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STOCK TITAN

[Form 4] Northern Trust Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Northern Trust Corporation (NTRS) filed a Form 4 disclosing two small open-market purchases of the company’s common stock by director Chandra Dhandapani.

  • 06/30/2025: 266.95 shares acquired at $126.79 per share.
  • 07/01/2025: 15.53 shares acquired at $127.99 per share.

The transactions increased the director’s direct holdings from 4,551 shares (estimated) to 4,834.85 shares. The filing notes that the positions are held as stock units payable on a 1-for-1 basis in common stock, indicating participation in a deferred compensation or director equity plan rather than discretionary buying.

No derivative securities were reported. The aggregate value of the purchases is roughly $36,000, an immaterial amount relative to Northern Trust’s market capitalization. Nevertheless, insider purchases generally signal confidence and align directors� interests with shareholders.

Northern Trust Corporation (NTRS) ha presentato un Modulo 4 che rende noto l'acquisto sul mercato aperto di due piccole quantità di azioni ordinarie della società da parte del direttore Chandra Dhandapani.

  • 30/06/2025: acquisite 266,95 azioni al prezzo di $126,79 per azione.
  • 01/07/2025: acquisite 15,53 azioni al prezzo di $127,99 per azione.

Queste operazioni hanno portato la partecipazione diretta del direttore da circa 4.551 azioni a 4.834,85 azioni. Il documento specifica che le posizioni sono detenute come unità azionarie pagabili in rapporto 1 a 1 in azioni ordinarie, suggerendo la partecipazione a un piano di compensazione differita o a un piano azionario per direttori, piuttosto che un acquisto discrezionale.

Non sono stati segnalati strumenti derivati. Il valore complessivo degli acquisti è di circa $36.000, una cifra irrilevante rispetto alla capitalizzazione di mercato di Northern Trust. Tuttavia, gli acquisti da parte degli insider generalmente indicano fiducia e allineano gli interessi dei direttori con quelli degli azionisti.

Northern Trust Corporation (NTRS) presentó un Formulario 4 que revela dos pequeñas compras en el mercado abierto de acciones comunes de la empresa por parte del director Chandra Dhandapani.

  • 30/06/2025: adquiridas 266,95 acciones a $126,79 por acción.
  • 01/07/2025: adquiridas 15,53 acciones a $127,99 por acción.

Las transacciones aumentaron la participación directa del director de aproximadamente 4.551 acciones a 4.834,85 acciones. El informe indica que las posiciones se mantienen como unidades de acciones pagaderas en una proporción de 1 a 1 en acciones comunes, lo que indica participación en un plan de compensación diferida o un plan de acciones para directores, en lugar de compras discrecionales.

No se reportaron valores derivados. El valor total de las compras es aproximadamente $36,000, una cantidad insignificante en relación con la capitalización de mercado de Northern Trust. Sin embargo, las compras internas suelen reflejar confianza y alinean los intereses de los directores con los de los accionistas.

Northern Trust Corporation (NTRS)� 이사 Chandra Dhandapani가 회사 보통주를 소량 공개 시장에서 매입� 사실� 알리� Form 4� 제출했습니다.

  • 2025� 6� 30�: 주당 $126.79� 266.95� 매입.
  • 2025� 7� 1�: 주당 $127.99� 15.53� 매입.

� 거래� 이사� 직접 보유 주식 수가 � 4,551주에� 4,834.85�� 증가했습니다. 제출 서류에는 해당 지분이 1대 1 비율� 지급되� 주식 단위� 보유되고 있어, 자발� 매입� 아닌 이연 보상 또는 이사 주식 계획 참여� 나타냅니�.

파생 증권은 보고되지 않았습니�. 매입 총액은 � $36,000� Northern Trust� 시가총액� 비해 미미� 금액입니�. 그럼에도 불구하고 내부� 매입은 일반적으� 신뢰� 나타내며 이사들의 이해관계를 주주와 일치시킵니다.

Northern Trust Corporation (NTRS) a déposé un formulaire 4 révélant deux petits achats sur le marché libre d’actions ordinaires de la société par le directeur Chandra Dhandapani.

  • 30/06/2025 : 266,95 actions acquises au prix de 126,79 $ par action.
  • 01/07/2025 : 15,53 actions acquises au prix de 127,99 $ par action.

Ces transactions ont porté les avoirs directs du directeur de 4 551 actions (estimées) à 4 834,85 actions. Le dépôt précise que les positions sont détenues sous forme d’unités d’actions payables au taux de 1 pour 1 en actions ordinaires, ce qui indique une participation à un plan de rémunération différée ou un plan d’actions pour les administrateurs, plutôt qu’un achat discrétionnaire.

