary and potentially timing-sensitive.

Insights

TL;DR � Tiny insider sale; sentiment mildly negative, financial impact immaterial.

The planned 265-share disposal equates to under 0.001 % of Lumentum’s float and follows roughly 14.7 k shares sold in the prior quarter. From a capitalization standpoint, the transaction is negligible and should not influence earnings or valuation. Nevertheless, steady insider selling can undermine confidence if it persists, especially with limited offsetting insider buys. I rate the filing neutral-to-slightly-negative for sentiment, but non-impactful for fundamentals.

TL;DR � Governance risk low; volume too small to matter.

Form 144 fulfills disclosure obligations and contains the customary attestation that no material non-public information is known. Absence of a disclosed 10b5-1 plan suggests discretionary sales, yet volume is far below thresholds that would trigger heightened governance concern. I view compliance quality as adequate and the event as not impactful to shareholders.

Lumentum Holdings Inc. (LITE) � Comunicazione Form 144 rivela che l’insider Wupen Yuen intende vendere 265 azioni ordinarie il 23/07/2025 tramite Morgan Stanley Smith Barney, per un valore di 26.478,80 $. Le azioni sono state acquisite come azioni vincolate il 20/07/2024. Lumentum ha 69,4 milioni di azioni in circolazione; la vendita proposta rappresenta circa lo 0,0004% del totale, senza rischio di diluizione.

La comunicazione riporta inoltre le vendite precedenti di Yuen negli ultimi tre mesi, per un totale di 14.675 azioni con ricavi lordi di circa 456 mila $, pari a circa lo 0,02% delle azioni in circolazione. Non è indicata la data di adozione di un piano secondo la Regola 10b5-1. La dichiarazione standard afferma che il venditore non è a conoscenza di informazioni negative non divulgate.

In generale, la notifica indica un’attività di liquidità di routine piuttosto che un evento aziendale rilevante, ma si inserisce in un modello di vendite interne modeste e continue che alcuni investitori potrebbero monitorare per valutare il sentiment.

Lumentum Holdings Inc. (LITE) � Presentación del Formulario 144 revela que el insider Wupen Yuen planea vender 265 acciones ordinarias el 23/07/2025 a través de Morgan Stanley Smith Barney, por un valor de 26,478.80 $. Las acciones fueron adquiridas como acciones restringidas el 20/07/2024. Lumentum tiene 69.4 millones de acciones en circulación; la venta propuesta representa aproximadamente el 0.0004% del total, sin riesgo de dilución.

La presentación también detalla ventas anteriores de Yuen en los últimos tres meses por un total de 14,675 acciones con ingresos brutos de alrededor de 456 mil $, equivalentes a aproximadamente el 0.02% de las acciones en circulación. No se proporciona la fecha de adopción de un plan bajo la Regla 10b5-1. La declaración estándar indica que el vendedor desconoce información adversa no revelada.

En general, el aviso señala una actividad rutinaria de liquidez más que un evento corporativo significativo, pero se suma a un patrón de ventas internas modestas y continuas que algunos inversores podrían seguir para evaluar el sentimiento.

Lumentum Holdings Inc. (LITE) â€� Form 144 제출ì—서 ë‚´ë¶€ìž� Wupen Yuenì� 2025ë…� 7ì›� 23ì� Morgan Stanley Smith Barneyë¥� 통해 265ì£� 보통ì£�ë¥� 매ë„í•� ì˜ˆì •ìž„ì„ ë°ížˆê³� 있으ë©�, 해당 ì£¼ì‹ ê°€ì¹˜ëŠ” 26,478.80달러입니ë‹�. ì� 주ì‹ì€ 2024ë…� 7ì›� 20ì� 제한 주ì‹ìœ¼ë¡œ ì·¨ë“ë˜ì—ˆìŠµë‹ˆë‹�. Lumentumì€ 6,940ë§� ì£¼ì˜ ë°œí–‰ 주ì‹ì� 보유하고 있으ë©�, 제안ë� 매ë„ëŠ� ì „ì²´ 주ì‹ì� ì•� 0.0004%ì—� 해당하여 í¬ì„ 위험ì� 없습니다.

제출 문서ì—는 Yuenì� ì§€ë‚� 3개월 ë™ì•ˆ ì´� 14,675ì£�ë¥� 매ë„하여 ì•� 456,000달러ì� ì´� 수ìµì� 올린 ë‚´ìš©ë� í¬í•¨ë˜ì–´ 있으ë©�, ì´ëŠ” 발행 주ì‹ì� ì•� 0.02%ì—� 해당합니ë‹�. Rule 10b5-1 ê³„íš ì±„íƒ ë‚ ì§œëŠ� 제공ë˜ì§€ 않았습니ë‹�. 표준 진술ì—� 따르ë©� íŒë§¤ìžëŠ” 공개ë˜ì§€ ì•Šì€ ë¶ˆë¦¬í•� ì •ë³´ë¥� 알지 못한다고 명시ë˜ì–´ 있습니다.

