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[Form 4/A] FiscalNote Holdings, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

FiscalNote Holdings, Inc. (NOTE) � Amended Form 4/A filing

President & CEO Josh Resnik corrected a prior Form 4 dated 7 Jul 2025. The amendment discloses that on 01 Jul 2025, 3,150 Class A shares were withheld for taxes (transaction code F) upon the vesting of 9,722 restricted stock units (RSUs). The shares were valued at $0.5364 each. Following the automatic disposition, Resnik’s direct ownership stands at 2,776,168 Class A shares.

The change is administrative: the original filing understated the number of shares withheld because it used an incorrect price. No open-market sale occurred and the executive’s economic exposure to NOTE is essentially unchanged. Such “F� coded transactions are routine and generally viewed as neutral signals for investors.

FiscalNote Holdings, Inc. (NOTE) � Modifica del Modulo 4/A

Il Presidente e CEO Josh Resnik ha corretto un precedente Modulo 4 datato 7 luglio 2025. La modifica rivela che il 1° luglio 2025, 3.150 azioni di Classe A sono state trattenute per tasse (codice transazione F) in seguito alla maturazione di 9.722 unità azionarie vincolate (RSU). Le azioni sono state valutate a $0,5364 ciascuna. Dopo questa disposizione automatica, la proprietà diretta di Resnik ammonta a 2.776.168 azioni di Classe A.

La modifica è di natura amministrativa: la dichiarazione originale aveva sottostimato il numero di azioni trattenute a causa dell’uso di un prezzo errato. Non si è verificata alcuna vendita sul mercato aperto e l’esposizione economica dell’esecutivo su NOTE rimane sostanzialmente invariata. Queste transazioni con codice “F� sono di routine e generalmente considerate segnali neutrali dagli investitori.

FiscalNote Holdings, Inc. (NOTE) � Presentación enmendada del Formulario 4/A

El presidente y CEO Josh Resnik corrigió un Formulario 4 previo fechado el 7 de julio de 2025. La enmienda revela que el 1 de julio de 2025, 3,150 acciones Clase A fueron retenidas para impuestos (código de transacción F) tras el otorgamiento de 9,722 unidades de acciones restringidas (RSUs). Las acciones se valoraron en $0.5364 cada una. Tras esta disposición automática, la propiedad directa de Resnik es de 2,776,168 acciones Clase A.

El cambio es de carácter administrativo: la presentación original subestimó el número de acciones retenidas debido al uso de un precio incorrecto. No se realizó ninguna venta en el mercado abierto y la exposición económica del ejecutivo a NOTE permanece esencialmente sin cambios. Estas transacciones con código “F� son rutinarias y generalmente consideradas señales neutrales para los inversores.

FiscalNote Holdings, Inc. (NOTE) â€� 수정ë� Form 4/A 제출

사장 ê²� CEOì� Josh Resnikì� 2025ë…� 7ì›� 7ì¼ìž ì´ì „ Form 4ë¥� 수정했습니다. ì´ë²ˆ ìˆ˜ì •ì€ 2025ë…� 7ì›� 1ì¼ì— 3,150ì£� í´ëž˜ìŠ� A 주ì‹ì� 9,722ê°œì˜ ì œí•œ ì£¼ì‹ ë‹¨ìœ„(RSU) ì·¨ë“ ì‹� 세금 목ì ìœ¼ë¡œ ì›ì²œì§•수ë˜ì—ˆë‹�ëŠ� ì ì„ 공개합니ë‹�(거래 코드 F). 주당 가치는 $0.5364였습니ë‹�. ìžë™ 처분 í›� Resnikì� ì§ì ‘ 소유 주ì‹ì€ 2,776,168ì£� í´ëž˜ìŠ� A 주ì‹ìž…니ë‹�.

ì´ë²ˆ ë³€ê²½ì€ í–‰ì •ì �ì� 것으ë¡�, ì›ëž˜ 제출서ì—ëŠ� 잘못ë� ê°€ê²©ì´ ì‚¬ìš©ë˜ì–´ ì›ì²œì§•수ë� ì£¼ì‹ ìˆ˜ê°€ 과소 기재ë˜ì—ˆìŠµë‹ˆë‹�. 공개 시장ì—서ì� 매ë„ëŠ� 없었으며, ê²½ì˜ì§„ì˜ NOTEì—� 대í•� 경제ì � ë…¸ì¶œì€ ì‚¬ì‹¤ìƒ� ë³€í•¨ì´ ì—†ìŠµë‹ˆë‹¤. ì´ëŸ¬í•� “Fâ€� 코드 거래ëŠ� ì¼ìƒì ì´ë©� 투ìžìžë“¤ì—게 중립ì � 신호ë¡� 간주ë©ë‹ˆë‹�.

