AG˹ٷ

STOCK TITAN

[Form 4] Yorkville Acquisition Corp. Unit Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Yorkville Acquisition Corp. (YORKU) Form 4 filing dated 07/02/2025 discloses that Mark Angelo, in his capacity as the controlling person of Yorkville Acquisition Sponsor LLC (the “Sponsor�), reported the purchase of 351,825 Class A ordinary shares on 06/30/2025. The shares were received as part of the Sponsor’s purchase of an equal number of Private Placement Units consummated simultaneously with the company’s initial public offering.

The Private Placement Units were bought at $10.00 per unit, representing an aggregate investment of $3,518,250. Each unit consists of one Class A ordinary share plus one-third of a redeemable warrant. Following the transaction, the Sponsor—beneficially attributed to Mr. Angelo—owns 351,825 Class A ordinary shares. Ownership is reported as indirect, with voting and investment power flowing through YA II PN, Ltd., Yorkville Advisors Global, LP, and Yorkville Advisors Global II, LLC. Mr. Angelo disclaims beneficial ownership except to the extent of his pecuniary interest.

Key take-aways for investors

  • The filing records a routine Rule 10b5-1(c) compliant purchase (Transaction Code “P�), indicating no open-market trading activity outside the IPO context.
  • The Sponsor’s $3.5 million commitment aligns management interests with public shareholders, a customary structure for SPACs.
  • No derivative securities transactions were reported, and there were no share disposals.

Yorkville Acquisition Corp. (YORKU) Comunicazione Form 4 datata 02/07/2025 rivela che Mark Angelo, in qualità di persona controllante di Yorkville Acquisition Sponsor LLC (lo “Sponsor�), ha segnalato l'acquisto di 351.825 azioni ordinarie di Classe A il 30/06/2025. Le azioni sono state acquisite come parte dell'acquisto da parte dello Sponsor di un pari numero di Private Placement Units, effettuato contestualmente all'offerta pubblica iniziale della società.

Le Private Placement Units sono state acquistate a 10,00 USD per unità, per un investimento complessivo di 3.518.250 USD. Ogni unità comprende un'azione ordinaria di Classe A e un terzo di warrant rimborsabile. Dopo la transazione, lo Sponsor � attribuito beneficiariamente al Sig. Angelo � detiene 351.825 azioni ordinarie di Classe A. La proprietà è indicata come indiretta, con poteri di voto e investimento esercitati tramite YA II PN, Ltd., Yorkville Advisors Global, LP e Yorkville Advisors Global II, LLC. Il Sig. Angelo declina la titolarità beneficiaria, fatta eccezione per il suo interesse pecuniario.

Punti chiave per gli investitori

  • La comunicazione registra un acquisto di routine conforme alla Regola 10b5-1(c) (Codice Transazione “P�), indicando l'assenza di operazioni di trading sul mercato aperto al di fuori del contesto dell'IPO.
  • L'impegno di 3,5 milioni di USD dello Sponsor allinea gli interessi del management con quelli degli azionisti pubblici, una struttura consueta per le SPAC.
  • Non sono state segnalate transazioni su titoli derivati né disposizioni di azioni.

Informe Formulario 4 de Yorkville Acquisition Corp. (YORKU) fechado el 02/07/2025 revela que Mark Angelo, en su calidad de persona controladora de Yorkville Acquisition Sponsor LLC (el “Patrocinador�), reportó la compra de 351,825 acciones ordinarias Clase A el 30/06/2025. Las acciones fueron recibidas como parte de la compra por parte del Patrocinador de un número igual de Unidades de Colocación Privada, realizadas simultáneamente con la oferta pública inicial de la compañía.

Las Unidades de Colocación Privada se adquirieron a 10,00 USD por unidad, representando una inversión total de 3.518.250 USD. Cada unidad consiste en una acción ordinaria Clase A más un tercio de un warrant redimible. Tras la transacción, el Patrocinador � atribuido beneficiosamente al Sr. Angelo � posee 351,825 acciones ordinarias Clase A. La propiedad se reporta como indirecta, con poder de voto e inversión ejercido a través de YA II PN, Ltd., Yorkville Advisors Global, LP y Yorkville Advisors Global II, LLC. El Sr. Angelo renuncia a la propiedad beneficiosa, salvo en la medida de su interés pecuniario.

