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[8-K] American Water Works Company, Inc Reports Material Event

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Rhea-AI Filing Summary

Ladder Capital Corp (LADR) � Form 144 filing discloses that Suzanne Alexander intends to sell 26,795 Class A shares on or about 01 Aug 2025 through Rockefeller Financial on the NYSE. At the 144-quoted value of $291,041, the implied price is roughly $10.86 per share. LADR has 127.46 million shares outstanding, so the proposed sale equals ~0.02 % of the float.

The filer already disposed of 64,587 shares on 30-31 Jul 2025 for gross proceeds of $712,344, bringing total recent and planned sales to 91,382 shares (~0.07 % of shares outstanding) with proceeds approaching $1.0 million. All shares being sold were acquired via stock-based compensation awards or dividends granted between 2016-2023. No cash purchases were involved.

Form 144 filings merely signal an intention to sell and do not guarantee execution, yet repeated insider sales within days can be viewed as a modestly negative sentiment indicator. The filing contains no operational or financial performance data.

Ladder Capital Corp (LADR) � Comunicazione Form 144 rivela che Suzanne Alexander ha intenzione di vendere 26.795 azioni di Classe A intorno al 1 agosto 2025 tramite Rockefeller Financial sulla NYSE. Al valore indicato nel modulo 144 di 291.041 $, il prezzo implicito è di circa 10,86 $ per azione. LADR ha 127,46 milioni di azioni in circolazione, quindi la vendita proposta corrisponde a circa 0,02% del flottante.

La dichiarante ha già venduto 64.587 azioni tra il 30 e 31 luglio 2025 per un ricavo lordo di 712.344 $, portando il totale delle vendite recenti e pianificate a 91.382 azioni (~0,07% delle azioni in circolazione) con ricavi prossimi a 1,0 milione di $. Tutte le azioni vendute sono state ottenute tramite premi di compensazione azionaria o dividendi concessi tra il 2016 e il 2023. Non sono stati effettuati acquisti in contanti.

Le comunicazioni Form 144 indicano solo un'intenzione di vendita e non garantiscono l'esecuzione, tuttavia vendite ripetute da parte di insider in pochi giorni possono essere interpretate come un segnale di sentiment moderatamente negativo. Il modulo non contiene dati operativi o finanziari.

Ladder Capital Corp (LADR) � Presentación del Formulario 144 revela que Suzanne Alexander planea vender 26,795 acciones Clase A alrededor del 1 de agosto de 2025 a través de Rockefeller Financial en la NYSE. Al valor citado en el formulario 144 de $291,041, el precio implícito es aproximadamente $10.86 por acción. LADR tiene 127.46 millones de acciones en circulación, por lo que la venta propuesta representa aproximadamente el 0.02% del flotante.

La declarante ya vendió 64,587 acciones entre el 30 y 31 de julio de 2025 por ingresos brutos de $712,344, sumando ventas recientes y planificadas a un total de 91,382 acciones (~0.07% de las acciones en circulación) con ingresos cercanos a $1.0 millón. Todas las acciones vendidas fueron adquiridas mediante premios de compensación en acciones o dividendos otorgados entre 2016 y 2023. No hubo compras en efectivo.

Las presentaciones del Formulario 144 solo indican una ԳٱԳó de vender y no garantizan la ejecución, pero ventas repetidas por parte de insiders en pocos días pueden interpretarse como un indicador de sentimiento modestamente negativo. La presentación no contiene datos operativos ni financieros.

Ladder Capital Corp (LADR) � Form 144 제출� 따르� Suzanne Alexander2025� 8� 1일경 뉴욕증권거래�(NYSE)에서 Rockefeller Financial� 통해 26,795� 클래� A 주식� 매도� 계획임을 공개했습니다. Form 144� 명시� 금액 291,041달러� 기준으로 주당 갶격은 � 10.86달러입니�. LADR� 발행 주식 수는 1� 2,746� ��, 이번 매도� 유통 주식� � 0.02%� 해당합니�.

보고자는 이미 2025� 7� 30~31�64,587�� 매도하여 � 매출� 712,344달러� 기록했으�, 최근 � 예정� 매도 총량은 91,382� (~발행 주식� 0.07%)이고 매출액은 � 100� 달러� 달합니다. 매도� 모든 주식은 2016년부� 2023� 사이� 주식 보상 또는 배당으로 취득� 것으�, 현금 매수� 포함되지 않았습니�.

