Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadridge’s disclosures intertwine recurring fee revenues from Investor Communication Solutions with the tech spend that powers global post-trade platforms. Navigating a 10-K that spans outsourcing contracts, SaaS migration costs, and regulatory risk can be daunting. If you’re searching for “Broadridge SEC filings explained simply,� trying to spot “Broadridge insider trading Form 4 transactions,� or typing “Broadridge Form 4 insider transactions real-time� into Google, you’re in the right place.
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Broadridge Financial Solutions, Inc. (BR) � Form 4 insider filing
On 2 July 2025, non-employee director Brett Keller received two automatic awards of Broadridge Deferred Stock Units (DSUs) under the company’s 2018 Omnibus Award Plan:
- 31 DSUs credited as a dividend equivalent on previously issued director DSUs.
- 14 DSUs credited in lieu of cash within the Director Deferred Compensation Program.
The DSUs vest immediately and will convert into an equal number of common shares only after Keller’s separation from the Board. Following these transactions, Keller’s direct beneficial ownership stands at 15,885 BR shares. No cash consideration was paid (transaction price recorded as $0.00).
The filing represents a routine, non-cash adjustment tied to dividend reinvestment and has no direct impact on Broadridge’s share count, earnings, or cash flow.
Broadridge Financial Solutions, Inc. (BR) � Form 4 insider filing
On 2 July 2025, non-employee director Brett Keller received two automatic awards of Broadridge Deferred Stock Units (DSUs) under the company’s 2018 Omnibus Award Plan:
- 31 DSUs credited as a dividend equivalent on previously issued director DSUs.
- 14 DSUs credited in lieu of cash within the Director Deferred Compensation Program.
The DSUs vest immediately and will convert into an equal number of common shares only after Keller’s separation from the Board. Following these transactions, Keller’s direct beneficial ownership stands at 15,885 BR shares. No cash consideration was paid (transaction price recorded as $0.00).
The filing represents a routine, non-cash adjustment tied to dividend reinvestment and has no direct impact on Broadridge’s share count, earnings, or cash flow.
Entegris, Inc. has filed an automatic shelf registration statement (Form S-3ASR) to keep effective the issuance of up to 67,209 shares of common stock underlying “Adjusted CMC Stock Optionsâ€� assumed in the July 2022 CMC Materials acquisition. The options carry exercise prices of $33.11&²Ô²ú²õ±è;â€�&²Ô²ú²õ±è;$93.85; if fully exercised, Entegris would receive roughly $4.94 million in cash, which the company expects to use for general corporate purposes. The filing replaces the July 2022 shelf (File No. 333-266041) and leverages previously paid SEC fees under Rule 415(a)(6). Because Entegris is a well-known seasoned issuer, the shelf becomes effective upon filing, requires no underwriter and involves only routine legal, accounting and printing costs (estimated total $103,115). With approximately 150 million shares outstanding, the maximum dilution from the registered shares would be about 0.05%, a level unlikely to affect valuation metrics. All other content consists of standard prospectus language, forward-looking statement boilerplate and risk factor cross-references already disclosed in prior 10-K/10-Q filings.
Broadridge Financial Solutions, Inc. (BR) � Form 4 insider filing
On 2 July 2025, non-employee director Brett Keller received two automatic awards of Broadridge Deferred Stock Units (DSUs) under the company’s 2018 Omnibus Award Plan:
- 31 DSUs credited as a dividend equivalent on previously issued director DSUs.
- 14 DSUs credited in lieu of cash within the Director Deferred Compensation Program.
The DSUs vest immediately and will convert into an equal number of common shares only after Keller’s separation from the Board. Following these transactions, Keller’s direct beneficial ownership stands at 15,885 BR shares. No cash consideration was paid (transaction price recorded as $0.00).
The filing represents a routine, non-cash adjustment tied to dividend reinvestment and has no direct impact on Broadridge’s share count, earnings, or cash flow.
