AG˹ٷ

STOCK TITAN

[Form 4] Rivian Automotive, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Claire McDonough, Chief Financial Officer of Rivian Automotive (RIVN), reported two transactions in August 2025. On 08/15/2025 the company withheld 28,183 shares to satisfy tax withholding from the vesting of 59,425 Restricted Stock Units. The withholding used the closing price of $12.06 on August 14, 2025. On 08/18/2025 the reporting person sold 7,247 shares at $12.28 under a Rule 10b5-1 trading plan adopted on August 16, 2024. Following these transactions the reporting person beneficially owned 789,445 shares of Class A common stock. The filing was signed by an attorney-in-fact on 08/19/2025.

Claire McDonough, Chief Financial Officer di Rivian Automotive (RIVN), ha comunicato due operazioni effettuate nell'agosto 2025. In data 15/08/2025 la società ha trattenuto 28.183 azioni per soddisfare le ritenute fiscali relative alla maturazione di 59.425 Restricted Stock Units, calcolando la trattenuta sul prezzo di chiusura di $12,06 del 14 agosto 2025. Il 18/08/2025 la persona segnalante ha venduto 7.247 azioni a $12,28 nell'ambito di un piano di negoziazione ai sensi della Rule 10b5-1 adottato il 16 agosto 2024. Dopo queste operazioni, la persona segnalante deteneva beneficiariamente 789.445 azioni di azioni ordinarie di Classe A. Il documento è stato firmato da un procuratore il 19/08/2025.

Claire McDonough, directora financiera de Rivian Automotive (RIVN), informó dos operaciones en agosto de 2025. El 15/08/2025 la compañía retuvo 28.183 acciones para cubrir las retenciones fiscales por la consolidación de 59.425 Restricted Stock Units, utilizando el precio de cierre de $12,06 del 14 de agosto de 2025. El 18/08/2025 la persona informante vendió 7.247 acciones a $12,28 bajo un plan de negociación conforme a la Rule 10b5-1 adoptado el 16 de agosto de 2024. Tras estas operaciones, la persona informante poseía beneficiariamente 789.445 acciones ordinarias Clase A. La presentación fue firmada por un apoderado el 19/08/2025.

클레� 맥도너프(Claire McDonough), Rivian Automotive(RIVN) 최고재무책임자는 2025� 8� � 건의 거래� 보고했습니다. 2025-08-15� 회사� 59,425개의 제한주식유닛(RSU) 성과� 따른 세금 원천징수� 위해 28,183주를 보류했으�, 원천징수 계산에는 2025� 8� 14� 종가� $12.06가 사용되었습니�. 2025-08-18� 보고자는 2024� 8� 16� 채택� Rule 10b5-1 거래계획� 따라 7,247주를 주당 $12.28� 매도했습니다. 이들 거래 � 보고자는 클래� A 보통� 789,445주를 실질적으� 보유하고 있었습니�. 제출 서류� 2025-08-19� 대리인� 서명했습니다.

Claire McDonough, directrice financière de Rivian Automotive (RIVN), a déclaré deux opérations en août 2025. Le 15/08/2025 la société a retenu 28 183 actions pour couvrir les retenues fiscales liées à la levée de 59 425 Restricted Stock Units, en se basant sur le cours de clôture de $12,06 du 14 août 2025. Le 18/08/2025 la personne déclarant a vendu 7 247 actions à $12,28 dans le cadre d'un plan de négociation Rule 10b5-1 adopté le 16 août 2024. À l'issue de ces opérations, la personne déclarant détenait bénéficiairement 789 445 actions ordinaires de classe A. Le dépôt a été signé par un mandataire le 19/08/2025.

Claire McDonough, Chief Financial Officer von Rivian Automotive (RIVN), meldete zwei Transaktionen im August 2025. Am 15.08.2025 hielt das Unternehmen 28.183 Aktien ein, um die einkommensteuerlichen Abzüge aus der Vesting von 59.425 Restricted Stock Units zu begleichen; Grundlage war der Schlusskurs von $12,06 am 14. August 2025. Am 18.08.2025 verkaufte die meldepflichtige Person 7.247 Aktien zu $12,28 im Rahmen eines nach der Rule 10b5-1 eingerichteten Handelsplans, der am 16. August 2024 beschlossen wurde. Nach diesen Transaktionen hielt die meldende Person wirtschaftlich 789.445 Stück der Stammaktien Klasse A. Die Einreichung wurde am 19.08.2025 von einem Bevollmächtigten unterschrieben.

Positive
  • Use of Rule 10b5-1 plan for the sale on 08/18/2025 provides documentation of a prearranged trading program
  • Tax withholding via share withholding on RSU vesting is an administrative, non-cash method to satisfy tax obligations
Negative
  • Reduction in reported beneficial ownership to 789,445 Class A shares after withholding and sale
  • Insider sale of 7,247 shares at $12.28 reduces direct holdings and could be interpreted by some investors as liquidity-taking

Insights

TL;DR: Transactions are routine tax withholding and a prearranged 10b5-1 sale, suggesting no ad hoc insider trading.

The withholding of 28,183 shares to cover taxes on 59,425 vested RSUs is a standard administrative action following equity vesting and does not change economic exposure aside from share count reduction. The subsequent sale of 7,247 shares occurred under a previously adopted Rule 10b5-1 plan, which provides an affirmative defense against claims of trading on material nonpublic information when plan conditions are met. Documentation of the plan adoption date is included in issuer filings. For governance review, these actions should be logged against the insider trading policy and 10b5-1 plan terms.

TL;DR: Small-scale disposition and withholding at low double-digit prices; immaterial to company capitalization but relevant to insider ownership tracking.