Puntos clave para inversores

  • El informe registra una compra rutinaria conforme a la Regla 10b5-1(c) (Código de Transacción “P�), indicando ausencia de operaciones en mercado abierto fuera del contexto de la OPI.
  • El compromiso de 3,5 millones de USD del Patrocinador alinea los intereses de la gestión con los de los accionistas públicos, una estructura común en SPACs.
  • No se reportaron transacciones con valores derivados ni disposiciones de acciones.

Yorkville Acquisition Corp. (YORKU) 2025� 7� 2일자 Form 4 제출� 따르�, Mark Angelo가 Yorkville Acquisition Sponsor LLC(“스폰서�)� 통제자로� 2025� 6� 30일에 351,825� Class A 보통�� 매입했다� 보고했습니다. � 주식들은 회사� 기업공개(IPO)와 동시� 완료� 스폰서의 동일 수량 프라이빗 플레이스먼트 유닛 구매� 일부� 수령되었습니�.

프라이빗 플레이스먼트 유닛은 단위� 10.00달러� 구매되어 � 투자금액은 3,518,250달러입니�. � 유닛은 Class A 보통� 1주와 상환 가능한 워런� 1/3주로 구성됩니�. 거래 � 스폰�(Angelo 씨에� 귀�)� 351,825� Class A 보통�� 보유하게 됩니�. 소유권은 ѫΪ�으로 보고되며, 투표 � 투자 권한은 YA II PN, Ltd., Yorkville Advisors Global, LP, Yorkville Advisors Global II, LLC� 통해 행사됩니�. Angelo 씨는 금전� 이해관� 범위 내에서만 실질 소유권을 인정합니�.

투자자를 위한 주요 사항

  • � 제출 서류� Rule 10b5-1(c) 규정� 준수하� 일상적인 구매(거래 코드 “P�)� 기록하며, IPO 외의 공개 시장 거래 활동� 없음� 나타냅니�.
  • 스폰서의 350� 달러 투자� 경영진과 공공 주주 � 이해관계를 일치시키� SPAC� 일반적인 구조입니�.
  • 파생 증권 거래� 주식 매각은 보고되지 않았습니�.

Déclaration Formulaire 4 de Yorkville Acquisition Corp. (YORKU) datée du 02/07/2025 révèle que Mark Angelo, en sa qualité de personne contrôlante de Yorkville Acquisition Sponsor LLC (le « Sponsor »), a déclaré l'achat de 351 825 actions ordinaires de Classe A le 30/06/2025. Ces actions ont été reçues dans le cadre de l'achat par le Sponsor d'un nombre égal d'Unités de Placement Privé, réalisé simultanément avec l'introduction en bourse de la société.

Les Unités de Placement Privé ont été achetées à 10,00 USD par unité, représentant un investissement total de 3 518 250 USD. Chaque unité comprend une action ordinaire de Classe A et un tiers d'un warrant remboursable. À la suite de la transaction, le Sponsor � attribué bénéficiairement à M. Angelo � détient 351 825 actions ordinaires de Classe A. La propriété est déclarée comme indirecte, les pouvoirs de vote et d'investissement étant exercés via YA II PN, Ltd., Yorkville Advisors Global, LP, et Yorkville Advisors Global II, LLC. M. Angelo décline la propriété bénéficiaire sauf dans la mesure de son intérêt pécuniaire.

Points clés pour les investisseurs

  • La déclaration enregistre un achat routinier conforme à la règle 10b5-1(c) (code de transaction « P »), indiquant l'absence d'activité de trading sur le marché ouvert en dehors du contexte de l'IPO.
  • L'engagement de 3,5 millions de dollars du Sponsor aligne les intérêts de la direction avec ceux des actionnaires publics, une structure courante pour les SPAC.
  • Aucune transaction sur titres dérivés ni cession d'actions n'a été signalée.

Yorkville Acquisition Corp. (YORKU) Form 4 Einreichung vom 02.07.2025 offenbart, dass Mark Angelo in seiner Funktion als kontrollierende Person von Yorkville Acquisition Sponsor LLC (dem „Sponsor�) den Kauf von 351.825 Class A Stammaktien am 30.06.2025 meldete. Die Aktien wurden im Rahmen des Erwerbs einer gleichen Anzahl von Private Placement Units durch den Sponsor erhalten, der zeitgleich mit dem Börsengang des Unternehmens abgeschlossen wurde.