Broadridge Financial Solutions, Inc. (BR) � Form 4 insider filing
On 2 July 2025, non-employee director Brett Keller received two automatic awards of Broadridge Deferred Stock Units (DSUs) under the company’s 2018 Omnibus Award Plan:
- 31 DSUs credited as a dividend equivalent on previously issued director DSUs.
- 14 DSUs credited in lieu of cash within the Director Deferred Compensation Program.
The DSUs vest immediately and will convert into an equal number of common shares only after Keller’s separation from the Board. Following these transactions, Keller’s direct beneficial ownership stands at 15,885 BR shares. No cash consideration was paid (transaction price recorded as $0.00).
The filing represents a routine, non-cash adjustment tied to dividend reinvestment and has no direct impact on Broadridge’s share count, earnings, or cash flow.
Entegris, Inc. has filed an automatic shelf registration statement (Form S-3ASR) to keep effective the issuance of up to 67,209 shares of common stock underlying “Adjusted CMC Stock Optionsâ€� assumed in the July 2022 CMC Materials acquisition. The options carry exercise prices of $33.11&²Ô²ú²õ±è;â€�&²Ô²ú²õ±è;$93.85; if fully exercised, Entegris would receive roughly $4.94 million in cash, which the company expects to use for general corporate purposes. The filing replaces the July 2022 shelf (File No. 333-266041) and leverages previously paid SEC fees under Rule 415(a)(6). Because Entegris is a well-known seasoned issuer, the shelf becomes effective upon filing, requires no underwriter and involves only routine legal, accounting and printing costs (estimated total $103,115). With approximately 150 million shares outstanding, the maximum dilution from the registered shares would be about 0.05%, a level unlikely to affect valuation metrics. All other content consists of standard prospectus language, forward-looking statement boilerplate and risk factor cross-references already disclosed in prior 10-K/10-Q filings.
Entegris, Inc. has filed an automatic shelf registration statement (Form S-3ASR) to keep effective the issuance of up to 67,209 shares of common stock underlying “Adjusted CMC Stock Optionsâ€� assumed in the July 2022 CMC Materials acquisition. The options carry exercise prices of $33.11&²Ô²ú²õ±è;â€�&²Ô²ú²õ±è;$93.85; if fully exercised, Entegris would receive roughly $4.94 million in cash, which the company expects to use for general corporate purposes. The filing replaces the July 2022 shelf (File No. 333-266041) and leverages previously paid SEC fees under Rule 415(a)(6). Because Entegris is a well-known seasoned issuer, the shelf becomes effective upon filing, requires no underwriter and involves only routine legal, accounting and printing costs (estimated total $103,115). With approximately 150 million shares outstanding, the maximum dilution from the registered shares would be about 0.05%, a level unlikely to affect valuation metrics. All other content consists of standard prospectus language, forward-looking statement boilerplate and risk factor cross-references already disclosed in prior 10-K/10-Q filings.
Entegris, Inc. has filed an automatic shelf registration statement (Form S-3ASR) to keep effective the issuance of up to 67,209 shares of common stock underlying “Adjusted CMC Stock Optionsâ€� assumed in the July 2022 CMC Materials acquisition. The options carry exercise prices of $33.11&²Ô²ú²õ±è;â€�&²Ô²ú²õ±è;$93.85; if fully exercised, Entegris would receive roughly $4.94 million in cash, which the company expects to use for general corporate purposes. The filing replaces the July 2022 shelf (File No. 333-266041) and leverages previously paid SEC fees under Rule 415(a)(6). Because Entegris is a well-known seasoned issuer, the shelf becomes effective upon filing, requires no underwriter and involves only routine legal, accounting and printing costs (estimated total $103,115). With approximately 150 million shares outstanding, the maximum dilution from the registered shares would be about 0.05%, a level unlikely to affect valuation metrics. All other content consists of standard prospectus language, forward-looking statement boilerplate and risk factor cross-references already disclosed in prior 10-K/10-Q filings.