AG˹ٷ

STOCK TITAN

[Form 4] Hillenbrand, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

On 07/01/2025, Jason Phipps, SVP Global Sales and Marketing of Ciena Corporation (CIEN), filed a Form 4 reporting the sale of 2,325 common shares at $80.50 each, a transaction worth roughly $187 k. The trade was executed under a pre-arranged Rule 10b5-1 plan dated 10/09/2024.

After the sale, Phipps directly owns 84,833 CIEN shares, including unvested RSUs and PSUs. The disposal equals about 2.7 % of his reported holdings, leaving a substantial ownership stake that continues to align management and shareholder interests.

No derivative transactions were disclosed. Given the small size relative to his remaining position and the 10b5-1 framework, the event appears routine with limited market impact for CIEN investors.

Il 07/01/2025, Jason Phipps, SVP Global Sales and Marketing di Ciena Corporation (CIEN), ha presentato un Modulo 4 segnalando la vendita di 2.325 azioni ordinarie a 80,50 $ ciascuna, per un valore complessivo di circa 187 mila dollari. L'operazione è stata eseguita nell'ambito di un piano Rule 10b5-1 predefinito datato 09/10/2024.

Dopo la vendita, Phipps possiede direttamente 84.833 azioni CIEN, incluse RSU e PSU non ancora maturate. La cessione rappresenta circa il 2,7% delle sue partecipazioni dichiarate, mantenendo una quota significativa che continua ad allineare gli interessi del management con quelli degli azionisti.

Non sono state comunicate transazioni su strumenti derivati. Considerata la piccola entità rispetto alla posizione residua e il contesto del piano 10b5-1, l'evento appare ordinario e con un impatto di mercato limitato per gli investitori CIEN.

El 07/01/2025, Jason Phipps, SVP de Ventas y Marketing Global de Ciena Corporation (CIEN), presentó un Formulario 4 reportando la venta de 2,325 acciones comunes a $80.50 cada una, una transacción valorada en aproximadamente 187 mil dólares. La operación se realizó bajo un plan Rule 10b5-1 preestablecido con fecha 09/10/2024.

Tras la venta, Phipps posee directamente 84,833 acciones de CIEN, incluyendo RSU y PSU no adquiridas. La disposición equivale a cerca del 2.7% de sus participaciones reportadas, manteniendo una participación significativa que sigue alineando los intereses de la gerencia y los accionistas.

No se divulgaron transacciones derivadas. Dado el tamaño reducido en relación con su posición restante y el marco del plan 10b5-1, el evento parece rutinario y con impacto limitado en el mercado para los inversionistas de CIEN.

2025� 1� 7�, Ciena Corporation(CIEN)� 글로벌 영업 � 마케� 수석 부사장 Jason Phipps� 2,325� 보통�� 주당 80.50달러� 매도했다� 보고하는 Form 4� 제출했습니다. � 거래� 2024� 10� 9일에 체결� 사전 승인� Rule 10b5-1 계획� 따라 이루어졌으며, 거래 가치는 � 18� 7� 달러입니�.

매도 � Phipps� RSU � PSU� 포함하여 직접 84,833� CIEN 주식� 보유하고 있습니다. 이번 처분은 보고� 보유 지분의 � 2.7%� 해당하며, 경영진과 주주� 이익� 계속 일치시키� 상당� 지분을 유지하고 있습니다.

파생상품 거래� 공개되지 않았습니�. 남은 지� 대� 거래 규모가 작고 10b5-1 계획 내에� 이루어진 점을 고려� �, 이번 거래� CIEN 투자자들에게 일상적이� 시장� 미치� 영향� 제한�� 것으� 보입니다.

Le 07/01/2025, Jason Phipps, SVP Global Sales and Marketing de Ciena Corporation (CIEN), a déposé un formulaire 4 rapportant la vente de 2 325 actions ordinaires à 80,50 $ chacune, une transaction d'une valeur d'environ 187 000 $. L'opération a été réalisée dans le cadre d'un plan Rule 10b5-1 préétabli en date du 09/10/2024.

Après la vente, Phipps détient directement 84 833 actions CIEN, incluant des RSU et PSU non acquises. La cession représente environ 2,7 % de ses participations déclarées, conservant une part significative qui continue d'aligner les intérêts de la direction et des actionnaires.

Aucune transaction sur dérivés n'a été divulguée. Étant donné la faible taille par rapport à sa position restante et le cadre du plan 10b5-1, l'événement semble routinier avec un impact limité sur le marché pour les investisseurs CIEN.