Form 144 제출은 단순� 매도 의도� 알리� 것이� 실행� 보장하지� 않지�, 단기� � 반복적인 내부� 매도� 다소 부정적� 심리 신호� 해석� � 있습니다. 제출서에� 운영 또는 재무 성과 데이터갶� 포함되어 있지 않습니다.

Ladder Capital Corp (LADR) � Dépôt du formulaire 144 révèle que Suzanne Alexander prévoit de vendre 26 795 actions de catégorie A vers le 1er août 2025 via Rockefeller Financial sur le NYSE. Au montant indiqué dans le formulaire 144 de 291 041 $, le prix implicite est d'environ 10,86 $ par action. LADR compte 127,46 millions d'actions en circulation, la vente proposée représente donc environ 0,02 % du flottant.

La déclarante a déjà cédé 64 587 actions les 30 et 31 juillet 2025 pour un produit brut de 712 344 $, portant le total des ventes récentes et prévues à 91 382 actions (~0,07 % des actions en circulation) avec un produit proche de 1 million de dollars. Toutes les actions vendues ont été acquises par le biais de récompenses en actions ou dividendes accordés entre 2016 et 2023. Aucun achat en espèces n'a été effectué.

Les dépôts du formulaire 144 indiquent uniquement une intention de vendre et ne garantissent pas l'exécution, mais des ventes répétées d'initiés en quelques jours peuvent être perçues comme un indicateur de sentiment modérément négatif. Le formulaire ne contient aucune donnée opérationnelle ou financière.

Ladder Capital Corp (LADR) � Form 144 Einreichung zeigt, dass Suzanne Alexander beabsichtigt, am oder um den 1. August 2025 etwa 26.795 Class A Aktien über Rockefeller Financial an der NYSE zu verkaufen. Basierend auf dem im Formular 144 angegebenen Wert von 291.041 $ ergibt sich ein impliziter Preis von etwa 10,86 $ pro Aktie. LADR hat 127,46 Millionen ausstehende Aktien, somit entspricht der geplante Verkauf etwa 0,02 % des Streubesitzes.

Die Meldende hat bereits am 30. und 31. Juli 2025 64.587 Aktien verkauft und dabei Bruttoerlöse von 712.344 $ erzielt. Damit belaufen sich die jüngsten und geplanten Verkäufe auf insgesamt 91.382 Aktien (~0,07 % der ausstehenden Aktien) mit Erlösen von fast 1,0 Million $. Alle verkauften Aktien wurden durch aktienbasierte Vergütungsprämien oder Dividenden zwischen 2016 und 2023 erworben. Es gab keine Barkäufe.

Form 144 Einreichungen signalisieren lediglich eine Absicht zum Verkauf und garantieren keine Ausführung. Wiederholte Insiderverkäufe innerhalb weniger Tage können jedoch als leicht negatives Sentiment gewertet werden. Das Formular enthält keine operativen oder finanziellen Leistungsdaten.

Positive
  • None.
Negative
  • Repeated insider selling (91,382 shares within days) may signal reduced management confidence or create negative sentiment despite representing less than 0.1 % of float.

Insights

TL;DR: Small-scale insider sale (0.02 % float) but clustered with recent disposals; sentiment mildly negative, fundamentally immaterial.

The proposed 26.8k-share sale is de minimis versus LADR’s 127.5 m float, so dilution and liquidity impact are negligible. However, insiders sold 64.6k shares in the prior two days, suggesting an accelerated liquidation pattern. While the dollar amounts (~$1 m cumulative) are not material to corporate finances, frequent insider selling can pressure share price sentiment, especially for yield-oriented REITs like LADR where insider alignment matters. Investors should monitor Form 4s for confirmation of execution.

TL;DR: Routine 10b5-1-style disposal of award shares; governance risk low, optics slightly negative.

The shares stem from long-standing equity awards rather than open-market purchases, implying cashless monetization of compensation rather than strategic divestment. The signer affirms no undisclosed adverse information, aligning with Rule 144 requirements. Absent larger-scale selling by multiple executives, governance implications remain limited. Still, clustered sales may raise questions about management’s view of valuation.

Ladder Capital Corp (LADR) � Comunicazione Form 144 rivela che Suzanne Alexander ha intenzione di vendere 26.795 azioni di Classe A intorno al 1 agosto 2025 tramite Rockefeller Financial sulla NYSE. Al valore indicato nel modulo 144 di 291.041 $, il prezzo implicito è di circa 10,86 $ per azione. LADR ha 127,46 milioni di azioni in circolazione, quindi la vendita proposta corrisponde a circa 0,02% del flottante.