Die Private Placement Units wurden zu 10,00 USD pro Einheit gekauft, was einer Gesamtinvestition von 3.518.250 USD entspricht. Jede Einheit besteht aus einer Class A Stammaktie und einem Drittel eines rückzahlbaren Warrants. Nach der Transaktion hält der Sponsor � wirtschaftlich zugerechnet Herrn Angelo � 351.825 Class A Stammaktien. Das Eigentum wird als indirekt gemeldet, wobei Stimm- und Investitionsrechte über YA II PN, Ltd., Yorkville Advisors Global, LP und Yorkville Advisors Global II, LLC ausgeübt werden. Herr Angelo lehnt wirtschaftliches Eigentum ab, außer im Umfang seines finanziellen Interesses.

Wichtige Erkenntnisse für Investoren

  • Die Meldung dokumentiert einen routinemäßigen Kauf gemäß Rule 10b5-1(c) (Transaktionscode „P�), was auf keine offenen Marktaktivitäten außerhalb des IPO-Kontexts hinweist.
  • Die 3,5-Millionen-Dollar-Verpflichtung des Sponsors stimmt die Interessen des Managements mit denen der öffentlichen Aktionäre ab, eine übliche Struktur bei SPACs.
  • Es wurden keine Derivatgeschäfte gemeldet und keine Aktien veräußert.
Positive
  • None.
Negative
  • None.

Insights

TL;DR: Sponsor bought 351,825 shares for $3.5 m, standard SPAC alignment; mildly positive but routine.

The Sponsor’s purchase of private placement units is a typical feature of a SPAC IPO, providing working-capital funding and demonstrating sponsor commitment. While the $3.5 million outlay creates alignment, it is not incremental buying pressure—these units are pre-arranged and closed concurrently with the IPO. Because ownership is indirect and Mr. Angelo disclaims beneficial ownership beyond pecuniary interest, the signal value is limited. No sales occurred, and no derivative actions were taken. Overall impact for existing investors is modestly positive for governance but not financially material to YORKU’s float or valuation.

Yorkville Acquisition Corp. (YORKU) Comunicazione Form 4 datata 02/07/2025 rivela che Mark Angelo, in qualità di persona controllante di Yorkville Acquisition Sponsor LLC (lo “Sponsor�), ha segnalato l'acquisto di 351.825 azioni ordinarie di Classe A il 30/06/2025. Le azioni sono state acquisite come parte dell'acquisto da parte dello Sponsor di un pari numero di Private Placement Units, effettuato contestualmente all'offerta pubblica iniziale della società.

Le Private Placement Units sono state acquistate a 10,00 USD per unità, per un investimento complessivo di 3.518.250 USD. Ogni unità comprende un'azione ordinaria di Classe A e un terzo di warrant rimborsabile. Dopo la transazione, lo Sponsor � attribuito beneficiariamente al Sig. Angelo � detiene 351.825 azioni ordinarie di Classe A. La proprietà è indicata come indiretta, con poteri di voto e investimento esercitati tramite YA II PN, Ltd., Yorkville Advisors Global, LP e Yorkville Advisors Global II, LLC. Il Sig. Angelo declina la titolarità beneficiaria, fatta eccezione per il suo interesse pecuniario.

Punti chiave per gli investitori

  • La comunicazione registra un acquisto di routine conforme alla Regola 10b5-1(c) (Codice Transazione “P�), indicando l'assenza di operazioni di trading sul mercato aperto al di fuori del contesto dell'IPO.
  • L'impegno di 3,5 milioni di USD dello Sponsor allinea gli interessi del management con quelli degli azionisti pubblici, una struttura consueta per le SPAC.
  • Non sono state segnalate transazioni su titoli derivati né disposizioni di azioni.

Informe Formulario 4 de Yorkville Acquisition Corp. (YORKU) fechado el 02/07/2025 revela que Mark Angelo, en su calidad de persona controladora de Yorkville Acquisition Sponsor LLC (el “Patrocinador�), reportó la compra de 351,825 acciones ordinarias Clase A el 30/06/2025. Las acciones fueron recibidas como parte de la compra por parte del Patrocinador de un número igual de Unidades de Colocación Privada, realizadas simultáneamente con la oferta pública inicial de la compañía.