Aucun produit dérivé n’a été signalé. La valeur totale des achats s’élève à environ 36 000 $, un montant négligeable par rapport à la capitalisation boursière de Northern Trust. Néanmoins, les achats d’initiés signalent généralement une confiance et alignent les intérêts des administrateurs avec ceux des actionnaires.

Northern Trust Corporation (NTRS) reichte ein Formular 4 ein, das zwei kleine Käufe von Stammaktien des Unternehmens durch den Direktor Chandra Dhandapani am offenen Markt offenlegt.

  • 30.06.2025: 266,95 Aktien zum Preis von 126,79 $ pro Aktie erworben.
  • 01.07.2025: 15,53 Aktien zum Preis von 127,99 $ pro Aktie erworben.

Die Transaktionen erhöhten den direkten Aktienbestand des Direktors von geschätzten 4.551 Aktien auf 4.834,85 Aktien. Die Meldung weist darauf hin, dass die Positionen als Aktieneinheiten, die im Verhältnis 1:1 in Stammaktien ausgezahlt werden, gehalten werden, was auf eine Teilnahme an einem aufgeschobenen Vergütungs- oder Direktoraktienplan und nicht auf diskretionäre Käufe hinweist.

Es wurden keine Derivate gemeldet. Der Gesamtwert der Käufe beträgt etwa 36.000 $, eine unbedeutende Summe im Vergleich zur Marktkapitalisierung von Northern Trust. Dennoch signalisieren Insiderkäufe in der Regel Vertrauen und stimmen die Interessen der Direktoren mit denen der Aktionäre ab.

Positive
  • Director increased ownership, reinforcing alignment of board and shareholders.
  • No shares were disposed; all reported transactions were acquisitions.
Negative
  • None.

Insights

TL;DR: Very small insider buy; marginally positive sentiment, immaterial to valuation.

The director’s purchase of ~282 shares over two days is financially insignificant (<0.001% of shares outstanding) but directionally positive. Because the units stem from an automatic stock-unit program, the signal strength is weaker than discretionary open-market buys. I classify the filing as neutral-to-slightly positive; it does not change earnings outlook, capital ratios, or strategic trajectory.

TL;DR: Routine equity grant increases board alignment; no governance red flags.

The acquisition appears to be part of Northern Trust’s standard director compensation structure. Such automatic grants promote alignment without raising dilution or conflict-of-interest concerns. There is no indication of 10b5-1 plan abuse, and the modest value suggests non-material governance impact.

Northern Trust Corporation (NTRS) ha presentato un Modulo 4 che rende noto l'acquisto sul mercato aperto di due piccole quantità di azioni ordinarie della società da parte del direttore Chandra Dhandapani.

  • 30/06/2025: acquisite 266,95 azioni al prezzo di $126,79 per azione.
  • 01/07/2025: acquisite 15,53 azioni al prezzo di $127,99 per azione.

Queste operazioni hanno portato la partecipazione diretta del direttore da circa 4.551 azioni a 4.834,85 azioni. Il documento specifica che le posizioni sono detenute come unità azionarie pagabili in rapporto 1 a 1 in azioni ordinarie, suggerendo la partecipazione a un piano di compensazione differita o a un piano azionario per direttori, piuttosto che un acquisto discrezionale.

Non sono stati segnalati strumenti derivati. Il valore complessivo degli acquisti è di circa $36.000, una cifra irrilevante rispetto alla capitalizzazione di mercato di Northern Trust. Tuttavia, gli acquisti da parte degli insider generalmente indicano fiducia e allineano gli interessi dei direttori con quelli degli azionisti.

Northern Trust Corporation (NTRS) presentó un Formulario 4 que revela dos pequeñas compras en el mercado abierto de acciones comunes de la empresa por parte del director Chandra Dhandapani.

  • 30/06/2025: adquiridas 266,95 acciones a $126,79 por acción.
  • 01/07/2025: adquiridas 15,53 acciones a $127,99 por acción.

Las transacciones aumentaron la participación directa del director de aproximadamente 4.551 acciones a 4.834,85 acciones. El informe indica que las posiciones se mantienen como unidades de acciones pagaderas en una proporción de 1 a 1 en acciones comunes, lo que indica participación en un plan de compensación diferida o un plan de acciones para directores, en lugar de compras discrecionales.

No se reportaron valores derivados. El valor total de las compras es aproximadamente $36,000, una cantidad insignificante en relación con la capitalización de mercado de Northern Trust. Sin embargo, las compras internas suelen reflejar confianza y alinean los intereses de los directores con los de los accionistas.

