AG˹ٷ

STOCK TITAN

[Form 4] Rivian Automotive, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Robert J. Scaringe, Chief Executive Officer and Director of Rivian Automotive, Inc. (RIVN), reported a transaction dated 08/15/2025 showing 43,945 shares of Class A Common Stock were disposed of under code F at a price of $12.06 per share. The filing explains those shares were withheld by the company to satisfy tax withholding on the vesting of 86,538 Restricted Stock Units. Following the reported disposition, Scaringe beneficially owns 1,351,105 shares directly and holds additional indirect beneficial ownership of 2,297 shares via an LLC and 2,632,766 shares via a trust. The form is signed by an attorney-in-fact on 08/19/2025.

Robert J. Scaringe, Amministratore Delegato e Direttore di Rivian Automotive, Inc. (RIVN), ha segnalato una transazione del 15/08/2025 con la cessione di 43.945 azioni di Classe A al prezzo di $12,06 l’una, codificata come F. La comunicazione precisa che tali azioni sono state trattenute dalla società per soddisfare le ritenute fiscali legate alla maturazione di 86.538 Restricted Stock Units. Dopo la disposizione, Scaringe possiede direttamente 1.351.105 azioni e detiene un'ulteriore partecipazione indiretta di 2.297 azioni tramite una LLC e di 2.632.766 azioni tramite un trust. Il modulo è firmato da un procuratore il 19/08/2025.

Robert J. Scaringe, Director Ejecutivo y miembro del Consejo de Rivian Automotive, Inc. (RIVN), informó una operación fechada el 15/08/2025 en la que se dispusieron 43.945 acciones de Clase A a un precio de $12,06 por acción, bajo el código F. El informe indica que esas acciones fueron retenidas por la compañía para cubrir las retenciones fiscales derivadas del vesting de 86.538 Restricted Stock Units. Tras la disposición, Scaringe posee de forma directa 1.351.105 acciones y tiene una participación indirecta adicional de 2.297 acciones a través de una LLC y de 2.632.766 acciones a través de un trust. El formulario está firmado por un apoderado el 19/08/2025.

Robert J. Scaringe, Rivian Automotive, Inc. (RIVN)� 최고경영� � 이사로서, 2025-08-15자로 43,945� 클래� A 보통주가 주당 $12.06� 코드 F� 처분되었음을 보고했습니다. 신고서에� 해당 주식� 86,538개의 제한주식단위(RSU) vesting� 따른 세금 원천징수� 충당하기 위해 회사� 의해 원천징수되었다고 설명되어 있습니다. 해당 처분 이후 Scaringe� 직접적으� 1,351,105주를 보유하고 있으�, LLC� 통해 간접적으� 2,297�, 신탁� 통해 2,632,766주를 추가� 보유하고 있습니다. 서류� 2025-08-19� 대리인� 서명했습니다.

Robert J. Scaringe, Directeur général et administrateur de Rivian Automotive, Inc. (RIVN), a déclaré une opération datée du 15/08/2025 indiquant la cession de 43 945 actions de catégorie A au prix de 12,06 $ par action, sous le code F. Le dépôt précise que ces actions ont été retenues par la société pour couvrir les prélèvements fiscaux liés à la levée de 86 538 Restricted Stock Units. Suite à cette cession, Scaringe détient directement 1 351 105 actions et possède par ailleurs 2 297 actions par l’intermédiaire d’une LLC et 2 632 766 actions via une fiducie. Le formulaire a été signé par un mandataire le 19/08/2025.

Robert J. Scaringe, Vorstandsvorsitzender und Direktor von Rivian Automotive, Inc. (RIVN), meldete eine Transaktion vom 15.08.2025, bei der 43.945 Aktien der Klasse A zum Preis von $12,06 pro Aktie unter dem Code F veräußert wurden. In der Einreichung wird angegeben, dass diese Aktien vom Unternehmen einbehalten wurden, um die Steuerabzüge im Zusammenhang mit dem Vesting von 86.538 Restricted Stock Units zu begleichen. Nach der gemeldeten Veräußerung besitzt Scaringe direkt 1.351.105 Aktien und hält zusätzlich indirektes Eigentum an 2.297 Aktien über eine LLC sowie an 2.632.766 Aktien über einen Trust. Das Formular ist am 19.08.2025 von einem bevollmächtigten Vertreter unterzeichnet worden.

Positive
  • Administrative withholding used to satisfy tax obligations on RSU vesting, not an open-market sale
  • Substantial continued ownership: 1,351,105 shares direct and material indirect holdings via LLC and trust
Negative
  • Shares withheld (43,945) reduce the insider's liquid Class A holdings available for future sale
  • Transaction price ($12.06) may reflect market conditions at the time of withholding but provides limited liquidity context

Insights

TL;DR: Routine tax-withholding on RSU vesting; insider retains substantial direct and indirect ownership.

The Form 4 discloses a standard withholding disposition tied to RSU vesting rather than an open-market sale. This is an administrative action to cover tax obligations and does not indicate voluntary monetization or a change in executive control. The reporting person continues to hold significant equity directly and indirectly, which typically aligns executive and shareholder interests.

TL;DR: Transaction reduces outstanding shares held by the insider for tax purposes; no new derivative activity reported.