Las Unidades de Colocación Privada se adquirieron a 10,00 USD por unidad, representando una inversión total de 3.518.250 USD. Cada unidad consiste en una acción ordinaria Clase A más un tercio de un warrant redimible. Tras la transacción, el Patrocinador � atribuido beneficiosamente al Sr. Angelo � posee 351,825 acciones ordinarias Clase A. La propiedad se reporta como indirecta, con poder de voto e inversión ejercido a través de YA II PN, Ltd., Yorkville Advisors Global, LP y Yorkville Advisors Global II, LLC. El Sr. Angelo renuncia a la propiedad beneficiosa, salvo en la medida de su interés pecuniario.

Puntos clave para inversores

  • El informe registra una compra rutinaria conforme a la Regla 10b5-1(c) (Código de Transacción “P�), indicando ausencia de operaciones en mercado abierto fuera del contexto de la OPI.
  • El compromiso de 3,5 millones de USD del Patrocinador alinea los intereses de la gestión con los de los accionistas públicos, una estructura común en SPACs.
  • No se reportaron transacciones con valores derivados ni disposiciones de acciones.

Yorkville Acquisition Corp. (YORKU) 2025� 7� 2일자 Form 4 제출� 따르�, Mark Angelo가 Yorkville Acquisition Sponsor LLC(“스폰서�)� 통제자로� 2025� 6� 30일에 351,825� Class A 보통�� 매입했다� 보고했습니다. � 주식들은 회사� 기업공개(IPO)와 동시� 완료� 스폰서의 동일 수량 프라이빗 플레이스먼트 유닛 구매� 일부� 수령되었습니�.

프라이빗 플레이스먼트 유닛은 단위� 10.00달러� 구매되어 � 투자금액은 3,518,250달러입니�. � 유닛은 Class A 보통� 1주와 상환 가능한 워런� 1/3주로 구성됩니�. 거래 � 스폰�(Angelo 씨에� 귀�)� 351,825� Class A 보통�� 보유하게 됩니�. 소유권은 ѫΪ�으로 보고되며, 투표 � 투자 권한은 YA II PN, Ltd., Yorkville Advisors Global, LP, Yorkville Advisors Global II, LLC� 통해 행사됩니�. Angelo 씨는 금전� 이해관� 범위 내에서만 실질 소유권을 인정합니�.

투자자를 위한 주요 사항

  • � 제출 서류� Rule 10b5-1(c) 규정� 준수하� 일상적인 구매(거래 코드 “P�)� 기록하며, IPO 외의 공개 시장 거래 활동� 없음� 나타냅니�.
  • 스폰서의 350� 달러 투자� 경영진과 공공 주주 � 이해관계를 일치시키� SPAC� 일반적인 구조입니�.
  • 파생 증권 거래� 주식 매각은 보고되지 않았습니�.

Déclaration Formulaire 4 de Yorkville Acquisition Corp. (YORKU) datée du 02/07/2025 révèle que Mark Angelo, en sa qualité de personne contrôlante de Yorkville Acquisition Sponsor LLC (le « Sponsor »), a déclaré l'achat de 351 825 actions ordinaires de Classe A le 30/06/2025. Ces actions ont été reçues dans le cadre de l'achat par le Sponsor d'un nombre égal d'Unités de Placement Privé, réalisé simultanément avec l'introduction en bourse de la société.

Les Unités de Placement Privé ont été achetées à 10,00 USD par unité, représentant un investissement total de 3 518 250 USD. Chaque unité comprend une action ordinaire de Classe A et un tiers d'un warrant remboursable. À la suite de la transaction, le Sponsor � attribué bénéficiairement à M. Angelo � détient 351 825 actions ordinaires de Classe A. La propriété est déclarée comme indirecte, les pouvoirs de vote et d'investissement étant exercés via YA II PN, Ltd., Yorkville Advisors Global, LP, et Yorkville Advisors Global II, LLC. M. Angelo décline la propriété bénéficiaire sauf dans la mesure de son intérêt pécuniaire.

