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[Form 4] Northern Trust Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Northern Trust Corp. (NTRS) filed a Form 4 disclosing two open-market purchases by director Donald Thompson.

  • 06/30/2025: 293.49 common shares acquired at $126.79.
  • 07/01/2025: 140.49 common shares acquired at $127.99.

After these transactions Thompson directly owns 29,053.86 shares and indirectly controls 1,743 shares via a trust. No derivative activity or dispositions were reported. The Form 4 was signed on 07/02/2025 by an attorney-in-fact.

The combined purchase of roughly 434 shares (about $55,000 at the reported prices) modestly increases the director’s stake and represents routine board compensation or personal investment, rather than a material insider move.

Northern Trust Corp. (NTRS) ha presentato un Modulo 4 che rivela due acquisti sul mercato aperto effettuati dal direttore Donald Thompson.

  • 30/06/2025: 293,49 azioni ordinarie acquistate a 126,79$.
  • 01/07/2025: 140,49 azioni ordinarie acquistate a 127,99$.

Dopo queste operazioni, Thompson possiede direttamente 29.053,86 azioni e controlla indirettamente 1.743 azioni tramite un trust. Non sono state segnalate attività derivati o cessioni. Il Modulo 4 è stato firmato il 02/07/2025 da un procuratore legale.

L'acquisto complessivo di circa 434 azioni (per un valore di circa 55.000$ ai prezzi indicati) aumenta modestamente la partecipazione del direttore e rappresenta una normale compensazione del consiglio o un investimento personale, piuttosto che un movimento rilevante da parte di un insider.

Northern Trust Corp. (NTRS) presentó un Formulario 4 que revela dos compras en el mercado abierto realizadas por el director Donald Thompson.

  • 30/06/2025: 293,49 acciones comunes adquiridas a 126,79$.
  • 01/07/2025: 140,49 acciones comunes adquiridas a 127,99$.

Tras estas transacciones, Thompson posee directamente 29.053,86 acciones y controla indirectamente 1.743 acciones a través de un fideicomiso. No se reportaron actividades con derivados ni disposiciones. El Formulario 4 fue firmado el 02/07/2025 por un apoderado legal.

La compra combinada de aproximadamente 434 acciones (alrededor de 55.000$ a los precios reportados) incrementa modestamente la participación del director y representa una compensación rutinaria del consejo o una inversión personal, más que un movimiento significativo de un insider.

Northern Trust Corp. (NTRS)� 이사 Donald Thompson� � 차례 공개시장 매입� 공개하는 Form 4� 제출했습니다.

  • 2025� 6� 30�: 보통� 293.49주를 $126.79� 취득.
  • 2025� 7� 1�: 보통� 140.49주를 $127.99� 취득.

� 거래 이후 Thompson은 직접적으� 29,053.86주를 보유하고 있으�, 신탁� 통해 간접적으� 1,743주를 통제하고 있습니다. 파생상품 활동이나 처분은 보고되지 않았습니�. Form 4� 2025� 7� 2� 대리인� 서명했습니다.

434�� 총합하여 매입� 이번 거래� (보고� 가� 기준 � $55,000) 이사� 지분을 소폭 늘린 것으�, 이는 주로 이사� 보상이나 개인 투자� 해당하며, 중요� 내부� 거래� 보기 어렵습니�.

Northern Trust Corp. (NTRS) a déposé un formulaire 4 révélant deux achats sur le marché libre effectués par le directeur Donald Thompson.

  • 30/06/2025 : 293,49 actions ordinaires acquises à 126,79 $.
  • 01/07/2025 : 140,49 actions ordinaires acquises à 127,99 $.

Après ces transactions, Thompson détient directement 29 053,86 actions et contrôle indirectement 1 743 actions via un trust. Aucune activité dérivée ni cession n’a été signalée. Le formulaire 4 a été signé le 02/07/2025 par un mandataire.

L’achat combiné d’environ 434 actions (environ 55 000 $ aux prix indiqués) augmente modestement la participation du directeur et représente une rémunération habituelle du conseil d’administration ou un investissement personnel, plutôt qu’un mouvement important d’initié.

Northern Trust Corp. (NTRS) reichte ein Formular 4 ein, das zwei Käufe am offenen Markt durch den Direktor Donald Thompson offenlegt.

  • 30.06.2025: 293,49 Stammaktien zu 126,79$ erworben.
  • 01.07.2025: 140,49 Stammaktien zu 127,99$ erworben.

Nach diesen Transaktionen besitzt Thompson direkt 29.053,86 Aktien und kontrolliert indirekt 1.743 Aktien über einen Trust. Es wurden keine Derivatgeschäfte oder Veräußerungen gemeldet. Das Formular 4 wurde am 02.07.2025 von einem Bevollmächtigten unterzeichnet.

Der kombinierte Kauf von etwa 434 Aktien (etwa 55.000$ zu den gemeldeten Preisen) erhöht die Beteiligung des Direktors geringfügig und stellt eine routinemäßige Vergütung des Vorstands oder eine persönliche Investition dar, nicht jedoch eine wesentliche Insider-Transaktion.

Positive
  • Director insider purchase: Two purchases totalling ~434 shares suggest incremental confidence and no selling pressure.
Negative
  • Immaterial size: Purchase value (~$55k) is insignificant relative to Northern Trust’s market capitalization, limiting informational value.

Insights

TL;DR: Small insider buy; signals mild confidence but immaterial to valuation.