La dichiarante ha già venduto 64.587 azioni tra il 30 e 31 luglio 2025 per un ricavo lordo di 712.344 $, portando il totale delle vendite recenti e pianificate a 91.382 azioni (~0,07% delle azioni in circolazione) con ricavi prossimi a 1,0 milione di $. Tutte le azioni vendute sono state ottenute tramite premi di compensazione azionaria o dividendi concessi tra il 2016 e il 2023. Non sono stati effettuati acquisti in contanti.

Le comunicazioni Form 144 indicano solo un'intenzione di vendita e non garantiscono l'esecuzione, tuttavia vendite ripetute da parte di insider in pochi giorni possono essere interpretate come un segnale di sentiment moderatamente negativo. Il modulo non contiene dati operativi o finanziari.

Ladder Capital Corp (LADR) � Presentación del Formulario 144 revela que Suzanne Alexander planea vender 26,795 acciones Clase A alrededor del 1 de agosto de 2025 a través de Rockefeller Financial en la NYSE. Al valor citado en el formulario 144 de $291,041, el precio implícito es aproximadamente $10.86 por acción. LADR tiene 127.46 millones de acciones en circulación, por lo que la venta propuesta representa aproximadamente el 0.02% del flotante.

La declarante ya vendió 64,587 acciones entre el 30 y 31 de julio de 2025 por ingresos brutos de $712,344, sumando ventas recientes y planificadas a un total de 91,382 acciones (~0.07% de las acciones en circulación) con ingresos cercanos a $1.0 millón. Todas las acciones vendidas fueron adquiridas mediante premios de compensación en acciones o dividendos otorgados entre 2016 y 2023. No hubo compras en efectivo.

Las presentaciones del Formulario 144 solo indican una ԳٱԳó de vender y no garantizan la ejecución, pero ventas repetidas por parte de insiders en pocos días pueden interpretarse como un indicador de sentimiento modestamente negativo. La presentación no contiene datos operativos ni financieros.

Ladder Capital Corp (LADR) � Form 144 제출� 따르� Suzanne Alexander2025� 8� 1일경 뉴욕증권거래�(NYSE)에서 Rockefeller Financial� 통해 26,795� 클래� A 주식� 매도� 계획임을 공개했습니다. Form 144� 명시� 금액 291,041달러� 기준으로 주당 갶격은 � 10.86달러입니�. LADR� 발행 주식 수는 1� 2,746� ��, 이번 매도� 유통 주식� � 0.02%� 해당합니�.

보고자는 이미 2025� 7� 30~31�64,587�� 매도하여 � 매출� 712,344달러� 기록했으�, 최근 � 예정� 매도 총량은 91,382� (~발행 주식� 0.07%)이고 매출액은 � 100� 달러� 달합니다. 매도� 모든 주식은 2016년부� 2023� 사이� 주식 보상 또는 배당으로 취득� 것으�, 현금 매수� 포함되지 않았습니�.

Form 144 제출은 단순� 매도 의도� 알리� 것이� 실행� 보장하지� 않지�, 단기� � 반복적인 내부� 매도� 다소 부정적� 심리 신호� 해석� � 있습니다. 제출서에� 운영 또는 재무 성과 데이터갶� 포함되어 있지 않습니다.

Ladder Capital Corp (LADR) � Dépôt du formulaire 144 révèle que Suzanne Alexander prévoit de vendre 26 795 actions de catégorie A vers le 1er août 2025 via Rockefeller Financial sur le NYSE. Au montant indiqué dans le formulaire 144 de 291 041 $, le prix implicite est d'environ 10,86 $ par action. LADR compte 127,46 millions d'actions en circulation, la vente proposée représente donc environ 0,02 % du flottant.

La déclarante a déjà cédé 64 587 actions les 30 et 31 juillet 2025 pour un produit brut de 712 344 $, portant le total des ventes récentes et prévues à 91 382 actions (~0,07 % des actions en circulation) avec un produit proche de 1 million de dollars. Toutes les actions vendues ont été acquises par le biais de récompenses en actions ou dividendes accordés entre 2016 et 2023. Aucun achat en espèces n'a été effectué.

Les dépôts du formulaire 144 indiquent uniquement une intention de vendre et ne garantissent pas l'exécution, mais des ventes répétées d'initiés en quelques jours peuvent être perçues comme un indicateur de sentiment modérément négatif. Le formulaire ne contient aucune donnée opérationnelle ou financière.