FiscalNote Holdings, Inc. (NOTE) � Dépôt modifié du Formulaire 4/A

Le président-directeur général Josh Resnik a corrigé un précédent Formulaire 4 daté du 7 juillet 2025. L’amendement révèle que le 1er juillet 2025, 3 150 actions de Classe A ont été retenues pour impôts (code transaction F) lors de l’acquisition de 9 722 unités d’actions restreintes (RSU). Les actions ont été évaluées à 0,5364 $ chacune. Suite à cette disposition automatique, la détention directe de Resnik s’élève à 2 776 168 actions de Classe A.

Le changement est de nature administrative : la déclaration initiale avait sous-estimé le nombre d’actions retenues en raison d’un prix incorrect. Aucune vente sur le marché libre n’a eu lieu et l’exposition économique de l’exécutif à NOTE reste essentiellement inchangée. Ces transactions codées « F » sont courantes et généralement perçues comme des signaux neutres par les investisseurs.

FiscalNote Holdings, Inc. (NOTE) � Geänderte Form 4/A Einreichung

Präsident und CEO Josh Resnik korrigierte ein vorheriges Form 4 vom 7. Juli 2025. Die Änderung gibt bekannt, dass am 1. Juli 2025 3.150 Class A Aktien für Steuern einbehalten wurden (Transaktionscode F) beim Vesting von 9.722 Restricted Stock Units (RSUs). Die Aktien wurden mit $0,5364 pro Stück bewertet. Nach der automatischen Veräußerung hält Resnik direkt 2.776.168 Class A Aktien.

Die Änderung ist administrativ: Die ursprüngliche Meldung unterschätzte die Anzahl der einbehaltenen Aktien aufgrund eines falschen Preises. Kein Verkauf am offenen Markt fand statt, und die wirtschaftliche Beteiligung des Geschäftsführers an NOTE bleibt im Wesentlichen unverändert. Solche Transaktionen mit dem Code „F� sind Routine und werden von Investoren meist als neutrale Signale angesehen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine tax-withholding correction; 3,150 shares, ~0.1% of CEO stake; no impact on fundamentals.

This Form 4/A simply fixes a clerical error in the 3 Jul 2025 filing. The CEO did not sell shares for personal liquidity; the issuer withheld shares to cover payroll taxes on vested RSUs, a standard practice that requires an “Fâ€� code under SEC rules. The absolute share count is immaterial relative to the 2.8 million shares Resnik still holds and to FiscalNote’s ~163 million shares outstanding. There is no read-through to future earnings, cash flow, or strategic direction. I classify the disclosure as neutral and not impactful for valuation or sentiment.

FiscalNote Holdings, Inc. (NOTE) � Modifica del Modulo 4/A

Il Presidente e CEO Josh Resnik ha corretto un precedente Modulo 4 datato 7 luglio 2025. La modifica rivela che il 1° luglio 2025, 3.150 azioni di Classe A sono state trattenute per tasse (codice transazione F) in seguito alla maturazione di 9.722 unità azionarie vincolate (RSU). Le azioni sono state valutate a $0,5364 ciascuna. Dopo questa disposizione automatica, la proprietà diretta di Resnik ammonta a 2.776.168 azioni di Classe A.

La modifica è di natura amministrativa: la dichiarazione originale aveva sottostimato il numero di azioni trattenute a causa dell’uso di un prezzo errato. Non si è verificata alcuna vendita sul mercato aperto e l’esposizione economica dell’esecutivo su NOTE rimane sostanzialmente invariata. Queste transazioni con codice “F� sono di routine e generalmente considerate segnali neutrali dagli investitori.

FiscalNote Holdings, Inc. (NOTE) � Presentación enmendada del Formulario 4/A

El presidente y CEO Josh Resnik corrigió un Formulario 4 previo fechado el 7 de julio de 2025. La enmienda revela que el 1 de julio de 2025, 3,150 acciones Clase A fueron retenidas para impuestos (código de transacción F) tras el otorgamiento de 9,722 unidades de acciones restringidas (RSUs). Las acciones se valoraron en $0.5364 cada una. Tras esta disposición automática, la propiedad directa de Resnik es de 2,776,168 acciones Clase A.

El cambio es de carácter administrativo: la presentación original subestimó el número de acciones retenidas debido al uso de un precio incorrecto. No se realizó ninguna venta en el mercado abierto y la exposición económica del ejecutivo a NOTE permanece esencialmente sin cambios. Estas transacciones con código “F� son rutinarias y generalmente consideradas señales neutrales para los inversores.

FiscalNote Holdings, Inc. (NOTE) â€� 수정ë� Form 4/A 제출

사장 ê²� CEOì� Josh Resnikì� 2025ë…� 7ì›� 7ì¼ìž ì´ì „ Form 4ë¥� 수정했습니다. ì´ë²ˆ ìˆ˜ì •ì€ 2025ë…� 7ì›� 1ì¼ì— 3,150ì£� í´ëž˜ìŠ� A 주ì‹ì� 9,722ê°œì˜ ì œí•œ ì£¼ì‹ ë‹¨ìœ„(RSU) ì·¨ë“ ì‹� 세금 목ì ìœ¼ë¡œ ì›ì²œì§•수ë˜ì—ˆë‹�ëŠ� ì ì„ 공개합니ë‹�(거래 코드 F). 주당 가치는 $0.5364였습니ë‹�. ìžë™ 처분 í›� Resnikì� ì§ì ‘ 소유 주ì‹ì€ 2,776,168ì£� í´ëž˜ìŠ� A 주ì‹ìž…니ë‹�.