Northern Trust Corporation (NTRS)� 이사 Chandra Dhandapani가 회사 보통주를 소량 공개 시장에서 매입� 사실� 알리� Form 4� 제출했습니다.

  • 2025� 6� 30�: 주당 $126.79� 266.95� 매입.
  • 2025� 7� 1�: 주당 $127.99� 15.53� 매입.

� 거래� 이사� 직접 보유 주식 수가 � 4,551주에� 4,834.85�� 증가했습니다. 제출 서류에는 해당 지분이 1대 1 비율� 지급되� 주식 단위� 보유되고 있어, 자발� 매입� 아닌 이연 보상 또는 이사 주식 계획 참여� 나타냅니�.

파생 증권은 보고되지 않았습니�. 매입 총액은 � $36,000� Northern Trust� 시가총액� 비해 미미� 금액입니�. 그럼에도 불구하고 내부� 매입은 일반적으� 신뢰� 나타내며 이사들의 이해관계를 주주와 일치시킵니다.

Northern Trust Corporation (NTRS) a déposé un formulaire 4 révélant deux petits achats sur le marché libre d’actions ordinaires de la société par le directeur Chandra Dhandapani.

  • 30/06/2025 : 266,95 actions acquises au prix de 126,79 $ par action.
  • 01/07/2025 : 15,53 actions acquises au prix de 127,99 $ par action.

Ces transactions ont porté les avoirs directs du directeur de 4 551 actions (estimées) à 4 834,85 actions. Le dépôt précise que les positions sont détenues sous forme d’unités d’actions payables au taux de 1 pour 1 en actions ordinaires, ce qui indique une participation à un plan de rémunération différée ou un plan d’actions pour les administrateurs, plutôt qu’un achat discrétionnaire.

Aucun produit dérivé n’a été signalé. La valeur totale des achats s’élève à environ 36 000 $, un montant négligeable par rapport à la capitalisation boursière de Northern Trust. Néanmoins, les achats d’initiés signalent généralement une confiance et alignent les intérêts des administrateurs avec ceux des actionnaires.

Northern Trust Corporation (NTRS) reichte ein Formular 4 ein, das zwei kleine Käufe von Stammaktien des Unternehmens durch den Direktor Chandra Dhandapani am offenen Markt offenlegt.

  • 30.06.2025: 266,95 Aktien zum Preis von 126,79 $ pro Aktie erworben.
  • 01.07.2025: 15,53 Aktien zum Preis von 127,99 $ pro Aktie erworben.

Die Transaktionen erhöhten den direkten Aktienbestand des Direktors von geschätzten 4.551 Aktien auf 4.834,85 Aktien. Die Meldung weist darauf hin, dass die Positionen als Aktieneinheiten, die im Verhältnis 1:1 in Stammaktien ausgezahlt werden, gehalten werden, was auf eine Teilnahme an einem aufgeschobenen Vergütungs- oder Direktoraktienplan und nicht auf diskretionäre Käufe hinweist.

Es wurden keine Derivate gemeldet. Der Gesamtwert der Käufe beträgt etwa 36.000 $, eine unbedeutende Summe im Vergleich zur Marktkapitalisierung von Northern Trust. Dennoch signalisieren Insiderkäufe in der Regel Vertrauen und stimmen die Interessen der Direktoren mit denen der Aktionäre ab.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harrison Dean M

(Last) (First) (Middle)
50 SOUTH LA SALLE ST

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2025 A 348.09 A $126.79 31,900.61(1) D
Common Stock 07/01/2025 A 145.8 A $127.99 32,046.41(1) D
Common Stock 1,000 I By Trust
Common Stock 47 I By LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
David A. Serna, Attorney-in-Fact for Dean M. Harrison 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Northern Trust (NTRS) shares did Director Chandra Dhandapani buy?

A total of 282.48 shares were acquired across two transactions.

What prices were paid for the NTRS shares?

Shares were bought at $126.79 on 06/30/25 and $127.99 on 07/01/25.

Does the Form 4 show any stock sales by the director?

No. All reported transactions were acquisitions; no disposals were recorded.

Are these purchases part of a 10b5-1 trading plan?

The filing does not indicate use of a Rule 10b5-1 plan; the units appear to be automatic director compensation.

How many NTRS shares does the director now beneficially own?

Post-transaction holdings stand at 4,834.85 shares.

Is the transaction material to Northern Trust’s valuation?

No. The ~$36k purchase is immaterial relative to the company’s multibillion-dollar market cap.
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