[144] C3.ai, Inc. SEC Filing

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

144

08/04/2025 - 04:08 PM

144: Filer Information

Filer CIK

Filer CCC

Is this a LIVE or TEST Filing?

LIVE TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Class A Common

J.P. Morgan Securities LLC
390 Madison Avenue
6th Floor
New York NY 10017

352175

7899285

130885934

08/04/2025

NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Class A Common Stock

08/01/2025

RSU Vest

Issuer

352175

08/01/2025

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds

Thomas M. Siebel
1400 SEAPORT BLVD
REDWOOD CITY CA 94063

Class A Common Stock

05/02/2025

27010

601648

Thomas M. Siebel
1400 SEAPORT BLVD
REDWOOD CITY CA 94063

Class A Common Stock

06/02/2025

17000

486787

Siebel Living Trust
1400 SEAPORT BLVD
REDWOOD CITY CA 94063

Class A Common Stock

05/13/2025

341697

8202221

Siebel Living Trust
1400 SEAPORT BLVD
REDWOOD CITY CA 94063

Class A Common Stock

05/14/2025

272078

6527284

Siebel Living Trust
1400 SEAPORT BLVD
REDWOOD CITY CA 94063

Class A Common Stock

06/11/2025

601498

15051826

Siebel Living Trust
1400 SEAPORT BLVD
REDWOOD CITY CA 94063

Class A Common Stock

07/18/2025

589468

16845993

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

Source:

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