Points clés pour les investisseurs

  • La déclaration enregistre un achat routinier conforme à la règle 10b5-1(c) (code de transaction « P »), indiquant l'absence d'activité de trading sur le marché ouvert en dehors du contexte de l'IPO.
  • L'engagement de 3,5 millions de dollars du Sponsor aligne les intérêts de la direction avec ceux des actionnaires publics, une structure courante pour les SPAC.
  • Aucune transaction sur titres dérivés ni cession d'actions n'a été signalée.

Yorkville Acquisition Corp. (YORKU) Form 4 Einreichung vom 02.07.2025 offenbart, dass Mark Angelo in seiner Funktion als kontrollierende Person von Yorkville Acquisition Sponsor LLC (dem „Sponsor�) den Kauf von 351.825 Class A Stammaktien am 30.06.2025 meldete. Die Aktien wurden im Rahmen des Erwerbs einer gleichen Anzahl von Private Placement Units durch den Sponsor erhalten, der zeitgleich mit dem Börsengang des Unternehmens abgeschlossen wurde.

Die Private Placement Units wurden zu 10,00 USD pro Einheit gekauft, was einer Gesamtinvestition von 3.518.250 USD entspricht. Jede Einheit besteht aus einer Class A Stammaktie und einem Drittel eines rückzahlbaren Warrants. Nach der Transaktion hält der Sponsor � wirtschaftlich zugerechnet Herrn Angelo � 351.825 Class A Stammaktien. Das Eigentum wird als indirekt gemeldet, wobei Stimm- und Investitionsrechte über YA II PN, Ltd., Yorkville Advisors Global, LP und Yorkville Advisors Global II, LLC ausgeübt werden. Herr Angelo lehnt wirtschaftliches Eigentum ab, außer im Umfang seines finanziellen Interesses.

Wichtige Erkenntnisse für Investoren

  • Die Meldung dokumentiert einen routinemäßigen Kauf gemäß Rule 10b5-1(c) (Transaktionscode „P�), was auf keine offenen Marktaktivitäten außerhalb des IPO-Kontexts hinweist.
  • Die 3,5-Millionen-Dollar-Verpflichtung des Sponsors stimmt die Interessen des Managements mit denen der öffentlichen Aktionäre ab, eine übliche Struktur bei SPACs.
  • Es wurden keine Derivatgeschäfte gemeldet und keine Aktien veräußert.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ANGELO MARK

(Last) (First) (Middle)
C/O YORKVILLE ACQUISITION CORP.
1012 SPRINGFIELD AVENUE

(Street)
MOUNTAINSIDE NJ 07092

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Yorkville Acquisition Corp. [ YORKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A ordinary shares 06/30/2025 P 351,825 A (1) 351,825(2) I See footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Simultaneously with the consummation of Yorkville Acquisition Corp.'s (the "Issuer") initial public offering, Yorkville Acquisition Sponsor LLC (the "Sponsor") purchased 351,825 Private Placement Units, each consisting of (i) one Class A ordinary share and (ii) one-third of one redeemable warrant, at a price of $10.00 per placement unit, or $3,518,250 in the aggregate.
2. Reflects the 351,825 Class A ordinary shares underlying the Private Placement Units.
3. YA II PN, Ltd. ("YA II PN") is the sole managing member of the Sponsor and holds voting and investment discretion over the securities held by the Sponsor. YA II PN is managed by Yorkville Advisors Global, LP ("Yorkville LP"), whose General Partner is Yorkville Advisors Global II, LLC ("Yorkville LLC"). All investment decisions for YA II PN are made by Mark Angelo, President and Managing Member of Yorkville LLC, and, as President and Managing Member of Yorkville LLC, Mr. Angelo may be deemed to have beneficial ownership of the securities held by the Sponsor. Mr. Angelo disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
/s/Leslie Brault, Attorney-in-fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many YORKU shares did Mark Angelo report purchasing?

The filing shows 351,825 Class A ordinary shares acquired through private placement units.

What was the total dollar value of the insider purchase?

At $10.00 per unit, the aggregate investment was $3,518,250.

Is the ownership direct or indirect?

Ownership is reported as indirect through Yorkville Acquisition Sponsor LLC and related entities.

Were any shares sold in this Form 4?

No. The Form 4 only reports acquisitions; there were no dispositions.

Does this filing involve derivative securities?

The filing states that no derivative securities transactions occurred; only the underlying shares within the units are reported.
Yorkville Acquisition Corp.

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