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[Form 4] Workhorse Group, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Richard F. Dauch, who serves as Chief Executive Officer and a director of Workhorse Group Inc. (WKHS), was granted 60,607 restricted stock units (RSUs) on 08/18/2025. Each RSU represents the contingent right to one share of common stock that vests on 02/18/2026. The company鈥檚 board may elect to settle vested RSUs in cash instead of shares. Following the grant, the reporting person beneficially owns 60,607 RSUs (direct).

Richard F. Dauch, amministratore delegato e membro del consiglio di amministrazione di Workhorse Group Inc. (WKHS), ha ricevuto 60.607 unit脿 di azioni vincolate (RSU) in data 18/08/2025. Ogni RSU corrisponde al diritto condizionato a una azione ordinaria, con maturazione prevista per il 18/02/2026. Il consiglio pu貌 decidere di liquidare le RSU maturate in contanti anzich茅 in azioni. Dopo la concessione, la persona segnalante possiede di fatto 60.607 RSU (dirette).

Richard F. Dauch, que se desempe帽a como director ejecutivo y miembro del consejo de Workhorse Group Inc. (WKHS), recibi贸 60.607 unidades de acciones restringidas (RSU) el 18/08/2025. Cada RSU representa el derecho contingente a una acci贸n ordinaria que vence el 18/02/2026. La junta de la compa帽铆a puede optar por liquidar las RSU vencidas en efectivo en lugar de acciones. Tras la concesi贸n, la persona informante posee beneficiariamente 60.607 RSU (directas).

Richard F. Dauch電� Workhorse Group Inc. (WKHS)鞚� 斓滉碃瓴届榿鞛�(CEO) 瓴� 鞚挫偓搿滌劀 2025-08-18鞐� 60,607臧滌潣 鞝滍暅攵�欤检嫕雼渼(RSU)毳� 攵�鞐皼鞎橃姷雼堧嫟. 臧� RSU電� 臁瓣贝攵�搿� 氤错喌欤� 1欤检棎 雽�頃� 甓岆Μ毳� 鞚橂頃橂┌, 2026-02-18鞐� 旆摑霅╇媹雼�. 須岇偓 鞚挫偓須岆姅 旆摑霅� RSU毳� 欤检嫕 雽�鞁� 順勱笀鞙茧 鞝曥偘頃橁赴搿� 瓴办爼頃� 靾� 鞛堨姷雼堧嫟. 攵�鞐� 頉� 氤搓碃鞚胳潃 60,607 RSU毳� 鞁れ牅搿� 氤挫湢頃橁碃 鞛堨姷雼堧嫟(歆侅爲 氤挫湢).

Richard F. Dauch, qui occupe les fonctions de directeur g茅n茅ral et d'administrateur de Workhorse Group Inc. (WKHS), s'est vu attribuer 60 607 unit茅s d'actions restreintes (RSU) le 18/08/2025. Chaque RSU repr茅sente le droit conditionnel 脿 une action ordinaire, qui deviendra pleinement acquise le 18/02/2026. Le conseil d'administration peut choisir de r茅gler les RSU acquises en num茅raire plut么t qu'en actions. Apr猫s l'attribution, la personne d茅clarante d茅tient de fa莽on b茅n茅ficiaire 60 607 RSU (directes).

Richard F. Dauch, der als Chief Executive Officer und Vorstandsmitglied von Workhorse Group Inc. (WKHS) fungiert, erhielt am 18.08.2025 60.607 Restricted Stock Units (RSUs). Jede RSU verbrieft das bedingte Recht auf eine Stammaktie, die am 18.02.2026 vestet. Der Vorstand kann beschlie脽en, vested RSUs statt in Aktien in bar abzuwickeln. Nach der Gew盲hrung besitzt die meldende Person wirtschaftlich 60.607 RSUs (direkt).

Positive
  • Alignment of interests: RSUs tie the CEO鈥檚 compensation to company equity performance through vesting.
  • Retention incentive: A one-year vesting schedule supports short-term retention of the CEO through 02/18/2026.
Negative
  • Potential dilution or cash cost: Board discretion to settle in cash or shares could either dilute existing shareholders or create cash outflows.
  • Limited disclosure of valuation or performance criteria: Filing does not state grant value or performance conditions, making impact assessment incomplete.

Insights

TL;DR: A routine executive equity grant to align CEO incentives with shareholder outcomes; settlement flexibility could affect dilution.

The RSU award to the CEO is a standard retention and incentive tool that ties compensation to future share performance through a fixed vesting date of 02/18/2026. The board鈥檚 discretion to settle in cash introduces an alternative cost profile for the company: cash settlement avoids share dilution but can create near-term cash obligations. The disclosure shows direct beneficial ownership of 60,607 RSUs but does not provide prior holdings, grant valuation, or vesting conditions beyond the single vesting date, limiting assessment of total compensation impact.

TL;DR: Material for compensation monitoring but not a definitive signal on performance expectations or governance changes.

This grant size (60,607 RSUs) is disclosed as a single, time-based tranche vesting on 02/18/2026, indicating a one-year retention horizon. The form states each RSU equals one share upon vesting and may be cash-settled at the board鈥檚 option, which affects whether dilution or cash expense will ultimately occur. The filing lacks fair-value, grant-date valuation, prior grant comparison, or payout triggers tied to performance, so the award appears time-based rather than performance-contingent.