Am 07.01.2025 reichte Jason Phipps, SVP Global Sales and Marketing der Ciena Corporation (CIEN), ein Formular 4 ein, in dem der Verkauf von 2.325 Stammaktien zu je 80,50 $ gemeldet wurde, eine Transaktion im Wert von etwa 187.000 $. Der Handel erfolgte im Rahmen eines vorab festgelegten Rule 10b5-1 Plans vom 09.10.2024.

Nach dem Verkauf besitzt Phipps direkt 84.833 CIEN-Aktien, einschließlich unverfallener RSUs und PSUs. Die Veräußerung entspricht etwa 2,7 % seines gemeldeten Bestands und belässt einen erheblichen Anteil, der weiterhin die Interessen von Management und Aktionären in Einklang bringt.

Es wurden keine Derivatgeschäfte offengelegt. Angesichts der geringen Größe im Verhältnis zu seiner verbleibenden Position und des 10b5-1 Rahmens erscheint das Ereignis routine mit begrenzter Marktauswirkung für CIEN-Investoren.

Positive
  • None.
Negative
  • Insider sale: SVP disposed of 2,325 shares, which can be perceived as a modest negative, although magnitude is small and plan-driven.

Insights

TL;DR � Small 2.7 % insider sale; executed via 10b5-1 plan; neutral signal for CIEN.

The sale of 2,325 shares (~$187 k) is minor versus Phipps’ remaining 84,833-share stake, suggesting personal liquidity rather than a fundamental view on Ciena’s outlook. Execution under a 10b5-1 plan reduces informational asymmetry concerns. No accompanying derivative trades or cluster selling by other insiders is noted, supporting a neutral interpretation. Overall market impact is likely immaterial; investors should focus on upcoming earnings and order trends instead.

Il 07/01/2025, Jason Phipps, SVP Global Sales and Marketing di Ciena Corporation (CIEN), ha presentato un Modulo 4 segnalando la vendita di 2.325 azioni ordinarie a 80,50 $ ciascuna, per un valore complessivo di circa 187 mila dollari. L'operazione è stata eseguita nell'ambito di un piano Rule 10b5-1 predefinito datato 09/10/2024.

Dopo la vendita, Phipps possiede direttamente 84.833 azioni CIEN, incluse RSU e PSU non ancora maturate. La cessione rappresenta circa il 2,7% delle sue partecipazioni dichiarate, mantenendo una quota significativa che continua ad allineare gli interessi del management con quelli degli azionisti.

Non sono state comunicate transazioni su strumenti derivati. Considerata la piccola entità rispetto alla posizione residua e il contesto del piano 10b5-1, l'evento appare ordinario e con un impatto di mercato limitato per gli investitori CIEN.

El 07/01/2025, Jason Phipps, SVP de Ventas y Marketing Global de Ciena Corporation (CIEN), presentó un Formulario 4 reportando la venta de 2,325 acciones comunes a $80.50 cada una, una transacción valorada en aproximadamente 187 mil dólares. La operación se realizó bajo un plan Rule 10b5-1 preestablecido con fecha 09/10/2024.

Tras la venta, Phipps posee directamente 84,833 acciones de CIEN, incluyendo RSU y PSU no adquiridas. La disposición equivale a cerca del 2.7% de sus participaciones reportadas, manteniendo una participación significativa que sigue alineando los intereses de la gerencia y los accionistas.

No se divulgaron transacciones derivadas. Dado el tamaño reducido en relación con su posición restante y el marco del plan 10b5-1, el evento parece rutinario y con impacto limitado en el mercado para los inversionistas de CIEN.

2025� 1� 7�, Ciena Corporation(CIEN)� 글로벌 영업 � 마케� 수석 부사장 Jason Phipps� 2,325� 보통�� 주당 80.50달러� 매도했다� 보고하는 Form 4� 제출했습니다. � 거래� 2024� 10� 9일에 체결� 사전 승인� Rule 10b5-1 계획� 따라 이루어졌으며, 거래 가치는 � 18� 7� 달러입니�.

매도 � Phipps� RSU � PSU� 포함하여 직접 84,833� CIEN 주식� 보유하고 있습니다. 이번 처분은 보고� 보유 지분의 � 2.7%� 해당하며, 경영진과 주주� 이익� 계속 일치시키� 상당� 지분을 유지하고 있습니다.