The filing records 43,945 Class A shares withheld at $12.06 following the vesting of 86,538 RSUs. There are no derivative transactions reported on this form. From a market-impact perspective, the disposition is modest relative to total company float and appears administrative. Continued large beneficial ownership via trust and direct holdings may be relevant for governance and voting analysis.

Robert J. Scaringe, Amministratore Delegato e Direttore di Rivian Automotive, Inc. (RIVN), ha segnalato una transazione del 15/08/2025 con la cessione di 43.945 azioni di Classe A al prezzo di $12,06 l’una, codificata come F. La comunicazione precisa che tali azioni sono state trattenute dalla società per soddisfare le ritenute fiscali legate alla maturazione di 86.538 Restricted Stock Units. Dopo la disposizione, Scaringe possiede direttamente 1.351.105 azioni e detiene un'ulteriore partecipazione indiretta di 2.297 azioni tramite una LLC e di 2.632.766 azioni tramite un trust. Il modulo è firmato da un procuratore il 19/08/2025.

Robert J. Scaringe, Director Ejecutivo y miembro del Consejo de Rivian Automotive, Inc. (RIVN), informó una operación fechada el 15/08/2025 en la que se dispusieron 43.945 acciones de Clase A a un precio de $12,06 por acción, bajo el código F. El informe indica que esas acciones fueron retenidas por la compañía para cubrir las retenciones fiscales derivadas del vesting de 86.538 Restricted Stock Units. Tras la disposición, Scaringe posee de forma directa 1.351.105 acciones y tiene una participación indirecta adicional de 2.297 acciones a través de una LLC y de 2.632.766 acciones a través de un trust. El formulario está firmado por un apoderado el 19/08/2025.

Robert J. Scaringe, Rivian Automotive, Inc. (RIVN)� 최고경영� � 이사로서, 2025-08-15자로 43,945� 클래� A 보통주가 주당 $12.06� 코드 F� 처분되었음을 보고했습니다. 신고서에� 해당 주식� 86,538개의 제한주식단위(RSU) vesting� 따른 세금 원천징수� 충당하기 위해 회사� 의해 원천징수되었다고 설명되어 있습니다. 해당 처분 이후 Scaringe� 직접적으� 1,351,105주를 보유하고 있으�, LLC� 통해 간접적으� 2,297�, 신탁� 통해 2,632,766주를 추가� 보유하고 있습니다. 서류� 2025-08-19� 대리인� 서명했습니다.

Robert J. Scaringe, Directeur général et administrateur de Rivian Automotive, Inc. (RIVN), a déclaré une opération datée du 15/08/2025 indiquant la cession de 43 945 actions de catégorie A au prix de 12,06 $ par action, sous le code F. Le dépôt précise que ces actions ont été retenues par la société pour couvrir les prélèvements fiscaux liés à la levée de 86 538 Restricted Stock Units. Suite à cette cession, Scaringe détient directement 1 351 105 actions et possède par ailleurs 2 297 actions par l’intermédiaire d’une LLC et 2 632 766 actions via une fiducie. Le formulaire a été signé par un mandataire le 19/08/2025.

Robert J. Scaringe, Vorstandsvorsitzender und Direktor von Rivian Automotive, Inc. (RIVN), meldete eine Transaktion vom 15.08.2025, bei der 43.945 Aktien der Klasse A zum Preis von $12,06 pro Aktie unter dem Code F veräußert wurden. In der Einreichung wird angegeben, dass diese Aktien vom Unternehmen einbehalten wurden, um die Steuerabzüge im Zusammenhang mit dem Vesting von 86.538 Restricted Stock Units zu begleichen. Nach der gemeldeten Veräußerung besitzt Scaringe direkt 1.351.105 Aktien und hält zusätzlich indirektes Eigentum an 2.297 Aktien über eine LLC sowie an 2.632.766 Aktien über einen Trust. Das Formular ist am 19.08.2025 von einem bevollmächtigten Vertreter unterzeichnet worden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scaringe Robert J

(Last) (First) (Middle)
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD ROAD

(Street)
IRVINE CA 92606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/15/2025 F 43,945(1) D $12.06(2) 1,351,105 D
Class A Common Stock 2,297 I By LLC
Class A Common Stock 2,632,766 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. 43,945 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 86,538 Restricted Stock Units on August 15, 2025.
2. The closing price of the Issuer's Class A Common Stock on August 14, 2025.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did RIVN insider Robert Scaringe report on Form 4?

The Form 4 reports a disposition of 43,945 Class A shares on 08/15/2025 recorded under code F.

Why were 43,945 shares disposed of according to the filing?

The filing states 43,945 shares were withheld to satisfy tax withholding obligations related to the vesting of 86,538 RSUs.

How many shares does Robert Scaringe beneficially own after the transaction?

After the reported transaction he beneficially owns 1,351,105 shares directly, plus 2,297 via an LLC and 2,632,766 via a trust.

At what price were the withheld shares recorded?

The filing lists the price as the closing price on August 14, 2025: $12.06 per share.

Was any derivative security transaction reported in this Form 4?

No. Table II for derivative securities shows no reported transactions in this filing.
Rivian Automotive, Inc. / De

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17.52B
791.66M
34.48%
43.63%
12.18%
Auto Manufacturers
Motor Vehicles & Passenger Car Bodies
United States
IRVINE