Richard F. Dauch, amministratore delegato e membro del consiglio di amministrazione di Workhorse Group Inc. (WKHS), ha ricevuto 60.607 unit脿 di azioni vincolate (RSU) in data 18/08/2025. Ogni RSU corrisponde al diritto condizionato a una azione ordinaria, con maturazione prevista per il 18/02/2026. Il consiglio pu貌 decidere di liquidare le RSU maturate in contanti anzich茅 in azioni. Dopo la concessione, la persona segnalante possiede di fatto 60.607 RSU (dirette).

Richard F. Dauch, que se desempe帽a como director ejecutivo y miembro del consejo de Workhorse Group Inc. (WKHS), recibi贸 60.607 unidades de acciones restringidas (RSU) el 18/08/2025. Cada RSU representa el derecho contingente a una acci贸n ordinaria que vence el 18/02/2026. La junta de la compa帽铆a puede optar por liquidar las RSU vencidas en efectivo en lugar de acciones. Tras la concesi贸n, la persona informante posee beneficiariamente 60.607 RSU (directas).

Richard F. Dauch電� Workhorse Group Inc. (WKHS)鞚� 斓滉碃瓴届榿鞛�(CEO) 瓴� 鞚挫偓搿滌劀 2025-08-18鞐� 60,607臧滌潣 鞝滍暅攵�欤检嫕雼渼(RSU)毳� 攵�鞐皼鞎橃姷雼堧嫟. 臧� RSU電� 臁瓣贝攵�搿� 氤错喌欤� 1欤检棎 雽�頃� 甓岆Μ毳� 鞚橂頃橂┌, 2026-02-18鞐� 旆摑霅╇媹雼�. 須岇偓 鞚挫偓須岆姅 旆摑霅� RSU毳� 欤检嫕 雽�鞁� 順勱笀鞙茧 鞝曥偘頃橁赴搿� 瓴办爼頃� 靾� 鞛堨姷雼堧嫟. 攵�鞐� 頉� 氤搓碃鞚胳潃 60,607 RSU毳� 鞁れ牅搿� 氤挫湢頃橁碃 鞛堨姷雼堧嫟(歆侅爲 氤挫湢).

Richard F. Dauch, qui occupe les fonctions de directeur g茅n茅ral et d'administrateur de Workhorse Group Inc. (WKHS), s'est vu attribuer 60 607 unit茅s d'actions restreintes (RSU) le 18/08/2025. Chaque RSU repr茅sente le droit conditionnel 脿 une action ordinaire, qui deviendra pleinement acquise le 18/02/2026. Le conseil d'administration peut choisir de r茅gler les RSU acquises en num茅raire plut么t qu'en actions. Apr猫s l'attribution, la personne d茅clarante d茅tient de fa莽on b茅n茅ficiaire 60 607 RSU (directes).

Richard F. Dauch, der als Chief Executive Officer und Vorstandsmitglied von Workhorse Group Inc. (WKHS) fungiert, erhielt am 18.08.2025 60.607 Restricted Stock Units (RSUs). Jede RSU verbrieft das bedingte Recht auf eine Stammaktie, die am 18.02.2026 vestet. Der Vorstand kann beschlie脽en, vested RSUs statt in Aktien in bar abzuwickeln. Nach der Gew盲hrung besitzt die meldende Person wirtschaftlich 60.607 RSUs (direkt).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DAUCH RICHARD F
(Last) (First) (Middle)
C/O WORKHORSE GROUP INC.
3600 PARK 42 DRIVE, SUITE 160E
(Street)
SHARONVILLE OH 45241
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Workhorse Group Inc. [ WKHS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/18/2025 A 60,607 02/18/2026(1) 02/18/2026(1) Common Stock, $0.001 par value per share 60,607 $0 60,607 D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors.
Remarks:
Arthur McMahon, attorney-in-fact for Richard F. Dauch 08/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What did Richard F. Dauch report on Form 4 for WKHS?

He reported a grant of 60,607 RSUs to be issued to him, vesting on 02/18/2026 and generally convertible into one share per RSU.

When do the RSUs granted to the CEO vest?

The RSUs vest on 02/18/2026.

Can the RSUs be settled in cash for WKHS insiders?

Yes. The company鈥檚 board may elect to settle vested RSUs in cash instead of issuing shares.

How many shares will Richard F. Dauch beneficially own after the reported transaction?

60,607 RSUs are reported as beneficially owned following the transaction.

Is this RSU grant performance-based or time-based?

The filing describes a time-based RSU vesting date only; no performance conditions are disclosed.
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Workhorse Group

NASDAQ:WKHS

WKHS Rankings

#5762 Ranked by Market Cap
N/A Ranked by Dividends

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Aug 15, 2025
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WKHS Latest SEC Filings

Aug 21, 2025
[Form 4] Workhorse Group, Inc Insider Trading Activity
Aug 20, 2025
[Form 4] Workhorse Group, Inc Insider Trading Activity
Aug 20, 2025
[Form 4] Workhorse Group, Inc Insider Trading Activity
Aug 20, 2025
[Form 4] Workhorse Group, Inc Insider Trading Activity
Aug 20, 2025
[Form 4] Workhorse Group, Inc Insider Trading Activity

WKHS Stock Data

19.06M
9.43M
0.25%
3.33%
20.68%
Auto Manufacturers
Motor Vehicles & Passenger Car Bodies
United States
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