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[Form 4] Atlantic International Corp. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Atlantic International Corp. reported that Christopher Broderick, the company's Chief Financial Officer, retired on 08/15/2025 and returned 577,171 restricted stock units to the issuer under an exempt transition pursuant to Rule 16b-3(e). The Form 4 shows the RSUs had a $0.0001 per-unit conversion/exercise price and were deemed exercised/retired on 08/15/2025, with underlying common stock of 577,171 shares recorded as disposed and leaving Broderick with 0 derivative securities held as of the filing. The Form is signed by Christopher Broderick on 08/15/2025.

Atlantic International Corp. ha comunicato che Christopher Broderick, Chief Financial Officer della società, si è ritirato il 08/15/2025 e ha restituito 577,171 unità di azioni vincolate all'emittente nell'ambito di una transazione esente ai sensi della Rule 16b-3(e). Il Modulo 4 riporta che le RSU avevano un prezzo di conversione/esercizio di $0.0001 per unità e sono state considerate esercitate/restituite il 08/15/2025, con 577,171 azioni ordinarie sottostanti registrate come cedute; Broderick risulta con 0 titoli derivati detenuti alla data del deposito. Il Modulo è firmato da Christopher Broderick il 08/15/2025.

Atlantic International Corp. informó que Christopher Broderick, Director Financiero de la compañía, se jubiló el 08/15/2025 y devolvió 577,171 unidades de acciones restringidas al emisor en una transición exenta conforme a la Regla 16b-3(e). El Formulario 4 indica que las RSU tenían un precio de conversión/ejercicio de $0.0001 por unidad y se consideraron ejercidas/devolvidas el 08/15/2025, registrándose 577,171 acciones ordinarias subyacentes como enajenadas; Broderick quedó con 0 valores derivados en posesión a la fecha de la presentación. El Formulario está firmado por Christopher Broderick el 08/15/2025.

Atlantic International Corp.ëŠ� 회사ì� 최고재무책임ìž�(Chief Financial Officer)ì� Christopher Broderickê°€ 08/15/2025ì—� ì€í‡´í–ˆìœ¼ë©° Rule 16b-3(e)ì—� 따른 ë©´ì œ 전환으로 발행ì¸ì—ê²� 577,171ê°œì˜ ì œí•œì£¼ì‹ì§€ê¸�(RSU)ì� 반환했다ê³� 보고했습니다. Form 4ì—는 RSUì� 단위ë‹� 전환/행사가가 $0.0001ë¡� 기재ë˜ì–´ 있으ë©�, 해당 RSUê°€ 08/15/2025ì—� 행사/반환ë� 것으ë¡� 간주ë˜ì—ˆê³�, 기초 보통ì£� 577,171주가 처분ë� 것으ë¡� 기ë¡ë˜ì–´ 제출ì� 기준 BroderickëŠ� 0ê°œì˜ íŒŒìƒì¦ê¶Œì� 보유í•� 것으ë¡� 나타납니ë‹�. 해당 ì–‘ì‹ì€ Christopher Broderickê°€ 08/15/2025ì—� 서명했습니다.

Atlantic International Corp. a déclaré que Christopher Broderick, le directeur financier de la société, a pris sa retraite le 08/15/2025 et a restitué 577,171 unités d'actions restreintes à l'émetteur dans le cadre d'une transition exonérée en vertu de la Rule 16b-3(e). Le Formulaire 4 indique que les RSU avaient un prix de conversion/exercice de $0.0001 par unité et ont été réputées exercées/restituées le 08/15/2025, avec 577,171 actions ordinaires sous-jacentes enregistrées comme cédées ; Broderick se retrouve avec 0 titres dérivés détenus à la date du dépôt. Le formulaire est signé par Christopher Broderick le 08/15/2025.

Atlantic International Corp. teilte mit, dass Christopher Broderick, der Chief Financial Officer des Unternehmens, am 08/15/2025 in den Ruhestand getreten ist und im Rahmen einer nach Rule 16b-3(e) freigestellten Übertragung 577,171 Restricted Stock Units an den Emittenten zurückgegeben hat. Im Formular 4 wird angegeben, dass die RSUs einen Umwandlungs-/Ausübungspreis von $0.0001 je Einheit hatten und am 08/15/2025 als ausgeübt/zurückgegeben angesehen wurden; zugrunde liegende Stammaktien in Höhe von 577,171 Aktien wurden als veräußert verbucht, und Broderick hielt zum Zeitpunkt der Einreichung 0 derivativen Wertpapiere. Das Formular ist von Christopher Broderick am 08/15/2025 unterzeichnet.

Positive
  • Transparent disclosure of the CFO's retirement and the return of RSUs on Form 4
  • Compliance with Rule 16b-3(e) is explicitly cited, indicating an exempt transition was followed
Negative
  • CFO retirement on 08/15/2025 removes an incumbent financial officer from company leadership
  • 577,171 restricted stock units were returned, reducing insider-held equity to 0 for the reporting person

Insights

TL;DR: CFO retirement and return of 577,171 RSUs reduces insider ownership and signals an executive transition.

The filing documents an executive-level departure: the Chief Financial Officer retired effective 08/15/2025 and returned 577,171 restricted stock units to the company under Rule 16b-3(e). From a governance perspective, an immediate forfeiture/return of RSUs typically follows a retirement or separation agreement and removes a meaningful block of insider-aligned equity. The Form 4 is properly executed and discloses the transaction date and the nature of the exempt transition, which maintains SEC compliance but indicates a leadership change that investors will want to note for financial reporting continuity.

TL;DR: The transaction is specific and procedural; it reduces the CFO's beneficial holdings to zero but contains no financial performance data.