The sale of 7,247 shares at $12.28 and withholding of 28,183 shares at a $12.06 reference price reduce the reporting person's direct holdings to 789,445 Class A shares. While the absolute values are modest relative to public float, the use of a 10b5-1 plan is typical for planned liquidity. Investors may note the updated beneficial ownership figure when modeling insider alignment, but these transactions do not by themselves indicate material change to company capital structure or operations.

Claire McDonough, Chief Financial Officer di Rivian Automotive (RIVN), ha comunicato due operazioni effettuate nell'agosto 2025. In data 15/08/2025 la società ha trattenuto 28.183 azioni per soddisfare le ritenute fiscali relative alla maturazione di 59.425 Restricted Stock Units, calcolando la trattenuta sul prezzo di chiusura di $12,06 del 14 agosto 2025. Il 18/08/2025 la persona segnalante ha venduto 7.247 azioni a $12,28 nell'ambito di un piano di negoziazione ai sensi della Rule 10b5-1 adottato il 16 agosto 2024. Dopo queste operazioni, la persona segnalante deteneva beneficiariamente 789.445 azioni di azioni ordinarie di Classe A. Il documento è stato firmato da un procuratore il 19/08/2025.

Claire McDonough, directora financiera de Rivian Automotive (RIVN), informó dos operaciones en agosto de 2025. El 15/08/2025 la compañía retuvo 28.183 acciones para cubrir las retenciones fiscales por la consolidación de 59.425 Restricted Stock Units, utilizando el precio de cierre de $12,06 del 14 de agosto de 2025. El 18/08/2025 la persona informante vendió 7.247 acciones a $12,28 bajo un plan de negociación conforme a la Rule 10b5-1 adoptado el 16 de agosto de 2024. Tras estas operaciones, la persona informante poseía beneficiariamente 789.445 acciones ordinarias Clase A. La presentación fue firmada por un apoderado el 19/08/2025.

클레� 맥도너프(Claire McDonough), Rivian Automotive(RIVN) 최고재무책임자는 2025� 8� � 건의 거래� 보고했습니다. 2025-08-15� 회사� 59,425개의 제한주식유닛(RSU) 성과� 따른 세금 원천징수� 위해 28,183주를 보류했으�, 원천징수 계산에는 2025� 8� 14� 종가� $12.06가 사용되었습니�. 2025-08-18� 보고자는 2024� 8� 16� 채택� Rule 10b5-1 거래계획� 따라 7,247주를 주당 $12.28� 매도했습니다. 이들 거래 � 보고자는 클래� A 보통� 789,445주를 실질적으� 보유하고 있었습니�. 제출 서류� 2025-08-19� 대리인� 서명했습니다.

Claire McDonough, directrice financière de Rivian Automotive (RIVN), a déclaré deux opérations en août 2025. Le 15/08/2025 la société a retenu 28 183 actions pour couvrir les retenues fiscales liées à la levée de 59 425 Restricted Stock Units, en se basant sur le cours de clôture de $12,06 du 14 août 2025. Le 18/08/2025 la personne déclarant a vendu 7 247 actions à $12,28 dans le cadre d'un plan de négociation Rule 10b5-1 adopté le 16 août 2024. À l'issue de ces opérations, la personne déclarant détenait bénéficiairement 789 445 actions ordinaires de classe A. Le dépôt a été signé par un mandataire le 19/08/2025.

Claire McDonough, Chief Financial Officer von Rivian Automotive (RIVN), meldete zwei Transaktionen im August 2025. Am 15.08.2025 hielt das Unternehmen 28.183 Aktien ein, um die einkommensteuerlichen Abzüge aus der Vesting von 59.425 Restricted Stock Units zu begleichen; Grundlage war der Schlusskurs von $12,06 am 14. August 2025. Am 18.08.2025 verkaufte die meldepflichtige Person 7.247 Aktien zu $12,28 im Rahmen eines nach der Rule 10b5-1 eingerichteten Handelsplans, der am 16. August 2024 beschlossen wurde. Nach diesen Transaktionen hielt die meldende Person wirtschaftlich 789.445 Stück der Stammaktien Klasse A. Die Einreichung wurde am 19.08.2025 von einem Bevollmächtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McDonough Claire

(Last) (First) (Middle)
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD ROAD

(Street)
IRVINE CA 92606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 F 28,183(1) D $12.06(2) 796,692 D
Class A Common Stock 08/18/2025 S(3) 7,247 D $12.28 789,445 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. 28,183 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 59,425 Restricted Stock Units on August 15, 2025.
2. The closing price of the Issuer's Class A Common Stock on August 14, 2025.
3. The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024, as described in the Issuer's Quarterly Report on Form 10-Q for the three months ended September 30, 2024, filed with the Securities and Exchange Commission on November 7, 2024.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Claire McDonough report for RIVN?

The filing reports 28,183 shares withheld for taxes from the vesting of 59,425 RSUs on 08/15/2025 and a sale of 7,247 shares at $12.28 on 08/18/2025.

Were any sales executed under a 10b5-1 plan for RIVN insider Claire McDonough?

Yes. The sale on 08/18/2025 was effected pursuant to a Rule 10b5-1 trading plan adopted on 08/16/2024.

How many RIVN shares does the reporting person own after these transactions?

Following the reported transactions the reporting person beneficially owned 789,445 shares of Class A common stock.

What price was used to calculate the tax withholding on vested RSUs?

The withholding referenced the closing price of the issuer's Class A common stock on 08/14/2025 at $12.06.

Who signed the Form 4 for Claire McDonough?

The Form 4 was signed by Jamie Chung, Attorney-in-Fact on 08/19/2025.
Rivian Automotive, Inc. / De

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17.52B
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Auto Manufacturers
Motor Vehicles & Passenger Car Bodies
United States
IRVINE