Ladder Capital Corp (LADR) � Form 144 Einreichung zeigt, dass Suzanne Alexander beabsichtigt, am oder um den 1. August 2025 etwa 26.795 Class A Aktien über Rockefeller Financial an der NYSE zu verkaufen. Basierend auf dem im Formular 144 angegebenen Wert von 291.041 $ ergibt sich ein impliziter Preis von etwa 10,86 $ pro Aktie. LADR hat 127,46 Millionen ausstehende Aktien, somit entspricht der geplante Verkauf etwa 0,02 % des Streubesitzes.

Die Meldende hat bereits am 30. und 31. Juli 2025 64.587 Aktien verkauft und dabei Bruttoerlöse von 712.344 $ erzielt. Damit belaufen sich die jüngsten und geplanten Verkäufe auf insgesamt 91.382 Aktien (~0,07 % der ausstehenden Aktien) mit Erlösen von fast 1,0 Million $. Alle verkauften Aktien wurden durch aktienbasierte Vergütungsprämien oder Dividenden zwischen 2016 und 2023 erworben. Es gab keine Barkäufe.

Form 144 Einreichungen signalisieren lediglich eine Absicht zum Verkauf und garantieren keine Ausführung. Wiederholte Insiderverkäufe innerhalb weniger Tage können jedoch als leicht negatives Sentiment gewertet werden. Das Formular enthält keine operativen oder finanziellen Leistungsdaten.

0001410636false00014106362025-08-012025-08-01

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 1, 2025
American Water Works Company, Inc.
(Exact name of registrant as specified in its charter)
Commission File Number: 001-34028
Delaware51-0063696
(State or other jurisdiction
of incorporation)
(IRS Employer
Identification No.)
1 Water Street
Camden, NJ 08102-1658
(Address of principal executive offices, including zip code)
(856) 955-4001
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading SymbolName of Each Exchange on Which Registered
Common stock, par value $0.01 per shareAWKNew York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 8.01.    Other Events.
Filing of Rate Request with the Public Service Commission of Maryland (the “MDPSC”) by Maryland-American Water Company (“Maryland American Water”)
On August 1, 2025, Maryland American Water, a wholly-owned subsidiary of American Water Works Company, Inc. (the “Company”), announced that it filed a request with the MDPSC to adjust its water rates. The request seeks aggregate annualized incremental revenues of $3.0 million. The request is based on a proposed return on equity of 10.64% and a capital structure with an equity component of 52.32%. The requested annualized incremental revenue is driven primarily by approximately $22.0 million of capital investments completed by Maryland American Water from February 2019 through April 2025. The filing must be approved by the MDPSC, and if approved, it is anticipated that new rates would take effect in March 2026.
A copy of the press release issued by Maryland American Water on August 1, 2025 has been filed as Exhibit 99.1 hereto and is incorporated herein by reference. References and links to websites and other information contained in this press release are not provided as active hyperlinks, and the information contained in or accessed through these hyperlinks shall not be incorporated into, or form a part of, this Current Report on Form 8-K.
Item 9.01.    Financial Statements and Exhibits.
(d) Exhibits.

The following exhibits to this Current Report have been filed herewith (except as noted below):
Exhibit No. Description
99.1* 
Press Release, dated August 1, 2025, issued by Maryland American Water.
104Cover Page Interactive Data File (the cover page XBRL tags are included and formatted as Inline XBRL).
*Filed herewith.

2


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  AMERICAN WATER WORKS COMPANY, INC.
    
Dated:August 1, 2025 By:/s/ DAVID M. BOWLER
   David M. Bowler
   Executive Vice President and Chief Financial Officer

3

FAQ

How many Ladder Capital (LADR) shares are insiders planning to sell?

The Form 144 covers a planned sale of 26,795 Class A shares.

What is the total value of the proposed insider sale?

The filing lists an aggregate market value of $291,041 for the planned sale.

How much has the same insider already sold recently?

Suzanne Alexander sold 64,587 shares on 30-31 Jul 2025 for gross proceeds of $712,344.

What percentage of LADR's outstanding shares does the planned sale represent?

Approximately 0.02 % of the 127.46 million shares outstanding.

Do Form 144 filings guarantee the sale will occur?

No. Form 144 only gives notice of an intention to sell; execution is later reported on Form 4 if completed.
American Wtr Wks Co Inc

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