The acquisition totals fewer than 500 shares—less than 0.001% of NTRS’s outstanding stock. While insider purchases are generally encouraging, the dollar value (~$55k) is too small to alter earnings outlooks or capital-allocation assumptions. No derivative exercises or sales occurred, so there is no adverse signal. Overall, the filing is a routine update with negligible impact on investment thesis.

Northern Trust Corp. (NTRS) ha presentato un Modulo 4 che rivela due acquisti sul mercato aperto effettuati dal direttore Donald Thompson.

  • 30/06/2025: 293,49 azioni ordinarie acquistate a 126,79$.
  • 01/07/2025: 140,49 azioni ordinarie acquistate a 127,99$.

Dopo queste operazioni, Thompson possiede direttamente 29.053,86 azioni e controlla indirettamente 1.743 azioni tramite un trust. Non sono state segnalate attività derivati o cessioni. Il Modulo 4 è stato firmato il 02/07/2025 da un procuratore legale.

L'acquisto complessivo di circa 434 azioni (per un valore di circa 55.000$ ai prezzi indicati) aumenta modestamente la partecipazione del direttore e rappresenta una normale compensazione del consiglio o un investimento personale, piuttosto che un movimento rilevante da parte di un insider.

Northern Trust Corp. (NTRS) presentó un Formulario 4 que revela dos compras en el mercado abierto realizadas por el director Donald Thompson.

  • 30/06/2025: 293,49 acciones comunes adquiridas a 126,79$.
  • 01/07/2025: 140,49 acciones comunes adquiridas a 127,99$.

Tras estas transacciones, Thompson posee directamente 29.053,86 acciones y controla indirectamente 1.743 acciones a través de un fideicomiso. No se reportaron actividades con derivados ni disposiciones. El Formulario 4 fue firmado el 02/07/2025 por un apoderado legal.

La compra combinada de aproximadamente 434 acciones (alrededor de 55.000$ a los precios reportados) incrementa modestamente la participación del director y representa una compensación rutinaria del consejo o una inversión personal, más que un movimiento significativo de un insider.

Northern Trust Corp. (NTRS)� 이사 Donald Thompson� � 차례 공개시장 매입� 공개하는 Form 4� 제출했습니다.

  • 2025� 6� 30�: 보통� 293.49주를 $126.79� 취득.
  • 2025� 7� 1�: 보통� 140.49주를 $127.99� 취득.

� 거래 이후 Thompson은 직접적으� 29,053.86주를 보유하고 있으�, 신탁� 통해 간접적으� 1,743주를 통제하고 있습니다. 파생상품 활동이나 처분은 보고되지 않았습니�. Form 4� 2025� 7� 2� 대리인� 서명했습니다.

434�� 총합하여 매입� 이번 거래� (보고� 가� 기준 � $55,000) 이사� 지분을 소폭 늘린 것으�, 이는 주로 이사� 보상이나 개인 투자� 해당하며, 중요� 내부� 거래� 보기 어렵습니�.

Northern Trust Corp. (NTRS) a déposé un formulaire 4 révélant deux achats sur le marché libre effectués par le directeur Donald Thompson.

  • 30/06/2025 : 293,49 actions ordinaires acquises à 126,79 $.
  • 01/07/2025 : 140,49 actions ordinaires acquises à 127,99 $.

Après ces transactions, Thompson détient directement 29 053,86 actions et contrôle indirectement 1 743 actions via un trust. Aucune activité dérivée ni cession n’a été signalée. Le formulaire 4 a été signé le 02/07/2025 par un mandataire.

L’achat combiné d’environ 434 actions (environ 55 000 $ aux prix indiqués) augmente modestement la participation du directeur et représente une rémunération habituelle du conseil d’administration ou un investissement personnel, plutôt qu’un mouvement important d’initié.

Northern Trust Corp. (NTRS) reichte ein Formular 4 ein, das zwei Käufe am offenen Markt durch den Direktor Donald Thompson offenlegt.

  • 30.06.2025: 293,49 Stammaktien zu 126,79$ erworben.
  • 01.07.2025: 140,49 Stammaktien zu 127,99$ erworben.

Nach diesen Transaktionen besitzt Thompson direkt 29.053,86 Aktien und kontrolliert indirekt 1.743 Aktien über einen Trust. Es wurden keine Derivatgeschäfte oder Veräußerungen gemeldet. Das Formular 4 wurde am 02.07.2025 von einem Bevollmächtigten unterzeichnet.

Der kombinierte Kauf von etwa 434 Aktien (etwa 55.000$ zu den gemeldeten Preisen) erhöht die Beteiligung des Direktors geringfügig und stellt eine routinemäßige Vergütung des Vorstands oder eine persönliche Investition dar, nicht jedoch eine wesentliche Insider-Transaktion.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thompson Donald

(Last) (First) (Middle)
50 SOUTH LA SALLE ST

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2025 A 293.49 A $126.79 28,913.37(1) D
Common Stock 07/01/2025 A 140.49 A $127.99 29,053.86(1) D
Common Stock 1,743 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
David A. Serna, Attorney-in-Fact for Donald Thompson 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many NTRS shares did director Donald Thompson buy?

He purchased a combined 433.98 shares over two days.

What prices were paid for the NTRS shares?

Shares were bought at $126.79 and $127.99, respectively.

What is Donald Thompson’s total NTRS holding after the transactions?

He now directly owns 29,053.86 shares and indirectly owns 1,743 shares via a trust.

Did the Form 4 report any NTRS share sales?

No. The filing lists only acquisitions; there were no dispositions.

Does this insider purchase materially affect Northern Trust’s outlook?

Given its small size, analysts view the impact as neutral.
Northern Trust

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