ì´ë²ˆ ë³€ê²½ì€ í–‰ì •ì �ì� 것으ë¡�, ì›ëž˜ 제출서ì—ëŠ� 잘못ë� ê°€ê²©ì´ ì‚¬ìš©ë˜ì–´ ì›ì²œì§•수ë� ì£¼ì‹ ìˆ˜ê°€ 과소 기재ë˜ì—ˆìŠµë‹ˆë‹�. 공개 시장ì—서ì� 매ë„ëŠ� 없었으며, ê²½ì˜ì§„ì˜ NOTEì—� 대í•� 경제ì � ë…¸ì¶œì€ ì‚¬ì‹¤ìƒ� ë³€í•¨ì´ ì—†ìŠµë‹ˆë‹¤. ì´ëŸ¬í•� “Fâ€� 코드 거래ëŠ� ì¼ìƒì ì´ë©� 투ìžìžë“¤ì—게 중립ì � 신호ë¡� 간주ë©ë‹ˆë‹�.

FiscalNote Holdings, Inc. (NOTE) � Dépôt modifié du Formulaire 4/A

Le président-directeur général Josh Resnik a corrigé un précédent Formulaire 4 daté du 7 juillet 2025. L’amendement révèle que le 1er juillet 2025, 3 150 actions de Classe A ont été retenues pour impôts (code transaction F) lors de l’acquisition de 9 722 unités d’actions restreintes (RSU). Les actions ont été évaluées à 0,5364 $ chacune. Suite à cette disposition automatique, la détention directe de Resnik s’élève à 2 776 168 actions de Classe A.

Le changement est de nature administrative : la déclaration initiale avait sous-estimé le nombre d’actions retenues en raison d’un prix incorrect. Aucune vente sur le marché libre n’a eu lieu et l’exposition économique de l’exécutif à NOTE reste essentiellement inchangée. Ces transactions codées « F » sont courantes et généralement perçues comme des signaux neutres par les investisseurs.

FiscalNote Holdings, Inc. (NOTE) � Geänderte Form 4/A Einreichung

Präsident und CEO Josh Resnik korrigierte ein vorheriges Form 4 vom 7. Juli 2025. Die Änderung gibt bekannt, dass am 1. Juli 2025 3.150 Class A Aktien für Steuern einbehalten wurden (Transaktionscode F) beim Vesting von 9.722 Restricted Stock Units (RSUs). Die Aktien wurden mit $0,5364 pro Stück bewertet. Nach der automatischen Veräußerung hält Resnik direkt 2.776.168 Class A Aktien.

Die Änderung ist administrativ: Die ursprüngliche Meldung unterschätzte die Anzahl der einbehaltenen Aktien aufgrund eines falschen Preises. Kein Verkauf am offenen Markt fand statt, und die wirtschaftliche Beteiligung des Geschäftsführers an NOTE bleibt im Wesentlichen unverändert. Solche Transaktionen mit dem Code „F� sind Routine und werden von Investoren meist als neutrale Signale angesehen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Resnik Josh

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/03/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/01/2025 F 3,150(1) D $0.5364 2,776,168 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units.
Remarks:
The reporting person's Form 4 filed on July 3, 2025 inadvertently understated the number of shares of Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units as a result of an administrative error in determining the price to be used to calculate the number of shares required to be withheld. This Form 4/A is being filed to amend the July 3, 2025 Form 4 to report the correct price and number of shares withheld in column 4 and to correct the reporting person's balance of shares following the transaction in column 5.
/s/ Todd Aman, Attorney-in-Fact 07/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did FiscalNote CEO Josh Resnik dispose of 3,150 shares on 07/01/2025?

The shares were automatically withheld by the company to cover payroll taxes on the vesting of 9,722 RSUs, not an open-market sale.

What is the significance of transaction code "F" in NOTE's Form 4/A?

Code F indicates a tax-withholding transaction; shares are surrendered to satisfy tax obligations upon equity award vesting.

How many FiscalNote shares does CEO Josh Resnik now own?

After the corrected filing, he directly owns 2,776,168 Class A shares.

What was corrected in this Form 4/A amendment for NOTE?

The amendment fixes the price ($0.5364) and resulting share count (3,150) withheld for taxes that were understated in the 3 Jul 2025 filing.

Does this insider filing impact FiscalNote’s investment thesis?

No. The action is administrative and routine, with no effect on operations, earnings, or the CEO’s long-term holdings.
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