파생상품 거래� 공개되지 않았습니�. 남은 지� 대� 거래 규모가 작고 10b5-1 계획 내에� 이루어진 점을 고려� �, 이번 거래� CIEN 투자자들에게 일상적이� 시장� 미치� 영향� 제한�� 것으� 보입니다.

Le 07/01/2025, Jason Phipps, SVP Global Sales and Marketing de Ciena Corporation (CIEN), a déposé un formulaire 4 rapportant la vente de 2 325 actions ordinaires à 80,50 $ chacune, une transaction d'une valeur d'environ 187 000 $. L'opération a été réalisée dans le cadre d'un plan Rule 10b5-1 préétabli en date du 09/10/2024.

Après la vente, Phipps détient directement 84 833 actions CIEN, incluant des RSU et PSU non acquises. La cession représente environ 2,7 % de ses participations déclarées, conservant une part significative qui continue d'aligner les intérêts de la direction et des actionnaires.

Aucune transaction sur dérivés n'a été divulguée. Étant donné la faible taille par rapport à sa position restante et le cadre du plan 10b5-1, l'événement semble routinier avec un impact limité sur le marché pour les investisseurs CIEN.

Am 07.01.2025 reichte Jason Phipps, SVP Global Sales and Marketing der Ciena Corporation (CIEN), ein Formular 4 ein, in dem der Verkauf von 2.325 Stammaktien zu je 80,50 $ gemeldet wurde, eine Transaktion im Wert von etwa 187.000 $. Der Handel erfolgte im Rahmen eines vorab festgelegten Rule 10b5-1 Plans vom 09.10.2024.

Nach dem Verkauf besitzt Phipps direkt 84.833 CIEN-Aktien, einschließlich unverfallener RSUs und PSUs. Die Veräußerung entspricht etwa 2,7 % seines gemeldeten Bestands und belässt einen erheblichen Anteil, der weiterhin die Interessen von Management und Aktionären in Einklang bringt.

Es wurden keine Derivatgeschäfte offengelegt. Angesichts der geringen Größe im Verhältnis zu seiner verbleibenden Position und des 10b5-1 Rahmens erscheint das Ereignis routine mit begrenzter Marktauswirkung für CIEN-Investoren.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sawhney Inderpreet

(Last) (First) (Middle)
ONE BATESVILLE BOULEVARD

(Street)
BATESVILLE IN 47006

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hillenbrand, Inc. [ HI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (Deferred Stock Award 6/23/21) (1) 06/30/2025 A(2) 9 (3) (3) Common Stock 9 $0 861 D
Restricted Stock Units (Deferred Stock Award 2/10/22) (1) 06/30/2025 A(2) 31 (3) (3) Common Stock 31 $0 2,839 D
Restricted Stock Units (Deferred Stock Award 2/24/2023) (1) 06/30/2025 A(2) 32 (3) (3) Common Stock 32 $0 2,889 D
Restricted Stock Units (Deferred Stock Award 2/20/24) (1) 06/30/2025 A(2) 34 (3) (3) Common Stock 34 $0 3,139 D
Restricted Stock Units (Deferred Stock Award 2/18/25) (1) 06/30/2025 A(2) 45 (3) (3) Common Stock 45 $0 4,088 D
Explanation of Responses:
1. Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.
2. Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
3. These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.
Remarks:
/s/ Allison A. Westfall, Attorney-in-Fact for Inderpreet Sawhney 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many CIEN shares did Jason Phipps sell on 07/01/2025?

He sold 2,325 shares of Ciena common stock.

What was the sale price of the CIEN shares?

The shares were sold at $80.50 per share.

How many CIEN shares does Jason Phipps hold after the sale?

He now directly owns 84,833 shares, including unvested RSUs and PSUs.

Was the transaction executed under a Rule 10b5-1 trading plan?

Yes, the filing states it was under a 10b5-1 plan dated 10/09/2024.

Were any derivative securities involved in this Form 4?

No derivative securities were bought or sold in this filing.

What proportion of his holdings did the sale represent?

The disposal represents approximately 2.7 % of his reported holdings.
Hillenbrand Inc

NYSE:HI

HI Rankings

HI Latest News

HI Latest SEC Filings

HI Stock Data

1.45B
69.74M
0.95%
93.65%
3.45%
Specialty Industrial Machinery
Miscellaneous Manufacturing Industries
United States
BATESVILLE