ì „ë°˜ì ìœ¼ë¡� ì´ë²ˆ 공시ëŠ� 중대í•� 기업 ì´ë²¤íŠ¸ë³´ë‹¤ëŠ” ì¼ìƒì ì¸ 유ë™ì„� 활ë™ì� 나타내며, ì¼ë¶€ 투ìžìžë“¤ì� 심리 ìƒíƒœë¥� 파악하기 위해 주목í•� ìˆ� 있는 소규ëª� ë‚´ë¶€ìž� ë§¤ë„ íŒ¨í„´ì—� 추가ë˜ëŠ” 내용입니ë‹�.

Lumentum Holdings Inc. (LITE) � Dépôt du formulaire 144 révèle que l’initié Wupen Yuen prévoit de vendre 265 actions ordinaires le 23/07/2025 via Morgan Stanley Smith Barney, pour une valeur de 26 478,80 $. Ces actions ont été acquises en tant qu’actions restreintes le 20/07/2024. Lumentum compte 69,4 millions d’actions en circulation ; la vente proposée représente environ 0,0004 % du total, sans risque de dilution.

Le dépôt mentionne également les ventes précédentes de Yuen au cours des trois derniers mois, totalisant 14 675 actions pour un produit brut d’environ 456 000 $, soit environ 0,02 % des actions en circulation. Aucune date d’adoption d’un plan selon la règle 10b5-1 n’est fournie. La déclaration standard indique que le vendeur ignore toute information défavorable non divulguée.

Dans l’ensemble, cet avis signale une activité de liquidité de routine plutôt qu’un événement d’entreprise significatif, mais s’inscrit dans un schéma de ventes internes modestes et régulières que certains investisseurs pourraient surveiller pour jauger le sentiment.

Lumentum Holdings Inc. (LITE) � Form 144 Einreichung offenbart, dass Insider Wupen Yuen beabsichtigt, am 23.07.2025 265 Stammaktien über Morgan Stanley Smith Barney zu verkaufen, mit einem Wert von 26.478,80 $. Die Aktien wurden am 20.07.2024 als eingeschränkte Aktien erworben. Lumentum hat 69,4 Millionen ausstehende Aktien; der vorgeschlagene Verkauf entspricht etwa 0,0004 % der Gesamtaktien und stellt daher kein Verwässerungsrisiko dar.

Die Einreichung listet auch Yuens vorherige Verkäufe der letzten drei Monate mit insgesamt 14.675 Aktien und Bruttoerlösen von etwa 456.000 $ auf, was etwa 0,02 % der ausstehenden Aktien entspricht. Ein Datum zur Annahme eines Rule 10b5-1 Plans wird nicht angegeben. Die Standarderklärung besagt, dass der Verkäufer keine nicht offengelegten nachteiligen Informationen kennt.

Insgesamt signalisiert die Meldung eine routinemäßige Liquiditätsaktivität und kein wesentliches Unternehmensereignis, fügt sich jedoch in ein Muster moderater, laufender Insiderverkäufe ein, die einige Investoren zur Stimmungslage beobachten könnten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Wang Albert Jen-Wen

(Last) (First) (Middle)
C/O WEBSTER FINANCIAL CORP
200 ELM STREET

(Street)
STAMFORD CT 06902

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEBSTER FINANCIAL CORP [ WBS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/22/2025 S 3,250 D $60.31 15,755 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Bradley Larkin, attorney-in-fact 07/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many LITE shares are being sold under this Form 144 filing?

265 common shares valued at approximately $26.5 k are slated for sale.

When is the planned sale date for the insider’s LITE shares?

The filing lists an approximate sale date of 07/23/2025.

How many Lumentum shares has the insider sold in the last three months?

The filing shows 14,675 shares sold between May and July 2025.

What percentage of Lumentum’s outstanding shares does the proposed sale represent?

Roughly 0.0004 % of the 69.4 million shares outstanding.

Which broker will execute the transaction?

Sales are to be handled by Morgan Stanley Smith Barney LLC.

Does the filing mention a Rule 10b5-1 trading plan?

±·´Çâ€�no 10b5-1 plan adoption date is provided in the notice.
Webster Financial

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