The Form 4 records a non-derivative/derivative reporting event tied to retirement rather than a market sale: 577,171 RSUs were returned to the issuer effective 08/15/2025 with a stated $0.0001 conversion/exercise price and resulting in zero derivative securities held by the reporting person. This is a compliance disclosure of an ownership change rather than an operational or earnings event; it does not provide revenue, expense, or balance-sheet details to assess valuation impact by itself.

Atlantic International Corp. ha comunicato che Christopher Broderick, Chief Financial Officer della società, si è ritirato il 08/15/2025 e ha restituito 577,171 unità di azioni vincolate all'emittente nell'ambito di una transazione esente ai sensi della Rule 16b-3(e). Il Modulo 4 riporta che le RSU avevano un prezzo di conversione/esercizio di $0.0001 per unità e sono state considerate esercitate/restituite il 08/15/2025, con 577,171 azioni ordinarie sottostanti registrate come cedute; Broderick risulta con 0 titoli derivati detenuti alla data del deposito. Il Modulo è firmato da Christopher Broderick il 08/15/2025.

Atlantic International Corp. informó que Christopher Broderick, Director Financiero de la compañía, se jubiló el 08/15/2025 y devolvió 577,171 unidades de acciones restringidas al emisor en una transición exenta conforme a la Regla 16b-3(e). El Formulario 4 indica que las RSU tenían un precio de conversión/ejercicio de $0.0001 por unidad y se consideraron ejercidas/devolvidas el 08/15/2025, registrándose 577,171 acciones ordinarias subyacentes como enajenadas; Broderick quedó con 0 valores derivados en posesión a la fecha de la presentación. El Formulario está firmado por Christopher Broderick el 08/15/2025.

Atlantic International Corp.ëŠ� 회사ì� 최고재무책임ìž�(Chief Financial Officer)ì� Christopher Broderickê°€ 08/15/2025ì—� ì€í‡´í–ˆìœ¼ë©° Rule 16b-3(e)ì—� 따른 ë©´ì œ 전환으로 발행ì¸ì—ê²� 577,171ê°œì˜ ì œí•œì£¼ì‹ì§€ê¸�(RSU)ì� 반환했다ê³� 보고했습니다. Form 4ì—는 RSUì� 단위ë‹� 전환/행사가가 $0.0001ë¡� 기재ë˜ì–´ 있으ë©�, 해당 RSUê°€ 08/15/2025ì—� 행사/반환ë� 것으ë¡� 간주ë˜ì—ˆê³�, 기초 보통ì£� 577,171주가 처분ë� 것으ë¡� 기ë¡ë˜ì–´ 제출ì� 기준 BroderickëŠ� 0ê°œì˜ íŒŒìƒì¦ê¶Œì� 보유í•� 것으ë¡� 나타납니ë‹�. 해당 ì–‘ì‹ì€ Christopher Broderickê°€ 08/15/2025ì—� 서명했습니다.

Atlantic International Corp. a déclaré que Christopher Broderick, le directeur financier de la société, a pris sa retraite le 08/15/2025 et a restitué 577,171 unités d'actions restreintes à l'émetteur dans le cadre d'une transition exonérée en vertu de la Rule 16b-3(e). Le Formulaire 4 indique que les RSU avaient un prix de conversion/exercice de $0.0001 par unité et ont été réputées exercées/restituées le 08/15/2025, avec 577,171 actions ordinaires sous-jacentes enregistrées comme cédées ; Broderick se retrouve avec 0 titres dérivés détenus à la date du dépôt. Le formulaire est signé par Christopher Broderick le 08/15/2025.

Atlantic International Corp. teilte mit, dass Christopher Broderick, der Chief Financial Officer des Unternehmens, am 08/15/2025 in den Ruhestand getreten ist und im Rahmen einer nach Rule 16b-3(e) freigestellten Übertragung 577,171 Restricted Stock Units an den Emittenten zurückgegeben hat. Im Formular 4 wird angegeben, dass die RSUs einen Umwandlungs-/Ausübungspreis von $0.0001 je Einheit hatten und am 08/15/2025 als ausgeübt/zurückgegeben angesehen wurden; zugrunde liegende Stammaktien in Höhe von 577,171 Aktien wurden als veräußert verbucht, und Broderick hielt zum Zeitpunkt der Einreichung 0 derivativen Wertpapiere. Das Formular ist von Christopher Broderick am 08/15/2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Broderick Christopher

(Last) (First) (Middle)
270 SYLVAN AVENUE
SUITE 2230

(Street)
ENGLEWOOD CLIFFS NJ 07632

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ATLANTIC INTERNATIONAL CORP. [ ATLN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0.0001 08/15/2025 08/15/2025 D 577,171 01/07/2026 07/07/2030 Common Stock 577,171 $0 0 D
Explanation of Responses:
1. These restricted stock units were returned to the issuer in an exempt transition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, upon the retirement of Christopher Broderick from the Company on August 15, 2025.
/s/ Christopher Broderick 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Christopher Broderick report on Form 4 for ATLN?

He reported his retirement effective 08/15/2025 and the return of 577,171 restricted stock units to the issuer under an exempt transition.

How many restricted stock units were returned by the reporting person?

577,171 RSUs were returned to Atlantic International Corp., resulting in 0 derivative securities beneficially owned by the reporting person.

What rule is cited for the exempt transition in the filing?

The filing cites Rule 16b-3(e) of the Securities Exchange Act of 1934 as the basis for the exempt transition.

What was the stated conversion/exercise price for the derivative security?

The Form shows a conversion/exercise price of $0.0001 for the restricted stock units.

When was the Form 4 signed by the reporting person?

The Form 4 is signed by Christopher Broderick and dated 08/15/2025.
Atlantic Intl

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Staffing & Employment Services
Services-help Supply Services
United States
ENGLEWOOD CLIFFS